LPL Financial Welcomes RFS Financial Services
04 Mars 2024 - 3:00PM
LPL Financial LLC announced today that RFS Financial Securities has
joined LPL Financial’s broker-dealer, RIA and custodial platforms.
The team reported serving approximately $140 million in advisory,
brokerage and retirement plan assets* and joins LPL from Lincoln
Financial Advisors.
The Lubbock, Texas-based practice was initially founded as a
life insurance firm but has evolved over the years into a
full-service wealth management business led by President and
Managing Director David Miller. With more than three decades of
experience as a financial advisor, Miller served as an OSJ prior to
revamping his business to focus more on client care. Fellow advisor
and business partner Mike Ivey has nearly 20 years of industry
experience with a focus on holistic planning and financial
education.
“We take a team approach to provide clients with a financial
roadmap in their journey toward their life goals, and we take great
pride in offering the highest level of professionalism and
integrity in all areas of financial services,” Miller said.
Looking for a more strategic resources and a flexible business
model, the team embarked on an extensive due diligence process that
led them to LPL.
“LPL is an industry leader and Fortune 500 Company that has made
significant investments in technology and other innovative
solutions that will make our jobs easier and help us serve clients
more effectively,” Miller said. “Our clients will appreciate the
online tools that will give them access to their account
information from any device, whenever they need it.”
Scott Posner, LPL Executive Vice President, Business
Development, stated, “We extend a warm welcome to David and Mike
and wish them great success in the next chapter of their business.
LPL strives to be a committed partner to our financial advisors,
offering a wide range of differentiated services and innovative
technology experiences so they can run their practice as they see
fit. We look forward to a long-lasting partnership with the entire
team at RFS Financial Services.”
Related
Advisors, find an LPL business development
representative near you.
About LPL FinancialLPL Financial Holdings Inc.
(Nasdaq: LPLA) was founded on the principle that LPL should work
for advisors and enterprises, and not the other way around. Today,
LPL is a leader in the markets we serve, serving more than 22,000
financial advisors, including advisors at approximately 1,100
enterprises and at approximately 570 registered investment advisor
("RIA") firms nationwide. We are steadfast in our commitment to the
advisor-mediated model and the belief that Americans deserve access
to personalized guidance from a financial professional. At LPL,
independence means that advisors and enterprise leaders have the
freedom they deserve to choose the business model, services and
technology resources that allow them to run a thriving business.
They have the flexibility to do business their way. And they have
the freedom to manage their client relationships, because they know
their clients best. Simply put, we take care of our advisors and
enterprises, so they can take care of their clients.
Securities and Advisory services offered through LPL Financial
LLC ("LPL Financial"), a registered investment advisor. Member
FINRA/SIPC. LPL Financial and its affiliated companies provide
financial services only from the United States. RFS Financial
Services and LPL Financial are separate entities.
Throughout this communication, the terms “financial advisors”
and “advisors” are used to refer to registered representatives
and/or investment advisor representatives affiliated with LPL
Financial.
We routinely disclose information that may be important to
shareholders in the "Investor Relations" or "Press Releases"
section of our website.
*Value approximated based on asset and holding details provided
to LPL from end of year, 2023.
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