- Amended Statement of Beneficial Ownership (SC 13D/A)
29 Décembre 2008 - 9:06PM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13D/A
(Rule
13d-101)
INFORMATION
TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO
RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT
TO
RULE 13d-2(a)
(Amendment No. 1)
*
Nyer
Medical Group, Inc.
(Name of
Issuer)
Common
Stock, par value $0.0001 per share
(Title of Class
of Securities)
670711100
(CUSIP
Number)
Lucille
Curry
Michael
Curry
D.A.W.,
Inc.
13
Water Street
Holliston,
MA 01746
(508)
429-8506
(Name, Address
and Telephone Number of Person Authorized to Receive Notices and
Communications)
December
26, 2008
(Date of Event
which Requires Filing of this Statement)
If the filing
person has previously filed a statement on Schedule 13G to report the
acquisition that is the subject of
this Schedule 13D, and is filing this schedule
because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
o
.
Note:
Schedules
filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See Rule 13d-7(b) for other parties
to whom copies are to be sent.
(Continued on
following pages)
(Page 1 of 5
Pages)
_________________________
*
The remainder of this cover page shall be
filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover
page.
The information
required on the remainder of this cover page shall not be deemed to be “filed”
for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or
otherwise subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE
13D
CUSIP NO.
670711100
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Page 2 of
5 Pages
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1
|
NAMES OF
REPORTING PERSONS
Lucille
Curry
Michael
Curry
|
2
|
CHECK THE
APPROPRIATE BOX IF A MEMBER OF A GROUP (See
Instructions) N/A
(a)
o
(b)
o
|
3
|
SEC USE
ONLY
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4
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SOURCE OF
FUNDS (See Instructions)
OO
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5
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CHECK BOX IF
DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR
2(e)
o
|
6
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CITIZENSHIP
OR PLACE OF ORGANIZATION
UNITED
STATES OF AMERICA
|
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VO
TI
NG
POWER
|
8
|
SHARED
VOTING POWER
283,738 Shares
of Common Stock
|
9
|
SOLE
DISPOSITIVE POWER
|
10
|
SHARED
DISPOSITIVE POWER
283,738 Shares
of Common Stock
|
11
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,000
Michael Curry
271,738
Lucille Curry
|
12
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CHECK BOX IF
THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See
Instructions)
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13
|
PERCENT OF
CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.8%
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14
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TYPE OF
REPORTING PERSON (See Instructions)
IN
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SCHEDULE
13D
CUSIP NO.
670711100
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Page 3 of
5 Pages
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The following
items have been amended to reflect a decrease in beneficial ownership which
resulted from the December 26, 2008 sale of $100,000 of the convertible note
described more fully in Item 3(iii) below.
Item
3. Source and Amount of Funds or Other Consideration.
In August 1996, the Issuer and certain
shareholders of D.A.W. (David Dumouchel, Mark Dumouchel, Gunter, Donato Mazzola,
Lucille Curry (collectively, the "Minority Shareholders")) and Michael Curry
entered into an agreement (the "1996 Agreement") providing in relevant part for
the Issuer's purchase of the Minority Shareholders' and Michael Curry’s interest
D.A.W. and F.M.T. Franchise Co., Inc. (“F.M.T.” and together with D.A.W., the
“Subsidiaries”) to be completed in August 2006, if such purchase was so
requested by the Minority Shareholders. The Issuer owned 80% of the outstanding
shares of the Subsidiaries, while the Minority Shareholders and Michael Curry
owned, in the aggregate, the remaining 20%. In August 2006, at the Issuer's
request, the Issuer, Michael Curry and the Minority Shareholders entered into an
agreement (the "2006 Agreement") which in relevant part extended until as late
as July 2007, the Issuer's obligations to complete the purchase of the interest
in the Subsidiaries with payment of $4 million in immediately available funds.
The Issuer was unable to satisfy its purchase obligations under the 2006
Agreement. On December 20, 2007, the Issuer entered into a
new agreement with D.A.W., Michael Curry and the Minority Shareholders (the
"2007 Agreement") in order to allow for a series of transactions, which, when
completed and realized upon over time will together with other related
transactions (by and between the Issuer and Samuel Nyer and certain of his
family members (the “Nyer Family”), satisfy the Issuer's obligations under the
2006 Agreement and the 1996 Agreement.
The transactions called for by the 2007
Agreement and certain related transactions (together, the "Equity Transactions")
were closed on February 4, 2008.
Lucille Curry transferred to the Issuer
50 shares of D.A.W. common stock held by him, in consideration for the following
securities of the Issuer:
|
(i)
|
400 shares Series 2 Class B
Preferred Stock (the “Series 2 Stock”), a newly-created series of
convertible Class B preferred stock of the Issuer, which shares are
initially convertible into 43,478 shares of Common Stock, based upon an
initial conversion price of $1.84 (which is subject to adjustment), and
which have 2,000 votes per share of Series 2 Stock (for an aggregate of
800,000 votes) and which vote along with the Common Stock holders on all
matters put to a vote of the stockholders of the
Issuer;
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(ii)
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a promissory note in the aggregate
principal amount of $350,000 (the “Purchase Note”) was issued to all of
the Minority Shareholders as a group; and
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(iii)
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a convertible promissory note in
the aggregate principal amount of $300,000 (the “Convertible Note”), which
is convertible into an aggregate of approximately 163,043 shares of Common
Stock, based upon an initial conversion price of $1.84 (which is subject
to adjustment).
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SCHEDULE
13D
CUSIP NO.
670711100
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Page 4 of
5 Pages
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(iv)
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On December 26, 2008, Lucille
Curry sold $100,000 of the Convertible Note for its face amount, retaining
ownership of the remaining
$200,000.
|
Item
5. Interest in Securities of the Issuer.
(a) and
(b). The Curry’s are married to one another and thus beneficially own
(with the shared power to vote and shared power to dispose of) (i) 119,565
shares of Common Stock (ii) 12,000 shares of Common Stock underlying the Options
which are not yet vested, (iv) 108,695 shares of Common Stock underlying the
Convertible Note and (iv) 43,478 shares of Common Stock underlying the Series 2
Stock (which carry the right, until converted, to vote an aggregate of 800,000
votes); for an aggregate of 283,738 shares of Common Stock representing 8.1% of
the Issuer’s outstanding Common Stock.
Except as set
forth in this Item 5, the Curry’s do not own beneficially any shares of the
Issuer.
(c) Other than
the sale of $100,000 of the Convertible Note referred to above, to the knowledge
of the Curry’s, no transactions in the class of securities reported have been
effected during the past 60 days by any person.
(d) To the
knowledge of the Curry’s, no other person besides them has the right to receive
or the power to direct the receipt of dividends from, or the proceeds from the
sale of, the securities of Issuer reported herein.
(e)
Inapplicable.
SCHEDULE
13D
CUSIP NO.
670711100
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Page 5 of
5 Pages
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SIGNATURE
After reasonable
inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and
correct.
December
26, 2008
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LUCILLE
CURRY
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By:
/s/ Lucille
Curry
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Lucille Curry
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December
26, 2008
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MICHAEL
CURRY
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By:
/s/ Michael
Curry
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Michael Curry
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