- Amended Statement of Beneficial Ownership (SC 13D/A)
09 Novembre 2010 - 8:43PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
(Name of Issuer)
Class A Common Stock, Par Value $0.25 Per Share
(Title of Class of Securities)
(CUSIP Number)
Chris A. Rauschl, Esq.
Corporate & Securities Counsel and Assistant Secretary
General Mills, Inc.
Number One General Mills Boulevard
Minneapolis, Minnesota 55426
(763) 764-7600
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.
o
Note:
Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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1
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NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only).
General Mills, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
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o
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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7
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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8
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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346,570
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EACH
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9
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH
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10
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SHARED DISPOSITIVE POWER
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346,570
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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346,570
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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3.6%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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1
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NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only).
The Pillsbury Company, LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO
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5
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
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o
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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7
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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8
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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346,570
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EACH
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9
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH
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10
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SHARED DISPOSITIVE POWER
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346,570
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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346,570
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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3.6%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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Introduction
This Amendment No. 1 supplements the information set forth in the Schedule 13D filed by Grand
Metropolitan Public Limited Company and The Pillsbury Company with the Securities and Exchange
Commission (the SEC) on March 22, 1996 (the Initial Schedule 13D) relating to the shares of
Class A Common Stock, par value $0.25 per share (the Class A Common Stock), of Seneca Foods
Corporation, a New York corporation (the Issuer). On October 31, 2001, General Mills, Inc., a
Delaware corporation (the Parent), acquired The Pillsbury Company. The Pillsbury Company was
subsequently converted into a Delaware limited liability company and is now The Pillsbury Company,
LLC (TPC). The Parent and TPC are sometimes referred to herein as the Reporting Persons.
The Initial Scheduled 13D is hereby amended as follows:
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Item 5.
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Interest in Securities of the Issuer
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Based solely on the Issuers most recent filing with the SEC, there are 9,572,709 shares of
Class A Common Stock outstanding. The Reporting Persons beneficially own 346,570 shares of Class A
Common Stock. The Reporting Persons ceased to beneficially own more than 5% of the Class A Common
Stock in approximately July 2009 after the Issuer issued additional shares of Class A Common Stock.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Dated: November 9, 2010
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General Mills, Inc.
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The Pillsbury Company, LLC
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/s/ Kofi A. Bruce
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/s/ Kofi A. Bruce
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By Kofi A. Bruce
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By Kofi A. Bruce
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Its Vice President, Treasurer
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Its Treasurer
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