FORM 6-K

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


Report of Foreign Private Issuer


Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934

For February 11, 2014

Commission File Number: 000-29644

ARM HOLDINGS PLC

(Translation of registrant’s name into English)

110 Fulbourn Road
Cambridge CB1 9NJ
England

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F      X                                           Form 40-F              
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes                                                                       No       X      

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-              

 
 
 
 
 
ARM HOLDINGS PLC

INDEX TO EXHIBITS

Item
 
   
1.
Press release dated February 11, 2014 – Holding(s) in Company
   
2.
Press release dated February 11, 2014 – Holding(s) in Company
 
 
 
 
 
 
 
Signatures



Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


Date: February 11, 2014
 
 
ARM HOLDINGS PLC.
 
     
       
 
By:
/s/ Tim Score  
    Name: Tim Score  
    Title:   Chief Financial Officer  
       
 
 
 
 
 
 
 
Item 1
 
For filings with the FSA include the annex
 
For filings with issuer exclude the annex
 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i
   
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii
ARM Holdings plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
Yes
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
No
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
No
An event changing the breakdown of voting rights
No
Other (please specify):
 
N/A
3. Full name of person(s) subject to the
notification obligation: iii
Janus Capital Management LLC
4. Full name of shareholder(s)
 (if different from 3.): iv
 
5. Date of the transaction and date on
which the threshold is crossed or
reached: v
23 January 2014
6. Date on which issuer notified:
31 January 2014
7. Threshold(s) that is/are crossed or
reached: vi, vii
3%
 
 
 
 
 

 
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of
shares
 
if possible using
the ISIN CODE
Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
Number
of shares
Number of voting
rights
% of  voting rights x
Direct
Direct xi
Indirect xii
Direct
Indirect
GB0000595859
41,808,817
41,808,817
42,639,790
42,639,790
 
3.05%
 
 
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
Expiration
date xiii
Exercise/
Conversion Period xiv
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
% of voting
rights
         
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument
Exercise price
Expiration date xvii
Exercise/
Conversion period xviii
Number of voting rights instrument refers to
 
% of voting rights xix, xx
 
         
Nominal
Delta
   
 
Total (A+B+C)
Number of voting rights
Percentage of voting rights
42,639,790
3.05%
 
 
 
 
 

 
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
 
 
Proxy Voting:
10. Name of the proxy holder:
Janus Capital Management LLC
11. Number of voting rights proxy holder will cease
to hold:
N/A
12. Date on which proxy holder will cease to hold
voting rights:
N/A
 
13. Additional information:
 
14. Contact name:
Tim Murphy
15. Contact telephone number:
303.336.4151
 
 
 
 
 

 
Note: Annex should only be submitted to the FSA not the issuer
 
Annex: Notification of major interests in share s xxii
 
 
A: Identity of the persons or legal entity subject to the notification obligation
Full name
(including legal form of legal entities)
 
Janus Capital Management LLC
Contact address
(registered office for legal entities)
 
151 Detroit Street
Denver, CO 80206
USA
Phone number & email
 
303.336.4151
Timothy.murphy.jd@janus.com
Other useful information
(at least legal representative for legal persons)
 
 
   
B: Identity of the notifier, if applicable
Full name
 
 
Contact address
 
 
Phone number & email
 
 
Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation)
 
 
C: Additional information
 
 
For notes on how to complete form TR-1 please see the FSA website.

 
 
 
 

 
Item 2

For filings with the FCA include the annex
 
For filings with issuer exclude the annex
 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i
   
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:   ii
ARM Holdings plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
o
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
o
An event changing the breakdown of voting rights
o
Other (please specify):
  o
3. Full name of person(s) subject to the
notification obligation:   iii
The Capital Group Companies, Inc.
4. Full name of shareholder(s)
 (if different from 3.): iv
See Schedule A
5. Date of the transaction and date on
which the threshold is crossed or
reached: v
7 February 2014
6. Date on which issuer notified:
10 February 2014
7. Threshold(s) that is/are crossed or
reached: vi, vii
Above 4%
 
 
 
 
 

 
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of
shares
 
if possible using
the ISIN CODE
Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
Number
of shares
Number of voting
rights
% of  voting rights x
Direct
Direct xi
Indirect xii
Direct
Indirect
Ordinary Shars
(ISIN: GB0000595859)
52,356,483
52,356,483
   
58,256,483
 
4.1604%
ADRs
(ISIN: US0420681068)
138
414
   
414
 
0.0000%
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
Expiration
date xiii
Exercise/
Conversion Period xiv
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
% of voting
rights
         
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument
Exercise price
Expiration date xvii
Exercise/
Conversion period xviii
Number of voting rights instrument refers to
 
% of voting rights xix, xx
 
         
Nominal
Delta
   
 
Total (A+B+C)
Number of voting rights
Percentage of voting rights
58,256,897
4.1604%
 
 
 
 
 

 
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
 
See Schedule A
 
Proxy Voting:
10. Name of the proxy holder:
 
11. Number of voting rights proxy holder will cease
to hold:
 
12. Date on which proxy holder will cease to hold
voting rights:
 
 
13. Additional information:
 
14. Contact name:
 
15. Contact telephone number:
 
 
 
 
 
 

 
Note: Annex should only be submitted to the FCA not the issuer
 
Annex: Notification of major interests in share s xxii
 
 
A: Identity of the persons or legal entity subject to the notification obligation
Full name
(including legal form of legal entities)
 
The Capital Group Companies, Inc.
Contact address
(registered office for legal entities)
 
333 South Hope Street, 55 th Floor
Los Angeles, California 90071
Phone number & email
 
(213) 615-0469 &
GRGroup@capgroup.com
Other useful information
(at least legal representative for legal persons)
 
 
   
B: Identity of the notifier, if applicable
Full name
 
Christopher Aquino
Contact address
 
333 South Hope Street, 55 th Floor
Los Angeles, California 90071
Phone number & email
 
(213) 615-0469 &
GRGroup@capgroup.com
Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation)
Fax: (213) 615-4056
 
C: Additional information
 
 
For notes on how to complete form TR-1 please see the FCA website.

 
 
 
 

 
As of 7 February 2014

ARM Holdings plc
 
 
 
   
Number of
Shares
   
Percent of
Outstanding
 
                 
The Capital Group Companies, Inc. ("CG") holdings
     58,256,897        4.160%  
                 
Holdings by CG Management Companies and Funds:                
• Capital Guardian Trust Company
     414        0.000%  
                 
• Capital Research and Management Company      58,256,483        4.160%  
 
 
 
 
 
 
 
 
 
Schedule A


 
Arm Holdings Plc ADS Each Representing 3 Ordinary Shares (MM) (NASDAQ:ARMH)
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