EPT Disclosure Alliance & Leicester Plc
11 Octobre 2008 - 6:12PM
UK Regulatory
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal J.P. Morgan Securities Ltd.
trader
Company dealt in Alliance & Leicester Plc
Class of relevant security Ordinary Shares
to which the dealings being
disclosed relate (Note 1)
Date of dealing 25 September 2008
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of Highest price paid Lowest price paid (Note
securities purchased (Note 3) 3)
14,814 2.92 GBP 2.745 GBP
Total number of Highest price received Lowest price received
securities sold (Note 3) (Note 3)
504,022 2.92 GBP 2.7925 GBP
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 4) (Note 5) (Note 3)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exerci Type, Expiry Option
name, selling, securities se e.g. date money
e.g. call purchasing to which price American paid/rec
option , varying the option , eived
etc. relates European per unit
(Note 5) etc. (Note 3)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Date of disclosure 26 September 2008
Contact name Richard Lock
Telephone number 0207 777 0423
Name of offeree/offeror with which Alliance & Leicester Plc
connected
Nature of connection (Note 6) 2
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
Alliance & Leicester (LSE:AL.)
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