Current Report Filing (8-k)
25 Mai 2023 - 10:08PM
Edgar (US Regulatory)
FISERV INC false 0000798354 0000798354 2023-05-24 2023-05-24 0000798354 us-gaap:CommonStockMember 2023-05-24 2023-05-24 0000798354 fisv:SeniorNotesDue2023Member 2023-05-24 2023-05-24 0000798354 fisv:SeniorNotesDue2027Member 2023-05-24 2023-05-24 0000798354 fisv:SeniorNotesDue2030Member 2023-05-24 2023-05-24 0000798354 fisv:SeniorNotesDue2025Member 2023-05-24 2023-05-24 0000798354 fisv:M3.000SeniorNotesDue20312Member 2023-05-24 2023-05-24 0000798354 fisv:M4.500SeniorNotesDue20311Member 2023-05-24 2023-05-24
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
May 24, 2023
Fiserv, Inc.
(Exact Name of Registrant as Specified in Charter)
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Wisconsin |
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1-38962 |
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39-1506125 |
(State or Other Jurisdiction of Incorporation) |
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(Commission File Number) |
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(IRS Employer Identification No.) |
255 Fiserv Drive, Brookfield, Wisconsin 53045
(Address of Principal Executive Offices, Including Zip Code)
(262) 879-5000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
Common Stock, par value $0.01 per share |
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FISV |
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The NASDAQ Stock Market LLC |
0.375% Senior Notes due 2023 |
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FISV23 |
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The NASDAQ Stock Market LLC |
1.125% Senior Notes due 2027 |
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FISV27 |
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The NASDAQ Stock Market LLC |
1.625% Senior Notes due 2030 |
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FISV30 |
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The NASDAQ Stock Market LLC |
2.250% Senior Notes due 2025 |
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FISV25 |
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The NASDAQ Stock Market LLC |
3.000% Senior Notes due 2031 |
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FISV31 |
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The NASDAQ Stock Market LLC |
4.500% Senior Notes due 2031 |
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The NASDAQ Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 3.01. |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. |
On May 24, 2023, Fiserv, Inc. (the “Company”), acting pursuant to authorization from its Board of Directors, notified The NASDAQ Stock Market LLC (“Nasdaq”) of its intention to voluntarily withdraw the listing of its common stock, par value $0.01 per share (the “Common Stock”), from Nasdaq and transfer the listing of the Common Stock to the New York Stock Exchange (the “NYSE”), effective on or about June 6, 2023.
The Company expects the listing and trading of its Common Stock on Nasdaq to cease at the close of trading on or about June 6, 2023, and the listing and trading of its Common Stock on the NYSE to begin at market open on or about June 7, 2023.
The Common Stock has been approved for listing on the NYSE, where it will trade under the symbol “FI”.
The Company’s 0.375% Senior Notes due 2023, 1.125% Senior Notes due 2027, 1.625% Senior Notes due 2030, 2.250% Senior Notes due 2025, 3.000% Senior Notes due 2031 and 4.500% Senior Notes due 2031 continue to be listed and traded on Nasdaq.
Item 7.01. |
Regulation FD Disclosure. |
The Company issued the press release attached hereto as Exhibit 99.1 in connection with the transfer of the listing of the Common Stock to the NYSE.
The information in Item 7.01 of this Current Report on Form 8-K is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly stated in such filing.
Item 9.01. |
Financial Statements and Exhibits. |
(d) Exhibits.
EXHIBIT INDEX
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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FISERV, INC. |
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Date: May 25, 2023 |
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By: |
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/s/ Robert W. Hau |
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Robert W. Hau |
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Chief Financial Officer |
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