GLI Finance Limited TR-1: Notification of Major Holdings (6992J)
23 Décembre 2020 - 12:31PM
UK Regulatory
TIDMGLIF
RNS Number : 6992J
GLI Finance Limited
23 December 2020
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the GLI FINANCE LIMITED
underlying issuer of existing shares
to which voting rights are attached
(ii) :
------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer X
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights X
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation (iv)
Name SOMERSTON GROUP LIMITED - Concert
Party
City and country of registered office St. Helier, Jersey
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name Somerston Fintech Limited & Golf
Investments Limited (Direct)
Lexo Investments Limited, Neslo Partners
No. 2 Limited & La Hauteur Investments
Limited
(Indirect)
------------------------------------------------
City and country of registered office St. Helier, Jersey
(if applicable)
------------------------------------------------
5. Date on which the threshold was 21/12/2020
crossed or reached (vi) :
------------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 21/12/2020
------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer (vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ ----------------------- ---------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 42.40% 20.25% 62.65% 489,843,477
------------------ ----------------------- ---------------- --------------------
Position of
previous notification
(if
applicable)
------------------ ----------------------- ---------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
----------------------------
Ordinary shares
of no par value
GB00B0CL3P62 200,349,684 7,325,572 40.90% 1.50%
---------------------- ---------------------------- ------------------------- ---------------------
SUBTOTAL 8. A 207,675,256 42.40%
---------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion Period rights that may rights
instrument (x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- -------------------------------- -------------------------------- ---------------------
SUBTOTAL 8. B 1
-------------------------------- -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date (x) Conversion cash voting rights rights
instrument Period (xi) settlement
(xii)
---------------- --------------------- --------------------- --------------------
Warrants
(Direct) 31 Dec 2025 30 days notice Physical 94,294,869 19.25%
---------------- --------------------- --------------------- --------------------
Warrants
(Indirect) 31 Dec 2025 30 days notice Physical 4,898,435 1.00%
---------------- --------------------- --------------------- --------------------
SUBTOTAL 8.B.2 99,193,304 20.25%
--------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (xiv) (please add additional
rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information (xvi)
Details of concert party:
Somerston Fintech Limited/Golf Investments Limited - 200,349,684
Lexo Investments Limited - 2,242,829
Neslo Partners No. 2 Limited - 4,932,743
La Hauteur Investments Limited - 150,000
As at the Date of Completion, the warrants specified in Box B 2 have
not been exercised in whole or in part. Accordingly, the "Total number
of voting rights of issuer" in Box 7 do not account for any issuance
of the new voting shares arising from the exercise of the warrants. Once
the warrants are exercised in full, assuming no other changes in the
interests or number of voting shares in the meantime, the "Total number
of voting rights of issuer" in Box 7 will become 589,036,781. On that
basis, the ownership of ordinary shares (including arising from the exercised
warrants) would represent 52.10%.
Place of completion St. Helier, Jersey
Date of completion 22nd December 2020
-------------------
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END
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