The following table includes registration statements and
post-effective amendments that were declared effective by the
Securities and Exchange Commission on the most recently completed
business day.
The Securities Act of 1933 requires companies offering
securities to file a registration statement with the SEC that
discloses material facts for investors. The SEC staff reviews
registration statements and declares them "effective" if companies
satisfy the disclosure rules.
REGISTRATIONS EFFECTIVE AS OF July 5, 2012
IPO:
CALDERA PHARMACEUTICALS, INC.
File Number: 333-179508
Date of Original Registration: 2/14/2012
Form Type: S-1
Securities Registered: 1,398,264 SHARES OF COMMON STOCK
Selling Holder: Yes
DAKOTA CREEK MINERALS INC.
File Number: 333-178615
Date of Original Registration: 12/19/2011
Form Type: S-1
Securities Registered: 10,000,000 SHARES OF COMMON STOCK
Selling Holder: Yes
STOCK:
A123 SYSTEMS, INC. (AONE)
File Number: 333-182511
Date of Original Registration: 7/2/2012
Form Type: S-3
Securities Registered: 250,397,531 SHARES of Common Stock
Selling Holder: Yes
A123 SYSTEMS, INC. (AONE)
File Number: 333-181778
Date of Original Registration: 7/2/2012
Form Type: S-3
Securities Registered: 49,602,469 SHARES of Common Stock
Selling Holder: Yes
SARATOGA RESOURCES, INC. (SARA)
File Number: 333-182257
Date of Original Registration: 6/21/2012
Form Type: S-3
Securities Registered: 10,009,808 Shares of Common Stock
Selling Holder: Yes
XCEL BRANDS, INC. (NFBHD)
File Number: 333-177585
Date of Original Registration: 10/28/2011
Form Type: S-1
Securities Registered: 2,912,860 SHARES OF COMMON STOCK
Selling Holder: Yes
MIXED SECURITIES:
GRIFFON CORPORATION (GFF)
File Number: 333-181278
Date of Original Registration: 5/9/2012
Form Type: S-3
Securities Registered: $500,000,000 in Preferred Stock, Depositary Shares, Warrants to purchase preferred stock,
depositary shares, debt securities or units, Rights to purchase preferred stock, depositary shares, debt securities
or units, Debt Securities and Units.
Selling Holder: No
GRIFFON CORPORATION (GFF)
File Number: 333-181279
Date of Original Registration: 5/9/2012
Form Type: S-4
Securities Registered: $500,000,000 in Common Stock, Preferred Stock, Depositary Shares, Warrants to purchase
common stock preferred stock, depositary shares, debt securities or units, Rights to purchase common stock preferred
stock, depositary shares, debt securities or units, Debt Securities and Units.
Selling Holder: No
INSMED INCORPORATED (INSM)
File Number:
Date of Original Registration: 6/14/2012
Form Type: S-3
Securities Registered: $75,000,000 in Common Stock Preferred Stock, Warrants, Debt Securities and Units.
Selling Holder: No
MAGNEGAS CORPORATION (MNGAD)
File Number: 333-181546
Date of Original Registration: 5/18/2012
Form Type: S-1
Securities Registered: 30,089,375 Shares of Common Stock and 10,676,875 Warrants to Purchase Common Stock.
Selling Holder: Yes
SAN DIEGO GAS & ELECTRIC COMPANY
File Number: 333-181639
Date of Original Registration: 5/24/2012
Form Type: S-3
Securities Registered: $1,200,000,000 in Senior Unsecured Debt Securities, First Mortgage Bonds and Preferred Stock
Selling Holder: No
SARATOGA RESOURCES, INC. (SARA)
File Number: 333-182273
Date of Original Registration: 6/21/2012
Form Type: S-3
Securities Registered: $200,000,000 in Common Stock, Preferred Stock, Debt Securities and Warrants
Selling Holder: Yes
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Order free Annual Report for Griffon Corp.
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1-888-301-0513
Order free Annual Report for Insmed, Inc.
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1-888-301-0513
Order free Annual Report for Saratoga Resources, Inc.
Visit http://djnewswires.ar.wilink.com/?link=SARA or call
1-888-301-0513
Order free Annual Report for Sempra Energy
Visit http://djnewswires.ar.wilink.com/?link=SRE or call
1-888-301-0513