FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22970

Nuveen Dow 30 SM Dynamic Overwrite Fund

 

(Exact name of registrant as specified in charter)

333 West Wacker Drive, Chicago, Illinois 60606

 

(Address of principal executive offices) (Zip Code)

David J. Lamb – Chief Administrative Officer

 

(Name and address of agent for service)

Registrant’s telephone number, including area code: 312-917-7700

Date of fiscal year-end: December 31

Date of reporting period: June 30, 2023

 

 


Item 1. Proxy Voting Record

 


FORM N-PX



ICA File Number:  811-22970

Registrant Name:  Nuveen Dow 30SM Dynamic Overwrite Fund

Reporting Period:  07/01/2022 - 06/30/2023


Nuveen Dow 30SM Dynamic Overwrite Fund

 
3M COMPANY
Meeting Date:  MAY 09, 2023
Record Date:  MAR 14, 2023
Meeting Type:  ANNUAL
Ticker:  MMM
Security ID:  88579Y101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Thomas "Tony" K. Brown Management For For
1b Elect Director Anne H. Chow Management For For
1c Elect Director David B. Dillon Management For For
1d Elect Director Michael L. Eskew Management For For
1e Elect Director James R. Fitterling Management For For
1f Elect Director Amy E. Hood Management For For
1g Elect Director Suzan Kereere Management For For
1h Elect Director Gregory R. Page Management For For
1i Elect Director Pedro J. Pizarro Management For For
1j Elect Director Michael F. Roman Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
AMERICAN EXPRESS COMPANY
Meeting Date:  MAY 02, 2023
Record Date:  MAR 06, 2023
Meeting Type:  ANNUAL
Ticker:  AXP
Security ID:  025816109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Thomas J. Baltimore Management For For
1b Elect Director John J. Brennan Management For For
1c Elect Director Peter Chernin Management For For
1d Elect Director Walter J. Clayton, III Management For For
1e Elect Director Ralph de la Vega Management For For
1f Elect Director Theodore J. Leonsis Management For For
1g Elect Director Deborah P. Majoras Management For For
1h Elect Director Karen L. Parkhill Management For For
1i Elect Director Charles E. Phillips Management For For
1j Elect Director Lynn A. Pike Management For For
1k Elect Director Stephen J. Squeri Management For For
1l Elect Director Daniel L. Vasella Management For For
1m Elect Director Lisa W. Wardell Management For For
1n Elect Director Christopher D. Young Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Shareholder Against Against
6 Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access Shareholder Against Against
 
AMGEN INC.
Meeting Date:  MAY 19, 2023
Record Date:  MAR 20, 2023
Meeting Type:  ANNUAL
Ticker:  AMGN
Security ID:  031162100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Wanda M. Austin Management For For
1b Elect Director Robert A. Bradway Management For For
1c Elect Director Michael V. Drake Management For For
1d Elect Director Brian J. Druker Management For For
1e Elect Director Robert A. Eckert Management For For
1f Elect Director Greg C. Garland Management For For
1g Elect Director Charles M. Holley, Jr. Management For For
1h Elect Director S. Omar Ishrak Management For For
1i Elect Director Tyler Jacks Management For For
1j Elect Director Ellen J. Kullman Management For For
1k Elect Director Amy E. Miles Management For For
1l Elect Director Ronald D. Sugar Management For For
1m Elect Director R. Sanders Williams Management For For
2 Advisory Vote on Say on Pay Frequency Management One Year One Year
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Ernst & Young LLP as Auditors Management For For
 
APPLE INC.
Meeting Date:  MAR 10, 2023
Record Date:  JAN 09, 2023
Meeting Type:  ANNUAL
Ticker:  AAPL
Security ID:  037833100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director James Bell Management For For
1b Elect Director Tim Cook Management For For
1c Elect Director Al Gore Management For For
1d Elect Director Alex Gorsky Management For For
1e Elect Director Andrea Jung Management For For
1f Elect Director Art Levinson Management For For
1g Elect Director Monica Lozano Management For For
1h Elect Director Ron Sugar Management For For
1i Elect Director Sue Wagner Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Report on Civil Rights and Non-Discrimination Audit Shareholder Against Against
6 Report on Operations in Communist China Shareholder Against Against
7 Adopt a Policy Establishing an Engagement Process with Proponents to Shareholder Proposals Shareholder Against Against
8 Report on Median Gender/Racial Pay Gap Shareholder Against For
9 Amend Proxy Access Right Shareholder Against Against
 
CATERPILLAR INC.
Meeting Date:  JUN 14, 2023
Record Date:  APR 17, 2023
Meeting Type:  ANNUAL
Ticker:  CAT
Security ID:  149123101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kelly A. Ayotte Management For For
1.2 Elect Director David L. Calhoun Management For For
1.3 Elect Director Daniel M. Dickinson Management For For
1.4 Elect Director James C. Fish, Jr. Management For For
1.5 Elect Director Gerald Johnson Management For For
1.6 Elect Director David W. MacLennan Management For For
1.7 Elect Director Judith F. Marks Management For For
1.8 Elect Director Debra L. Reed-Klages Management For For
1.9 Elect Director Susan C. Schwab Management For For
1.10 Elect Director D. James Umpleby, III Management For For
1.11 Elect Director Rayford Wilkins, Jr. Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Approve Omnibus Stock Plan Management For For
6 Report on Climate Lobbying Shareholder Against For
7 Report on Lobbying Payments and Policy Shareholder Against For
8 Report on Due Diligence Process of Doing Business in Conflict Affected Areas Shareholder Against Against
9 Report on Civil Rights and Non-Discrimination Audit Shareholder Against Against
 
CHEVRON CORPORATION
Meeting Date:  MAY 31, 2023
Record Date:  APR 03, 2023
Meeting Type:  ANNUAL
Ticker:  CVX
Security ID:  166764100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Wanda M. Austin Management For For
1b Elect Director John B. Frank Management For For
1c Elect Director Alice P. Gast Management For For
1d Elect Director Enrique Hernandez, Jr. Management For For
1e Elect Director Marillyn A. Hewson Management For For
1f Elect Director Jon M. Huntsman, Jr. Management For For
1g Elect Director Charles W. Moorman Management For For
1h Elect Director Dambisa F. Moyo Management For For
1i Elect Director Debra Reed-Klages Management For For
1j Elect Director D. James Umpleby, III Management For For
1k Elect Director Cynthia J. Warner Management For For
1l Elect Director Michael K. (Mike) Wirth Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Rescind Scope 3 GHG Reduction Proposal Shareholder Against Against
6 Adopt Medium-Term Scope 3 GHG Reduction Target Shareholder Against Against
7 Recalculate GHG Emissions Baseline to Exclude Emissions from Material Divestitures Shareholder Against For
8 Establish Board Committee on Decarbonization Risk Shareholder Against Against
9 Report on Social Impact From Plant Closure or Energy Transition Shareholder Against For
10 Oversee and Report a Racial Equity Audit Shareholder Against Against
11 Publish a Tax Transparency Report Shareholder Against Against
12 Require Independent Board Chair Shareholder Against Against
 
CISCO SYSTEMS, INC.
Meeting Date:  DEC 08, 2022
Record Date:  OCT 10, 2022
Meeting Type:  ANNUAL
Ticker:  CSCO
Security ID:  17275R102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director M. Michele Burns Management For For
1b Elect Director Wesley G. Bush Management For For
1c Elect Director Michael D. Capellas Management For For
1d Elect Director Mark Garrett Management For For
1e Elect Director John D. Harris, II Management For For
1f Elect Director Kristina M. Johnson Management For For
1g Elect Director Roderick C. McGeary Management For For
1h Elect Director Sarah Rae Murphy Management For For
1i Elect Director Charles H. Robbins Management For For
1j Elect Director Brenton L. Saunders Management For For
1k Elect Director Lisa T. Su Management For For
1l Elect Director Marianna Tessel Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Report on Tax Transparency Set Forth in the Global Reporting Initiative's Tax Standard Shareholder Against Against
 
DOW INC.
Meeting Date:  APR 13, 2023
Record Date:  FEB 15, 2023
Meeting Type:  ANNUAL
Ticker:  DOW
Security ID:  260557103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Samuel R. Allen Management For For
1b Elect Director Gaurdie E. Banister, Jr. Management For For
1c Elect Director Wesley G. Bush Management For For
1d Elect Director Richard K. Davis Management For For
1e Elect Director Jerri DeVard Management For For
1f Elect Director Debra L. Dial Management For For
1g Elect Director Jeff M. Fettig Management For For
1h Elect Director Jim Fitterling Management For For
1i Elect Director Jacqueline C. Hinman Management For For
1j Elect Director Luis Alberto Moreno Management For For
1k Elect Director Jill S. Wyant Management For For
1l Elect Director Daniel W. Yohannes Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Require Independent Board Chair Shareholder Against Against
5 Commission Audited Report on Reduced Plastics Demand Shareholder Against For
 
HONEYWELL INTERNATIONAL INC.
Meeting Date:  MAY 19, 2023
Record Date:  MAR 24, 2023
Meeting Type:  ANNUAL
Ticker:  HON
Security ID:  438516106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Darius Adamczyk Management For For
1B Elect Director Duncan Angove Management For For
1C Elect Director William S. Ayer Management For For
1D Elect Director Kevin Burke Management For For
1E Elect Director D. Scott Davis Management For For
1F Elect Director Deborah Flint Management For For
1G Elect Director Vimal Kapur Management For For
1H Elect Director Rose Lee Management For For
1I Elect Director Grace Lieblein Management For For
1J Elect Director Robin L. Washington Management For For
1K Elect Director Robin Watson Management For For
2 Advisory Vote on Say on Pay Frequency Management One Year One Year
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Require Independent Board Chair Shareholder Against Against
6 Issue Environmental Justice Report Shareholder Against Against
 
INTEL CORPORATION
Meeting Date:  MAY 11, 2023
Record Date:  MAR 17, 2023
Meeting Type:  ANNUAL
Ticker:  INTC
Security ID:  458140100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Patrick P. Gelsinger Management For For
1b Elect Director James J. Goetz Management For For
1c Elect Director Andrea J. Goldsmith Management For For
1d Elect Director Alyssa H. Henry Management For For
1e Elect Director Omar Ishrak Management For For
1f Elect Director Risa Lavizzo-Mourey Management For For
1g Elect Director Tsu-Jae King Liu Management For For
1h Elect Director Barbara G. Novick Management For For
1i Elect Director Gregory D. Smith Management For For
1j Elect Director Lip-Bu Tan Management For For
1k Elect Director Dion J. Weisler Management For For
1l Elect Director Frank D. Yeary Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
6 Adopt Share Retention Policy For Senior Executives Shareholder Against Against
7 Publish Third Party Review of Intel's China Business ESG Congruence Shareholder Against Against
 
INTERNATIONAL BUSINESS MACHINES CORPORATION
Meeting Date:  APR 25, 2023
Record Date:  FEB 24, 2023
Meeting Type:  ANNUAL
Ticker:  IBM
Security ID:  459200101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Thomas Buberl Management For For
1b Elect Director David N. Farr Management For For
1c Elect Director Alex Gorsky Management For For
1d Elect Director Michelle J. Howard Management For For
1e Elect Director Arvind Krishna Management For For
1f Elect Director Andrew N. Liveris Management For For
1g Elect Director F. William McNabb, III Management For For
1h Elect Director Martha E. Pollack Management For For
1i Elect Director Joseph R. Swedish Management For For
1j Elect Director Peter R. Voser Management For For
1k Elect Director Frederick H. Waddell Management For For
1l Elect Director Alfred W. Zollar Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Require Independent Board Chair Shareholder Against Against
6 Report on Lobbying Payments and Policy Shareholder Against Against
7 Report on Risks Related to Operations in China Shareholder Against Against
8 Report on Efforts to Prevent Harassment and Discrimination in the Workplace Shareholder Against For
 
JOHNSON & JOHNSON
Meeting Date:  APR 27, 2023
Record Date:  FEB 28, 2023
Meeting Type:  ANNUAL
Ticker:  JNJ
Security ID:  478160104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Darius Adamczyk Management For For
1b Elect Director Mary C. Beckerle Management For For
1c Elect Director D. Scott Davis Management For For
1d Elect Director Jennifer A. Doudna Management For For
1e Elect Director Joaquin Duato Management For For
1f Elect Director Marillyn A. Hewson Management For For
1g Elect Director Paula A. Johnson Management For For
1h Elect Director Hubert Joly Management For For
1i Elect Director Mark B. McClellan Management For For
1j Elect Director Anne M. Mulcahy Management For For
1k Elect Director Mark A. Weinberger Management For For
1l Elect Director Nadja Y. West Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Adopt Mandatory Arbitration Bylaw - Withdrawn Shareholder None None
6 Report on Government Financial Support and Equitable Access to Covid-19 Products Shareholder Against Against
7 Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics Shareholder Against Against
8 Report on Impact of Extended Patent Exclusivities on Product Access Shareholder Against For
 
JPMORGAN CHASE & CO.
Meeting Date:  MAY 16, 2023
Record Date:  MAR 17, 2023
Meeting Type:  ANNUAL
Ticker:  JPM
Security ID:  46625H100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Linda B. Bammann Management For For
1b Elect Director Stephen B. Burke Management For For
1c Elect Director Todd A. Combs Management For For
1d Elect Director James S. Crown Management For For
1e Elect Director Alicia Boler Davis Management For For
1f Elect Director James Dimon Management For For
1g Elect Director Timothy P. Flynn Management For For
1h Elect Director Alex Gorsky Management For For
1i Elect Director Mellody Hobson Management For For
1j Elect Director Michael A. Neal Management For For
1k Elect Director Phebe N. Novakovic Management For For
1l Elect Director Virginia M. Rometty Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Require Independent Board Chair Shareholder Against Against
6 Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development Shareholder Against Against
7 Amend Public Responsibility Committee Charter to Include Animal Welfare Shareholder Against Against
8 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against
9 Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets Shareholder Against For
10 Report on Risks Related to Discrimination Against Individuals Including Political Views Shareholder Against Against
11 Report on Political Expenditures Congruence Shareholder Against Against
12 Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting Shareholder Against Against
 
MCDONALD'S CORPORATION
Meeting Date:  MAY 25, 2023
Record Date:  MAR 27, 2023
Meeting Type:  ANNUAL
Ticker:  MCD
Security ID:  580135101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Anthony Capuano Management For For
1b Elect Director Kareem Daniel Management For For
1c Elect Director Lloyd Dean Management For For
1d Elect Director Catherine Engelbert Management For For
1e Elect Director Margaret Georgiadis Management For For
1f Elect Director Enrique Hernandez, Jr. Management For For
1g Elect Director Christopher Kempczinski Management For For
1h Elect Director Richard Lenny Management For For
1i Elect Director John Mulligan Management For For
1j Elect Director Jennifer Taubert Management For For
1k Elect Director Paul Walsh Management For For
1l Elect Director Amy Weaver Management For For
1m Elect Director Miles White Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Ernst & Young LLP as Auditors Management For For
5 Adopt Policy to Phase Out Use of Medically-Important Antibiotics in Beef and Pork Supply Chain Shareholder Against Against
6 Comply with World Health Organization Guidelines on Antimicrobial Use Throughout Supply Chains Shareholder Against Against
7 Report on Risks Related to Operations in China Shareholder Against Against
8 Report on Civil Rights and Non-Discrimination Audit Shareholder Against Against
9 Report on Lobbying Payments and Policy Shareholder Against For
10 Issue Transparency Report on Global Public Policy and Political Influence Shareholder Against Against
11 Report on Animal Welfare Shareholder Against For
 
MERCK & CO., INC.
Meeting Date:  MAY 23, 2023
Record Date:  MAR 24, 2023
Meeting Type:  ANNUAL
Ticker:  MRK
Security ID:  58933Y105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Douglas M. Baker, Jr. Management For For
1b Elect Director Mary Ellen Coe Management For For
1c Elect Director Pamela J. Craig Management For For
1d Elect Director Robert M. Davis Management For For
1e Elect Director Thomas H. Glocer Management For For
1f Elect Director Risa J. Lavizzo-Mourey Management For For
1g Elect Director Stephen L. Mayo Management For For
1h Elect Director Paul B. Rothman Management For For
1i Elect Director Patricia F. Russo Management For For
1j Elect Director Christine E. Seidman Management For For
1k Elect Director Inge G. Thulin Management For For
1l Elect Director Kathy J. Warden Management For For
1m Elect Director Peter C. Wendell Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Report on Risks Related to Operations in China Shareholder Against Against
6 Report on Access to COVID-19 Products Shareholder Against Against
7 Adopt Policy to Require Third-Party Organizations to Annually Report Expenditures for Political Activities Shareholder Against Against
8 Report on Impact of Extended Patent Exclusivities on Product Access Shareholder Against For
9 Publish a Congruency Report of Partnerships with Globalist Organizations Shareholder Against Against
10 Require Independent Board Chair Shareholder Against Against
 
MICROSOFT CORPORATION
Meeting Date:  DEC 13, 2022
Record Date:  OCT 12, 2022
Meeting Type:  ANNUAL
Ticker:  MSFT
Security ID:  594918104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Reid G. Hoffman Management For For
1.2 Elect Director Hugh F. Johnston Management For For
1.3 Elect Director Teri L. List Management For For
1.4 Elect Director Satya Nadella Management For For
1.5 Elect Director Sandra E. Peterson Management For For
1.6 Elect Director Penny S. Pritzker Management For For
1.7 Elect Director Carlos A. Rodriguez Management For For
1.8 Elect Director Charles W. Scharf Management For For
1.9 Elect Director John W. Stanton Management For For
1.10 Elect Director John W. Thompson Management For For
1.11 Elect Director Emma N. Walmsley Management For For
1.12 Elect Director Padmasree Warrior Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Report on Cost/Benefit Analysis of Diversity and Inclusion Shareholder Against Against
5 Report on Hiring of Persons with Arrest or Incarceration Records Shareholder Against Against
6 Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk Shareholder Against Against
7 Report on Government Use of Microsoft Technology Shareholder Against Against
8 Report on Development of Products for Military Shareholder Against Against
9 Report on Tax Transparency Shareholder Against Against
 
NIKE, INC.
Meeting Date:  SEP 09, 2022
Record Date:  JUL 08, 2022
Meeting Type:  ANNUAL
Ticker:  NKE
Security ID:  654106103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Alan B. Graf, Jr. Management For For
1b Elect Director Peter B. Henry Management For For
1c Elect Director Michelle A. Peluso Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Amend Qualified Employee Stock Purchase Plan Management For For
5 Adopt a Policy on China Sourcing Shareholder Against Against
 
SALESFORCE, INC.
Meeting Date:  JUN 08, 2023
Record Date:  APR 14, 2023
Meeting Type:  ANNUAL
Ticker:  CRM
Security ID:  79466L302
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Marc Benioff Management For For
1b Elect Director Laura Alber Management For For
1c Elect Director Craig Conway Management For For
1d Elect Director Arnold Donald Management For For
1e Elect Director Parker Harris Management For For
1f Elect Director Neelie Kroes Management For For
1g Elect Director Sachin Mehra Management For For
1h Elect Director G. Mason Morfit Management For For
1i Elect Director Oscar Munoz Management For For
1j Elect Director John V. Roos Management For For
1k Elect Director Robin Washington Management For For
1l Elect Director Maynard Webb Management For For
1m Elect Director Susan Wojcicki Management For For
2 Amend Omnibus Stock Plan Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
6 Require Independent Board Chair Shareholder Against Against
7 Adopt Policy Prohibiting Directors from Simultaneously Sitting on the Board of Directors of Any Other Company Shareholder Against Against
 
THE BOEING COMPANY
Meeting Date:  APR 18, 2023
Record Date:  FEB 17, 2023
Meeting Type:  ANNUAL
Ticker:  BA
Security ID:  097023105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Robert A. Bradway Management For For
1b Elect Director David L. Calhoun Management For For
1c Elect Director Lynne M. Doughtie Management For For
1d Elect Director David L. Gitlin Management For For
1e Elect Director Lynn J. Good Management For For
1f Elect Director Stayce D. Harris Management For For
1g Elect Director Akhil Johri Management For For
1h Elect Director David L. Joyce Management For For
1i Elect Director Lawrence W. Kellner Management For For
1j Elect Director Steven M. Mollenkopf Management For For
1k Elect Director John M. Richardson Management For For
1l Elect Director Sabrina Soussan Management For For
1m Elect Director Ronald A. Williams Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Approve Omnibus Stock Plan Management For For
5 Ratify Deloitte & Touche LLP as Auditors Management For For
6 Report on Risks Related to Operations in China Shareholder Against Against
7 Report on Lobbying Payments and Policy Shareholder Against For
8 Report on Climate Lobbying Shareholder Against For
9 Report on Median Gender/Racial Pay Gap Shareholder Against For
 
THE COCA-COLA COMPANY
Meeting Date:  APR 25, 2023
Record Date:  FEB 24, 2023
Meeting Type:  ANNUAL
Ticker:  KO
Security ID:  191216100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Herb Allen Management For For
1.2 Elect Director Marc Bolland Management For For
1.3 Elect Director Ana Botin Management For For
1.4 Elect Director Christopher C. Davis Management For For
1.5 Elect Director Barry Diller Management For For
1.6 Elect Director Carolyn Everson Management For For
1.7 Elect Director Helene D. Gayle Management For For
1.8 Elect Director Alexis M. Herman Management For For
1.9 Elect Director Maria Elena Lagomasino Management For For
1.10 Elect Director Amity Millhiser Management For For
1.11 Elect Director James Quincey Management For For
1.12 Elect Director Caroline J. Tsay Management For For
1.13 Elect Director David B. Weinberg Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Ernst & Young LLP as Auditors Management For For
5 Report on Third-Party Civil Rights Audit Shareholder Against Against
6 Issue Transparency Report on Global Public Policy and Political Influence Shareholder Against Against
7 Report on Congruency of Political Spending with Company Values and Priorities Shareholder Against Against
8 Require Independent Board Chair Shareholder Against Against
9 Report on Risk Due to Restrictions on Reproductive Rights Shareholder Against Against
 
THE GOLDMAN SACHS GROUP, INC.
Meeting Date:  APR 26, 2023
Record Date:  FEB 27, 2023
Meeting Type:  ANNUAL
Ticker:  GS
Security ID:  38141G104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Michele Burns Management For For
1b Elect Director Mark Flaherty Management For For
1c Elect Director Kimberley Harris Management For For
1d Elect Director Kevin Johnson Management For For
1e Elect Director Ellen Kullman Management For For
1f Elect Director Lakshmi Mittal Management For For
1g Elect Director Adebayo Ogunlesi Management For For
1h Elect Director Peter Oppenheimer Management For For
1i Elect Director David Solomon Management For For
1j Elect Director Jan Tighe Management For For
1k Elect Director Jessica Uhl Management For For
1l Elect Director David Viniar Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
5 Report on Lobbying Payments and Policy Shareholder Against For
6 Require Independent Board Chair Shareholder Against Against
7 Publish Third-Party Review on Chinese Congruency of Certain ETFs Shareholder Against Against
8 Oversee and Report a Racial Equity Audit Shareholder Against For
9 Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development Shareholder Against Against
10 Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting Shareholder Against Against
11 Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets Shareholder Against For
12 Report on Median Gender/Racial Pay Gap Shareholder Against For
 
THE HOME DEPOT, INC.
Meeting Date:  MAY 18, 2023
Record Date:  MAR 20, 2023
Meeting Type:  ANNUAL
Ticker:  HD
Security ID:  437076102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Gerard J. Arpey Management For For
1b Elect Director Ari Bousbib Management For For
1c Elect Director Jeffery H. Boyd Management For For
1d Elect Director Gregory D. Brenneman Management For For
1e Elect Director J. Frank Brown Management For For
1f Elect Director Albert P. Carey Management For For
1g Elect Director Edward P. Decker Management For For
1h Elect Director Linda R. Gooden Management For For
1i Elect Director Wayne M. Hewett Management For For
1j Elect Director Manuel Kadre Management For For
1k Elect Director Stephanie C. Linnartz Management For For
1l Elect Director Paula Santilli Management For For
1m Elect Director Caryn Seidman-Becker Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Reduce Ownership Threshold for Shareholders to Request Action by Written Consent Shareholder Against Against
6 Require Independent Board Chair Shareholder Against Against
7 Report on Political Expenditures Congruence Shareholder Against Against
8 Rescind 2022 Racial Equity Audit Proposal Shareholder Against Against
9 Encourage Senior Management Commitment to Avoid Political Speech Shareholder Against Against
 
THE PROCTER & GAMBLE COMPANY
Meeting Date:  OCT 11, 2022
Record Date:  AUG 12, 2022
Meeting Type:  ANNUAL
Ticker:  PG
Security ID:  742718109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director B. Marc Allen Management For For
1b Elect Director Angela F. Braly Management For For
1c Elect Director Amy L. Chang Management For For
1d Elect Director Joseph Jimenez Management For For
1e Elect Director Christopher Kempczinski Management For For
1f Elect Director Debra L. Lee Management For For
1g Elect Director Terry J. Lundgren Management For For
1h Elect Director Christine M. McCarthy Management For For
1i Elect Director Jon R. Moeller Management For For
1j Elect Director Rajesh Subramaniam Management For For
1k Elect Director Patricia A. Woertz Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
THE TRAVELERS COMPANIES, INC.
Meeting Date:  MAY 24, 2023
Record Date:  MAR 28, 2023
Meeting Type:  ANNUAL
Ticker:  TRV
Security ID:  89417E109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Alan L. Beller Management For For
1b Elect Director Janet M. Dolan Management For For
1c Elect Director Russell G. Golden Management For For
1d Elect Director Patricia L. Higgins Management For For
1e Elect Director William J. Kane Management For For
1f Elect Director Thomas B. Leonardi Management For For
1g Elect Director Clarence Otis, Jr. Management For For
1h Elect Director Elizabeth E. Robinson Management For For
1i Elect Director Philip T. (Pete) Ruegger, III Management For For
1j Elect Director Rafael Santana Management For For
1k Elect Director Todd C. Schermerhorn Management For For
1l Elect Director Alan D. Schnitzer Management For For
1m Elect Director Laurie J. Thomsen Management For For
1n Elect Director Bridget van Kralingen Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Approve Omnibus Stock Plan Management For For
6 Report on Efforts to Measure, Disclose and Reduce GHG Emissions Associated with Underwriting Shareholder Against Against
7 Adopt Time-Bound Policy to Phase Out Underwriting for New Fossil Fuel Exploration and Development Shareholder Against Against
8 Oversee and Report on a Third-Party Racial Equity Audit Shareholder Against For
9 Ensure Policies Do Not Support Police Violations of Civil Rights Shareholder Against Against
10 Adopt Policy to Require Third-Party Organizations to Annually Report Expenditures for Political Activities - Withdrawn Shareholder None None
 
THE WALT DISNEY COMPANY
Meeting Date:  APR 03, 2023
Record Date:  FEB 08, 2023
Meeting Type:  ANNUAL
Ticker:  DIS
Security ID:  254687106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Mary T. Barra Management For For
1b Elect Director Safra A. Catz Management For For
1c Elect Director Amy L. Chang Management For For
1d Elect Director Francis A. deSouza Management For For
1e Elect Director Carolyn N. Everson Management For For
1f Elect Director Michael B.G. Froman Management For For
1g Elect Director Robert A. Iger Management For For
1h Elect Director Maria Elena Lagomasino Management For For
1i Elect Director Calvin R. McDonald Management For For
1j Elect Director Mark G. Parker Management For For
1k Elect Director Derica W. Rice Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Report on Risks Related to Operations in China Shareholder Against Against
6 Report on Charitable Contributions Shareholder Against Against
7 Report on Political Expenditures Shareholder Against Against
 
UNITEDHEALTH GROUP INCORPORATED
Meeting Date:  JUN 05, 2023
Record Date:  APR 10, 2023
Meeting Type:  ANNUAL
Ticker:  UNH
Security ID:  91324P102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Timothy Flynn Management For For
1b Elect Director Paul Garcia Management For For
1c Elect Director Kristen Gil Management For For
1d Elect Director Stephen Hemsley Management For For
1e Elect Director Michele Hooper Management For For
1f Elect Director F. William McNabb, III Management For For
1g Elect Director Valerie Montgomery Rice Management For For
1h Elect Director John Noseworthy Management For For
1i Elect Director Andrew Witty Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Report on Third-Party Racial Equity Audit Shareholder Against For
6 Report on Congruency of Political Spending with Company Values and Priorities Shareholder Against Against
7 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Shareholder Against Against
 
VERIZON COMMUNICATIONS INC.
Meeting Date:  MAY 11, 2023
Record Date:  MAR 13, 2023
Meeting Type:  ANNUAL
Ticker:  VZ
Security ID:  92343V104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Shellye Archambeau Management For For
1.2 Elect Director Roxanne Austin Management For For
1.3 Elect Director Mark Bertolini Management For For
1.4 Elect Director Vittorio Colao Management For For
1.5 Elect Director Melanie Healey Management For For
1.6 Elect Director Laxman Narasimhan Management For For
1.7 Elect Director Clarence Otis, Jr. Management For For
1.8 Elect Director Daniel Schulman Management For For
1.9 Elect Director Rodney Slater Management For For
1.10 Elect Director Carol Tome Management For For
1.11 Elect Director Hans Vestberg Management For For
1.12 Elect Director Gregory Weaver Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Ernst & Young LLP as Auditors Management For For
5 Report on Government Requests to Remove Content Shareholder Against Against
6 Adopt a Policy Prohibiting Direct and Indirect Political Contributions to Candidates Shareholder Against Against
7 Amend Clawback Policy Shareholder Against For
8 Submit Severance Agreement (Change-in-Control) to Shareholder Vote Shareholder Against Against
9 Require Independent Board Chair Shareholder Against Against
 
VISA INC.
Meeting Date:  JAN 24, 2023
Record Date:  NOV 25, 2022
Meeting Type:  ANNUAL
Ticker:  V
Security ID:  92826C839
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Lloyd A. Carney Management For For
1b Elect Director Kermit R. Crawford Management For For
1c Elect Director Francisco Javier Fernandez-Carbajal Management For For
1d Elect Director Alfred F. Kelly, Jr. Management For For
1e Elect Director Ramon Laguarta Management For For
1f Elect Director Teri L. List Management For For
1g Elect Director John F. Lundgren Management For For
1h Elect Director Denise M. Morrison Management For For
1i Elect Director Linda J. Rendle Management For For
1j Elect Director Maynard G. Webb, Jr. Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
5 Require Independent Board Chair Shareholder Against Against
 
WALGREENS BOOTS ALLIANCE, INC.
Meeting Date:  JAN 26, 2023
Record Date:  NOV 28, 2022
Meeting Type:  ANNUAL
Ticker:  WBA
Security ID:  931427108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Janice M. Babiak Management For For
1b Elect Director Inderpal S. Bhandari Management For For
1c Elect Director Rosalind G. Brewer Management For For
1d Elect Director Ginger L. Graham Management For For
1e Elect Director Bryan C. Hanson Management For For
1f Elect Director Valerie B. Jarrett Management For For
1g Elect Director John A. Lederer Management For For
1h Elect Director Dominic P. Murphy Management For For
1i Elect Director Stefano Pessina Management For For
1j Elect Director Nancy M. Schlichting Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Report on Public Health Costs Due to Tobacco Product Sales and the Impact on Overall Market Shareholder Against Against
5 Require Independent Board Chair Shareholder Against Against
 
WALMART INC.
Meeting Date:  MAY 31, 2023
Record Date:  APR 06, 2023
Meeting Type:  ANNUAL
Ticker:  WMT
Security ID:  931142103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Cesar Conde Management For For
1b Elect Director Timothy P. Flynn Management For For
1c Elect Director Sarah J. Friar Management For For
1d Elect Director Carla A. Harris Management For For
1e Elect Director Thomas W. Horton Management For For
1f Elect Director Marissa A. Mayer Management For For
1g Elect Director C. Douglas McMillon Management For For
1h Elect Director Gregory B. Penner Management For For
1i Elect Director Randall L. Stephenson Management For For
1j Elect Director S. Robson Walton Management For For
1k Elect Director Steuart L. Walton Management For For
2 Advisory Vote on Say on Pay Frequency Management One Year One Year
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Ratify Ernst & Young LLP as Auditors Management For For
5 Consider Pay Disparity Between CEO and Other Employees Shareholder Against Against
6 Report on Human Rights Due Diligence Shareholder Against Against
7 Commission Third Party Racial Equity Audit Shareholder Against Against
8 Report on Racial and Gender Layoff Diversity Shareholder Against Against
9 Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders Shareholder Against Against
10 Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access Shareholder Against Against
11 Report on Risks Related to Operations in China Shareholder Against Against
12 Oversee and Report a Workplace Health and Safety Audit Shareholder Against Against

END NPX REPORT


SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Nuveen Dow 30 SM Dynamic Overwrite Fund

 

By  

/s/ David J. Lamb

  David J. Lamb – Chief Administrative Officer
Date  

May 17, 2024


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