- Initial Statement of Beneficial Ownership (3)
01 Décembre 2010 - 10:26PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0104
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February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Onex Rescare Acquisition, LLC
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2. Date of Event Requiring Statement (MM/DD/YYYY)
11/15/2010
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3. Issuer Name
and
Ticker or Trading Symbol
RES CARE INC /KY/ [RSCR]
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(Last)
(First)
(Middle)
C/O ONEX INVESTMENT CORP, 712 FIFTH AVENUE, 40TH FLOOR
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
NEW YORK, NY 10019
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock, no par value
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21044765
(1)
(2)
(3)
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D
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Common Stock, no par value
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21044765
(1)
(2)
(3)
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I
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By Onex Rescare Acquisition, LLC
(4)
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Common Stock, no par value
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21044765
(1)
(2)
(3)
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I
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By Onex Rescare Acquisition, LLC
(4)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Pursuant to Instruction 5(b)(v) of Form 3 and the Joint Filing Agreement dated November 26, 2010, among the beneficial owners named herein, this Form 3 is filed jointly by Onex Rescare Acquisition, LLC ("Purchaser"), Onex Partners III LP ("Partners III") and Onex Partners III GP LP ("Partners III GP", together with Purchaser and Partners III, the "Reporting Persons").
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(
2)
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Purchaser and the Issuer entered into a Share Exchange Agreement, dated September 6, 2010 (the "Share Exchange Agreement"), pursuant to which Purchaser commenced a tender offer (the "Offer") to purchase all of the outstanding shares of common stock, no par value, of the Issuer (the "Common Shares") not currently held by affiliates of Purchaser. The Offer expired on November 15, 2010, and as a result, Purchaser acquired 21,044,765 Common Shares.
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(
3)
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Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the filing of this Form 3 shall not be deemed an admission that any of the Reporting Persons is , for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of all such shares of common stock covered by this Form 3.
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(
4)
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A majority of the common stock of Purchaser is owned by Partners III. Partners III GP is the general partner of Partners III.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Onex Rescare Acquisition, LLC
C/O ONEX INVESTMENT CORP
712 FIFTH AVENUE, 40TH FLOOR
NEW YORK, NY 10019
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X
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ONEX PARTNERS III LP
C/O ONEX INVESTMENT CORP.
712 FIFTH AVENUE, 40TH FLOOR
NEW YORK, NY 10019
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X
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Onex Partners III GP LP
C/O ONEX INVESTMENT CORP.
712 FIFTH AVENUE, 40TH FLOOR
NEW YORK, NY 10019
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X
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Signatures
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/s/ Robert M. Le Blanc, as Director of Onex Rescare Acquisition, LLC
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12/1/2010
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**
Signature of Reporting Person
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Date
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/s/ Robert M. Le Blanc, as Managing Director of Onex Partners Manager GP ULC, General Partner of Onex Partners Manager LP, Agent for Onex Partners III GP LP, General Partner of Onex Partners III LP
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12/1/2010
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**
Signature of Reporting Person
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Date
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/s/ Robert M. Le Blanc, as President of Onex Partners GP Inc., General Partner of Onex Partners III GP LP
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12/1/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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