Form N-PX/A - Annual Report of proxy voting record of management investment companies: [Amend]
17 Mai 2024 - 12:15PM
Edgar (US Regulatory)
FORM N-PX
ANNUAL
REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22970
Nuveen Dow 30 SM Dynamic Overwrite Fund
(Exact name of
registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of
principal executive offices) (Zip Code)
David J. Lamb Chief Administrative Officer
(Name and
address of agent for service)
Registrants telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2023
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-22970
Registrant Name: Nuveen Dow 30SM Dynamic Overwrite Fund
Reporting Period: 07/01/2022 -
06/30/2023
Nuveen Dow 30SM Dynamic Overwrite Fund
|
3M COMPANY Meeting Date: MAY 09, 2023 Record Date: MAR 14, 2023 Meeting Type: ANNUAL |
Ticker: MMM Security ID: 88579Y101 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Thomas "Tony" K. Brown |
Management |
For |
For |
1b |
Elect Director Anne H. Chow |
Management |
For |
For |
1c |
Elect Director David B. Dillon |
Management |
For |
For |
1d |
Elect Director Michael L. Eskew |
Management |
For |
For |
1e |
Elect Director James R. Fitterling |
Management |
For |
For |
1f |
Elect Director Amy E. Hood |
Management |
For |
For |
1g |
Elect Director Suzan Kereere |
Management |
For |
For |
1h |
Elect Director Gregory R. Page |
Management |
For |
For |
1i |
Elect Director Pedro J. Pizarro |
Management |
For |
For |
1j |
Elect Director Michael F. Roman |
Management |
For |
For |
2 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
|
AMERICAN EXPRESS COMPANY Meeting Date: MAY 02, 2023 Record Date: MAR 06, 2023 Meeting Type: ANNUAL |
Ticker: AXP Security ID: 025816109 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Thomas J. Baltimore |
Management |
For |
For |
1b |
Elect Director John J. Brennan |
Management |
For |
For |
1c |
Elect Director Peter Chernin |
Management |
For |
For |
1d |
Elect Director Walter J. Clayton, III |
Management |
For |
For |
1e |
Elect Director Ralph de la Vega |
Management |
For |
For |
1f |
Elect Director Theodore J. Leonsis |
Management |
For |
For |
1g |
Elect Director Deborah P. Majoras |
Management |
For |
For |
1h |
Elect Director Karen L. Parkhill |
Management |
For |
For |
1i |
Elect Director Charles E. Phillips |
Management |
For |
For |
1j |
Elect Director Lynn A. Pike |
Management |
For |
For |
1k |
Elect Director Stephen J. Squeri |
Management |
For |
For |
1l |
Elect Director Daniel L. Vasella |
Management |
For |
For |
1m |
Elect Director Lisa W. Wardell |
Management |
For |
For |
1n |
Elect Director Christopher D. Young |
Management |
For |
For |
2 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
5 |
Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
Shareholder |
Against |
Against |
6 |
Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access |
Shareholder |
Against |
Against |
|
AMGEN INC. Meeting Date: MAY 19, 2023 Record Date: MAR 20, 2023 Meeting Type: ANNUAL |
Ticker: AMGN Security ID: 031162100 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Wanda M. Austin |
Management |
For |
For |
1b |
Elect Director Robert A. Bradway |
Management |
For |
For |
1c |
Elect Director Michael V. Drake |
Management |
For |
For |
1d |
Elect Director Brian J. Druker |
Management |
For |
For |
1e |
Elect Director Robert A. Eckert |
Management |
For |
For |
1f |
Elect Director Greg C. Garland |
Management |
For |
For |
1g |
Elect Director Charles M. Holley, Jr. |
Management |
For |
For |
1h |
Elect Director S. Omar Ishrak |
Management |
For |
For |
1i |
Elect Director Tyler Jacks |
Management |
For |
For |
1j |
Elect Director Ellen J. Kullman |
Management |
For |
For |
1k |
Elect Director Amy E. Miles |
Management |
For |
For |
1l |
Elect Director Ronald D. Sugar |
Management |
For |
For |
1m |
Elect Director R. Sanders Williams |
Management |
For |
For |
2 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
|
APPLE INC. Meeting Date: MAR 10, 2023 Record Date: JAN 09, 2023 Meeting Type: ANNUAL |
Ticker: AAPL Security ID: 037833100 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director James Bell |
Management |
For |
For |
1b |
Elect Director Tim Cook |
Management |
For |
For |
1c |
Elect Director Al Gore |
Management |
For |
For |
1d |
Elect Director Alex Gorsky |
Management |
For |
For |
1e |
Elect Director Andrea Jung |
Management |
For |
For |
1f |
Elect Director Art Levinson |
Management |
For |
For |
1g |
Elect Director Monica Lozano |
Management |
For |
For |
1h |
Elect Director Ron Sugar |
Management |
For |
For |
1i |
Elect Director Sue Wagner |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
5 |
Report on Civil Rights and Non-Discrimination Audit |
Shareholder |
Against |
Against |
6 |
Report on Operations in Communist China |
Shareholder |
Against |
Against |
7 |
Adopt a Policy Establishing an Engagement Process with Proponents to Shareholder Proposals |
Shareholder |
Against |
Against |
8 |
Report on Median Gender/Racial Pay Gap |
Shareholder |
Against |
For |
9 |
Amend Proxy Access Right |
Shareholder |
Against |
Against |
|
CATERPILLAR INC. Meeting Date: JUN 14, 2023 Record Date: APR 17, 2023 Meeting Type: ANNUAL |
Ticker: CAT Security ID: 149123101 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Kelly A. Ayotte |
Management |
For |
For |
1.2 |
Elect Director David L. Calhoun |
Management |
For |
For |
1.3 |
Elect Director Daniel M. Dickinson |
Management |
For |
For |
1.4 |
Elect Director James C. Fish, Jr. |
Management |
For |
For |
1.5 |
Elect Director Gerald Johnson |
Management |
For |
For |
1.6 |
Elect Director David W. MacLennan |
Management |
For |
For |
1.7 |
Elect Director Judith F. Marks |
Management |
For |
For |
1.8 |
Elect Director Debra L. Reed-Klages |
Management |
For |
For |
1.9 |
Elect Director Susan C. Schwab |
Management |
For |
For |
1.10 |
Elect Director D. James Umpleby, III |
Management |
For |
For |
1.11 |
Elect Director Rayford Wilkins, Jr. |
Management |
For |
For |
2 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
5 |
Approve Omnibus Stock Plan |
Management |
For |
For |
6 |
Report on Climate Lobbying |
Shareholder |
Against |
For |
7 |
Report on Lobbying Payments and Policy |
Shareholder |
Against |
For |
8 |
Report on Due Diligence Process of Doing Business in Conflict Affected Areas |
Shareholder |
Against |
Against |
9 |
Report on Civil Rights and Non-Discrimination Audit |
Shareholder |
Against |
Against |
|
CHEVRON CORPORATION Meeting Date: MAY 31, 2023 Record Date: APR 03, 2023 Meeting Type: ANNUAL |
Ticker: CVX Security ID: 166764100 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Wanda M. Austin |
Management |
For |
For |
1b |
Elect Director John B. Frank |
Management |
For |
For |
1c |
Elect Director Alice P. Gast |
Management |
For |
For |
1d |
Elect Director Enrique Hernandez, Jr. |
Management |
For |
For |
1e |
Elect Director Marillyn A. Hewson |
Management |
For |
For |
1f |
Elect Director Jon M. Huntsman, Jr. |
Management |
For |
For |
1g |
Elect Director Charles W. Moorman |
Management |
For |
For |
1h |
Elect Director Dambisa F. Moyo |
Management |
For |
For |
1i |
Elect Director Debra Reed-Klages |
Management |
For |
For |
1j |
Elect Director D. James Umpleby, III |
Management |
For |
For |
1k |
Elect Director Cynthia J. Warner |
Management |
For |
For |
1l |
Elect Director Michael K. (Mike) Wirth |
Management |
For |
For |
2 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
5 |
Rescind Scope 3 GHG Reduction Proposal |
Shareholder |
Against |
Against |
6 |
Adopt Medium-Term Scope 3 GHG Reduction Target |
Shareholder |
Against |
Against |
7 |
Recalculate GHG Emissions Baseline to Exclude Emissions from Material Divestitures |
Shareholder |
Against |
For |
8 |
Establish Board Committee on Decarbonization Risk |
Shareholder |
Against |
Against |
9 |
Report on Social Impact From Plant Closure or Energy Transition |
Shareholder |
Against |
For |
10 |
Oversee and Report a Racial Equity Audit |
Shareholder |
Against |
Against |
11 |
Publish a Tax Transparency Report |
Shareholder |
Against |
Against |
12 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
|
CISCO SYSTEMS, INC. Meeting Date: DEC 08, 2022 Record Date: OCT 10, 2022 Meeting Type: ANNUAL |
Ticker: CSCO Security ID: 17275R102 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director M. Michele Burns |
Management |
For |
For |
1b |
Elect Director Wesley G. Bush |
Management |
For |
For |
1c |
Elect Director Michael D. Capellas |
Management |
For |
For |
1d |
Elect Director Mark Garrett |
Management |
For |
For |
1e |
Elect Director John D. Harris, II |
Management |
For |
For |
1f |
Elect Director Kristina M. Johnson |
Management |
For |
For |
1g |
Elect Director Roderick C. McGeary |
Management |
For |
For |
1h |
Elect Director Sarah Rae Murphy |
Management |
For |
For |
1i |
Elect Director Charles H. Robbins |
Management |
For |
For |
1j |
Elect Director Brenton L. Saunders |
Management |
For |
For |
1k |
Elect Director Lisa T. Su |
Management |
For |
For |
1l |
Elect Director Marianna Tessel |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
4 |
Report on Tax Transparency Set Forth in the Global Reporting Initiative's Tax Standard |
Shareholder |
Against |
Against |
|
DOW INC. Meeting Date: APR 13, 2023 Record Date: FEB 15, 2023 Meeting Type: ANNUAL |
Ticker: DOW Security ID: 260557103 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Samuel R. Allen |
Management |
For |
For |
1b |
Elect Director Gaurdie E. Banister, Jr. |
Management |
For |
For |
1c |
Elect Director Wesley G. Bush |
Management |
For |
For |
1d |
Elect Director Richard K. Davis |
Management |
For |
For |
1e |
Elect Director Jerri DeVard |
Management |
For |
For |
1f |
Elect Director Debra L. Dial |
Management |
For |
For |
1g |
Elect Director Jeff M. Fettig |
Management |
For |
For |
1h |
Elect Director Jim Fitterling |
Management |
For |
For |
1i |
Elect Director Jacqueline C. Hinman |
Management |
For |
For |
1j |
Elect Director Luis Alberto Moreno |
Management |
For |
For |
1k |
Elect Director Jill S. Wyant |
Management |
For |
For |
1l |
Elect Director Daniel W. Yohannes |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
4 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
5 |
Commission Audited Report on Reduced Plastics Demand |
Shareholder |
Against |
For |
|
HONEYWELL INTERNATIONAL INC. Meeting Date: MAY 19, 2023 Record Date: MAR 24, 2023 Meeting Type: ANNUAL |
Ticker: HON Security ID: 438516106 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1A |
Elect Director Darius Adamczyk |
Management |
For |
For |
1B |
Elect Director Duncan Angove |
Management |
For |
For |
1C |
Elect Director William S. Ayer |
Management |
For |
For |
1D |
Elect Director Kevin Burke |
Management |
For |
For |
1E |
Elect Director D. Scott Davis |
Management |
For |
For |
1F |
Elect Director Deborah Flint |
Management |
For |
For |
1G |
Elect Director Vimal Kapur |
Management |
For |
For |
1H |
Elect Director Rose Lee |
Management |
For |
For |
1I |
Elect Director Grace Lieblein |
Management |
For |
For |
1J |
Elect Director Robin L. Washington |
Management |
For |
For |
1K |
Elect Director Robin Watson |
Management |
For |
For |
2 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
5 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
6 |
Issue Environmental Justice Report |
Shareholder |
Against |
Against |
|
INTEL CORPORATION Meeting Date: MAY 11, 2023 Record Date: MAR 17, 2023 Meeting Type: ANNUAL |
Ticker: INTC Security ID: 458140100 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Patrick P. Gelsinger |
Management |
For |
For |
1b |
Elect Director James J. Goetz |
Management |
For |
For |
1c |
Elect Director Andrea J. Goldsmith |
Management |
For |
For |
1d |
Elect Director Alyssa H. Henry |
Management |
For |
For |
1e |
Elect Director Omar Ishrak |
Management |
For |
For |
1f |
Elect Director Risa Lavizzo-Mourey |
Management |
For |
For |
1g |
Elect Director Tsu-Jae King Liu |
Management |
For |
For |
1h |
Elect Director Barbara G. Novick |
Management |
For |
For |
1i |
Elect Director Gregory D. Smith |
Management |
For |
For |
1j |
Elect Director Lip-Bu Tan |
Management |
For |
For |
1k |
Elect Director Dion J. Weisler |
Management |
For |
For |
1l |
Elect Director Frank D. Yeary |
Management |
For |
For |
2 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Amend Omnibus Stock Plan |
Management |
For |
For |
5 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
6 |
Adopt Share Retention Policy For Senior Executives |
Shareholder |
Against |
Against |
7 |
Publish Third Party Review of Intel's China Business ESG Congruence |
Shareholder |
Against |
Against |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION Meeting Date: APR 25, 2023 Record Date: FEB 24, 2023 Meeting Type: ANNUAL |
Ticker: IBM Security ID: 459200101 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Thomas Buberl |
Management |
For |
For |
1b |
Elect Director David N. Farr |
Management |
For |
For |
1c |
Elect Director Alex Gorsky |
Management |
For |
For |
1d |
Elect Director Michelle J. Howard |
Management |
For |
For |
1e |
Elect Director Arvind Krishna |
Management |
For |
For |
1f |
Elect Director Andrew N. Liveris |
Management |
For |
For |
1g |
Elect Director F. William McNabb, III |
Management |
For |
For |
1h |
Elect Director Martha E. Pollack |
Management |
For |
For |
1i |
Elect Director Joseph R. Swedish |
Management |
For |
For |
1j |
Elect Director Peter R. Voser |
Management |
For |
For |
1k |
Elect Director Frederick H. Waddell |
Management |
For |
For |
1l |
Elect Director Alfred W. Zollar |
Management |
For |
For |
2 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
5 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
6 |
Report on Lobbying Payments and Policy |
Shareholder |
Against |
Against |
7 |
Report on Risks Related to Operations in China |
Shareholder |
Against |
Against |
8 |
Report on Efforts to Prevent Harassment and Discrimination in the Workplace |
Shareholder |
Against |
For |
|
JOHNSON & JOHNSON Meeting Date: APR 27, 2023 Record Date: FEB 28, 2023 Meeting Type: ANNUAL |
Ticker: JNJ Security ID: 478160104 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Darius Adamczyk |
Management |
For |
For |
1b |
Elect Director Mary C. Beckerle |
Management |
For |
For |
1c |
Elect Director D. Scott Davis |
Management |
For |
For |
1d |
Elect Director Jennifer A. Doudna |
Management |
For |
For |
1e |
Elect Director Joaquin Duato |
Management |
For |
For |
1f |
Elect Director Marillyn A. Hewson |
Management |
For |
For |
1g |
Elect Director Paula A. Johnson |
Management |
For |
For |
1h |
Elect Director Hubert Joly |
Management |
For |
For |
1i |
Elect Director Mark B. McClellan |
Management |
For |
For |
1j |
Elect Director Anne M. Mulcahy |
Management |
For |
For |
1k |
Elect Director Mark A. Weinberger |
Management |
For |
For |
1l |
Elect Director Nadja Y. West |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
5 |
Adopt Mandatory Arbitration Bylaw - Withdrawn |
Shareholder |
None |
None |
6 |
Report on Government Financial Support and Equitable Access to Covid-19 Products |
Shareholder |
Against |
Against |
7 |
Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics |
Shareholder |
Against |
Against |
8 |
Report on Impact of Extended Patent Exclusivities on Product Access |
Shareholder |
Against |
For |
|
JPMORGAN CHASE & CO. Meeting Date: MAY 16, 2023 Record Date: MAR 17, 2023 Meeting Type: ANNUAL |
Ticker: JPM Security ID: 46625H100 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Linda B. Bammann |
Management |
For |
For |
1b |
Elect Director Stephen B. Burke |
Management |
For |
For |
1c |
Elect Director Todd A. Combs |
Management |
For |
For |
1d |
Elect Director James S. Crown |
Management |
For |
For |
1e |
Elect Director Alicia Boler Davis |
Management |
For |
For |
1f |
Elect Director James Dimon |
Management |
For |
For |
1g |
Elect Director Timothy P. Flynn |
Management |
For |
For |
1h |
Elect Director Alex Gorsky |
Management |
For |
For |
1i |
Elect Director Mellody Hobson |
Management |
For |
For |
1j |
Elect Director Michael A. Neal |
Management |
For |
For |
1k |
Elect Director Phebe N. Novakovic |
Management |
For |
For |
1l |
Elect Director Virginia M. Rometty |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
5 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
6 |
Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development |
Shareholder |
Against |
Against |
7 |
Amend Public Responsibility Committee Charter to Include Animal Welfare |
Shareholder |
Against |
Against |
8 |
Reduce Ownership Threshold for Shareholders to Call Special Meeting |
Shareholder |
Against |
Against |
9 |
Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets |
Shareholder |
Against |
For |
10 |
Report on Risks Related to Discrimination Against Individuals Including Political Views |
Shareholder |
Against |
Against |
11 |
Report on Political Expenditures Congruence |
Shareholder |
Against |
Against |
12 |
Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting |
Shareholder |
Against |
Against |
|
MCDONALD'S CORPORATION Meeting Date: MAY 25, 2023 Record Date: MAR 27, 2023 Meeting Type: ANNUAL |
Ticker: MCD Security ID: 580135101 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Anthony Capuano |
Management |
For |
For |
1b |
Elect Director Kareem Daniel |
Management |
For |
For |
1c |
Elect Director Lloyd Dean |
Management |
For |
For |
1d |
Elect Director Catherine Engelbert |
Management |
For |
For |
1e |
Elect Director Margaret Georgiadis |
Management |
For |
For |
1f |
Elect Director Enrique Hernandez, Jr. |
Management |
For |
For |
1g |
Elect Director Christopher Kempczinski |
Management |
For |
For |
1h |
Elect Director Richard Lenny |
Management |
For |
For |
1i |
Elect Director John Mulligan |
Management |
For |
For |
1j |
Elect Director Jennifer Taubert |
Management |
For |
For |
1k |
Elect Director Paul Walsh |
Management |
For |
For |
1l |
Elect Director Amy Weaver |
Management |
For |
For |
1m |
Elect Director Miles White |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
5 |
Adopt Policy to Phase Out Use of Medically-Important Antibiotics in Beef and Pork Supply Chain |
Shareholder |
Against |
Against |
6 |
Comply with World Health Organization Guidelines on Antimicrobial Use Throughout Supply Chains |
Shareholder |
Against |
Against |
7 |
Report on Risks Related to Operations in China |
Shareholder |
Against |
Against |
8 |
Report on Civil Rights and Non-Discrimination Audit |
Shareholder |
Against |
Against |
9 |
Report on Lobbying Payments and Policy |
Shareholder |
Against |
For |
10 |
Issue Transparency Report on Global Public Policy and Political Influence |
Shareholder |
Against |
Against |
11 |
Report on Animal Welfare |
Shareholder |
Against |
For |
|
MERCK & CO., INC. Meeting Date: MAY 23, 2023 Record Date: MAR 24, 2023 Meeting Type: ANNUAL |
Ticker: MRK Security ID: 58933Y105 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Douglas M. Baker, Jr. |
Management |
For |
For |
1b |
Elect Director Mary Ellen Coe |
Management |
For |
For |
1c |
Elect Director Pamela J. Craig |
Management |
For |
For |
1d |
Elect Director Robert M. Davis |
Management |
For |
For |
1e |
Elect Director Thomas H. Glocer |
Management |
For |
For |
1f |
Elect Director Risa J. Lavizzo-Mourey |
Management |
For |
For |
1g |
Elect Director Stephen L. Mayo |
Management |
For |
For |
1h |
Elect Director Paul B. Rothman |
Management |
For |
For |
1i |
Elect Director Patricia F. Russo |
Management |
For |
For |
1j |
Elect Director Christine E. Seidman |
Management |
For |
For |
1k |
Elect Director Inge G. Thulin |
Management |
For |
For |
1l |
Elect Director Kathy J. Warden |
Management |
For |
For |
1m |
Elect Director Peter C. Wendell |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
5 |
Report on Risks Related to Operations in China |
Shareholder |
Against |
Against |
6 |
Report on Access to COVID-19 Products |
Shareholder |
Against |
Against |
7 |
Adopt Policy to Require Third-Party Organizations to Annually Report Expenditures for Political Activities |
Shareholder |
Against |
Against |
8 |
Report on Impact of Extended Patent Exclusivities on Product Access |
Shareholder |
Against |
For |
9 |
Publish a Congruency Report of Partnerships with Globalist Organizations |
Shareholder |
Against |
Against |
10 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
|
MICROSOFT CORPORATION Meeting Date: DEC 13, 2022 Record Date: OCT 12, 2022 Meeting Type: ANNUAL |
Ticker: MSFT Security ID: 594918104 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Reid G. Hoffman |
Management |
For |
For |
1.2 |
Elect Director Hugh F. Johnston |
Management |
For |
For |
1.3 |
Elect Director Teri L. List |
Management |
For |
For |
1.4 |
Elect Director Satya Nadella |
Management |
For |
For |
1.5 |
Elect Director Sandra E. Peterson |
Management |
For |
For |
1.6 |
Elect Director Penny S. Pritzker |
Management |
For |
For |
1.7 |
Elect Director Carlos A. Rodriguez |
Management |
For |
For |
1.8 |
Elect Director Charles W. Scharf |
Management |
For |
For |
1.9 |
Elect Director John W. Stanton |
Management |
For |
For |
1.10 |
Elect Director John W. Thompson |
Management |
For |
For |
1.11 |
Elect Director Emma N. Walmsley |
Management |
For |
For |
1.12 |
Elect Director Padmasree Warrior |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
4 |
Report on Cost/Benefit Analysis of Diversity and Inclusion |
Shareholder |
Against |
Against |
5 |
Report on Hiring of Persons with Arrest or Incarceration Records |
Shareholder |
Against |
Against |
6 |
Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk |
Shareholder |
Against |
Against |
7 |
Report on Government Use of Microsoft Technology |
Shareholder |
Against |
Against |
8 |
Report on Development of Products for Military |
Shareholder |
Against |
Against |
9 |
Report on Tax Transparency |
Shareholder |
Against |
Against |
|
NIKE, INC. Meeting Date: SEP 09, 2022 Record Date: JUL 08, 2022 Meeting Type: ANNUAL |
Ticker: NKE Security ID: 654106103 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Alan B. Graf, Jr. |
Management |
For |
For |
1b |
Elect Director Peter B. Henry |
Management |
For |
For |
1c |
Elect Director Michelle A. Peluso |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
Against |
3 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
4 |
Amend Qualified Employee Stock Purchase Plan |
Management |
For |
For |
5 |
Adopt a Policy on China Sourcing |
Shareholder |
Against |
Against |
|
SALESFORCE, INC. Meeting Date: JUN 08, 2023 Record Date: APR 14, 2023 Meeting Type: ANNUAL |
Ticker: CRM Security ID: 79466L302 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Marc Benioff |
Management |
For |
For |
1b |
Elect Director Laura Alber |
Management |
For |
For |
1c |
Elect Director Craig Conway |
Management |
For |
For |
1d |
Elect Director Arnold Donald |
Management |
For |
For |
1e |
Elect Director Parker Harris |
Management |
For |
For |
1f |
Elect Director Neelie Kroes |
Management |
For |
For |
1g |
Elect Director Sachin Mehra |
Management |
For |
For |
1h |
Elect Director G. Mason Morfit |
Management |
For |
For |
1i |
Elect Director Oscar Munoz |
Management |
For |
For |
1j |
Elect Director John V. Roos |
Management |
For |
For |
1k |
Elect Director Robin Washington |
Management |
For |
For |
1l |
Elect Director Maynard Webb |
Management |
For |
For |
1m |
Elect Director Susan Wojcicki |
Management |
For |
For |
2 |
Amend Omnibus Stock Plan |
Management |
For |
For |
3 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
4 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
5 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
6 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
7 |
Adopt Policy Prohibiting Directors from Simultaneously Sitting on the Board of Directors of Any Other Company |
Shareholder |
Against |
Against |
|
THE BOEING COMPANY Meeting Date: APR 18, 2023 Record Date: FEB 17, 2023 Meeting Type: ANNUAL |
Ticker: BA Security ID: 097023105 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Robert A. Bradway |
Management |
For |
For |
1b |
Elect Director David L. Calhoun |
Management |
For |
For |
1c |
Elect Director Lynne M. Doughtie |
Management |
For |
For |
1d |
Elect Director David L. Gitlin |
Management |
For |
For |
1e |
Elect Director Lynn J. Good |
Management |
For |
For |
1f |
Elect Director Stayce D. Harris |
Management |
For |
For |
1g |
Elect Director Akhil Johri |
Management |
For |
For |
1h |
Elect Director David L. Joyce |
Management |
For |
For |
1i |
Elect Director Lawrence W. Kellner |
Management |
For |
For |
1j |
Elect Director Steven M. Mollenkopf |
Management |
For |
For |
1k |
Elect Director John M. Richardson |
Management |
For |
For |
1l |
Elect Director Sabrina Soussan |
Management |
For |
For |
1m |
Elect Director Ronald A. Williams |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Approve Omnibus Stock Plan |
Management |
For |
For |
5 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
6 |
Report on Risks Related to Operations in China |
Shareholder |
Against |
Against |
7 |
Report on Lobbying Payments and Policy |
Shareholder |
Against |
For |
8 |
Report on Climate Lobbying |
Shareholder |
Against |
For |
9 |
Report on Median Gender/Racial Pay Gap |
Shareholder |
Against |
For |
|
THE COCA-COLA COMPANY Meeting Date: APR 25, 2023 Record Date: FEB 24, 2023 Meeting Type: ANNUAL |
Ticker: KO Security ID: 191216100 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Herb Allen |
Management |
For |
For |
1.2 |
Elect Director Marc Bolland |
Management |
For |
For |
1.3 |
Elect Director Ana Botin |
Management |
For |
For |
1.4 |
Elect Director Christopher C. Davis |
Management |
For |
For |
1.5 |
Elect Director Barry Diller |
Management |
For |
For |
1.6 |
Elect Director Carolyn Everson |
Management |
For |
For |
1.7 |
Elect Director Helene D. Gayle |
Management |
For |
For |
1.8 |
Elect Director Alexis M. Herman |
Management |
For |
For |
1.9 |
Elect Director Maria Elena Lagomasino |
Management |
For |
For |
1.10 |
Elect Director Amity Millhiser |
Management |
For |
For |
1.11 |
Elect Director James Quincey |
Management |
For |
For |
1.12 |
Elect Director Caroline J. Tsay |
Management |
For |
For |
1.13 |
Elect Director David B. Weinberg |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
5 |
Report on Third-Party Civil Rights Audit |
Shareholder |
Against |
Against |
6 |
Issue Transparency Report on Global Public Policy and Political Influence |
Shareholder |
Against |
Against |
7 |
Report on Congruency of Political Spending with Company Values and Priorities |
Shareholder |
Against |
Against |
8 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
9 |
Report on Risk Due to Restrictions on Reproductive Rights |
Shareholder |
Against |
Against |
|
THE GOLDMAN SACHS GROUP, INC. Meeting Date: APR 26, 2023 Record Date: FEB 27, 2023 Meeting Type: ANNUAL |
Ticker: GS Security ID: 38141G104 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Michele Burns |
Management |
For |
For |
1b |
Elect Director Mark Flaherty |
Management |
For |
For |
1c |
Elect Director Kimberley Harris |
Management |
For |
For |
1d |
Elect Director Kevin Johnson |
Management |
For |
For |
1e |
Elect Director Ellen Kullman |
Management |
For |
For |
1f |
Elect Director Lakshmi Mittal |
Management |
For |
For |
1g |
Elect Director Adebayo Ogunlesi |
Management |
For |
For |
1h |
Elect Director Peter Oppenheimer |
Management |
For |
For |
1i |
Elect Director David Solomon |
Management |
For |
For |
1j |
Elect Director Jan Tighe |
Management |
For |
For |
1k |
Elect Director Jessica Uhl |
Management |
For |
For |
1l |
Elect Director David Viniar |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
5 |
Report on Lobbying Payments and Policy |
Shareholder |
Against |
For |
6 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
7 |
Publish Third-Party Review on Chinese Congruency of Certain ETFs |
Shareholder |
Against |
Against |
8 |
Oversee and Report a Racial Equity Audit |
Shareholder |
Against |
For |
9 |
Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development |
Shareholder |
Against |
Against |
10 |
Disclose 2030 Absolute GHG Reduction Targets Associated with Lending and Underwriting |
Shareholder |
Against |
Against |
11 |
Report on Climate Transition Plan Describing Efforts to Align Financing Activities with GHG Targets |
Shareholder |
Against |
For |
12 |
Report on Median Gender/Racial Pay Gap |
Shareholder |
Against |
For |
|
THE HOME DEPOT, INC. Meeting Date: MAY 18, 2023 Record Date: MAR 20, 2023 Meeting Type: ANNUAL |
Ticker: HD Security ID: 437076102 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Gerard J. Arpey |
Management |
For |
For |
1b |
Elect Director Ari Bousbib |
Management |
For |
For |
1c |
Elect Director Jeffery H. Boyd |
Management |
For |
For |
1d |
Elect Director Gregory D. Brenneman |
Management |
For |
For |
1e |
Elect Director J. Frank Brown |
Management |
For |
For |
1f |
Elect Director Albert P. Carey |
Management |
For |
For |
1g |
Elect Director Edward P. Decker |
Management |
For |
For |
1h |
Elect Director Linda R. Gooden |
Management |
For |
For |
1i |
Elect Director Wayne M. Hewett |
Management |
For |
For |
1j |
Elect Director Manuel Kadre |
Management |
For |
For |
1k |
Elect Director Stephanie C. Linnartz |
Management |
For |
For |
1l |
Elect Director Paula Santilli |
Management |
For |
For |
1m |
Elect Director Caryn Seidman-Becker |
Management |
For |
For |
2 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
5 |
Reduce Ownership Threshold for Shareholders to Request Action by Written Consent |
Shareholder |
Against |
Against |
6 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
7 |
Report on Political Expenditures Congruence |
Shareholder |
Against |
Against |
8 |
Rescind 2022 Racial Equity Audit Proposal |
Shareholder |
Against |
Against |
9 |
Encourage Senior Management Commitment to Avoid Political Speech |
Shareholder |
Against |
Against |
|
THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 11, 2022 Record Date: AUG 12, 2022 Meeting Type: ANNUAL |
Ticker: PG Security ID: 742718109 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director B. Marc Allen |
Management |
For |
For |
1b |
Elect Director Angela F. Braly |
Management |
For |
For |
1c |
Elect Director Amy L. Chang |
Management |
For |
For |
1d |
Elect Director Joseph Jimenez |
Management |
For |
For |
1e |
Elect Director Christopher Kempczinski |
Management |
For |
For |
1f |
Elect Director Debra L. Lee |
Management |
For |
For |
1g |
Elect Director Terry J. Lundgren |
Management |
For |
For |
1h |
Elect Director Christine M. McCarthy |
Management |
For |
For |
1i |
Elect Director Jon R. Moeller |
Management |
For |
For |
1j |
Elect Director Rajesh Subramaniam |
Management |
For |
For |
1k |
Elect Director Patricia A. Woertz |
Management |
For |
For |
2 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
|
THE TRAVELERS COMPANIES, INC. Meeting Date: MAY 24, 2023 Record Date: MAR 28, 2023 Meeting Type: ANNUAL |
Ticker: TRV Security ID: 89417E109 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Alan L. Beller |
Management |
For |
For |
1b |
Elect Director Janet M. Dolan |
Management |
For |
For |
1c |
Elect Director Russell G. Golden |
Management |
For |
For |
1d |
Elect Director Patricia L. Higgins |
Management |
For |
For |
1e |
Elect Director William J. Kane |
Management |
For |
For |
1f |
Elect Director Thomas B. Leonardi |
Management |
For |
For |
1g |
Elect Director Clarence Otis, Jr. |
Management |
For |
For |
1h |
Elect Director Elizabeth E. Robinson |
Management |
For |
For |
1i |
Elect Director Philip T. (Pete) Ruegger, III |
Management |
For |
For |
1j |
Elect Director Rafael Santana |
Management |
For |
For |
1k |
Elect Director Todd C. Schermerhorn |
Management |
For |
For |
1l |
Elect Director Alan D. Schnitzer |
Management |
For |
For |
1m |
Elect Director Laurie J. Thomsen |
Management |
For |
For |
1n |
Elect Director Bridget van Kralingen |
Management |
For |
For |
2 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
5 |
Approve Omnibus Stock Plan |
Management |
For |
For |
6 |
Report on Efforts to Measure, Disclose and Reduce GHG Emissions Associated with Underwriting |
Shareholder |
Against |
Against |
7 |
Adopt Time-Bound Policy to Phase Out Underwriting for New Fossil Fuel Exploration and Development |
Shareholder |
Against |
Against |
8 |
Oversee and Report on a Third-Party Racial Equity Audit |
Shareholder |
Against |
For |
9 |
Ensure Policies Do Not Support Police Violations of Civil Rights |
Shareholder |
Against |
Against |
10 |
Adopt Policy to Require Third-Party Organizations to Annually Report Expenditures for Political Activities - Withdrawn |
Shareholder |
None |
None |
|
THE WALT DISNEY COMPANY Meeting Date: APR 03, 2023 Record Date: FEB 08, 2023 Meeting Type: ANNUAL |
Ticker: DIS Security ID: 254687106 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Mary T. Barra |
Management |
For |
For |
1b |
Elect Director Safra A. Catz |
Management |
For |
For |
1c |
Elect Director Amy L. Chang |
Management |
For |
For |
1d |
Elect Director Francis A. deSouza |
Management |
For |
For |
1e |
Elect Director Carolyn N. Everson |
Management |
For |
For |
1f |
Elect Director Michael B.G. Froman |
Management |
For |
For |
1g |
Elect Director Robert A. Iger |
Management |
For |
For |
1h |
Elect Director Maria Elena Lagomasino |
Management |
For |
For |
1i |
Elect Director Calvin R. McDonald |
Management |
For |
For |
1j |
Elect Director Mark G. Parker |
Management |
For |
For |
1k |
Elect Director Derica W. Rice |
Management |
For |
For |
2 |
Ratify PricewaterhouseCoopers LLP as Auditors |
Management |
For |
For |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
4 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
5 |
Report on Risks Related to Operations in China |
Shareholder |
Against |
Against |
6 |
Report on Charitable Contributions |
Shareholder |
Against |
Against |
7 |
Report on Political Expenditures |
Shareholder |
Against |
Against |
|
UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 05, 2023 Record Date: APR 10, 2023 Meeting Type: ANNUAL |
Ticker: UNH Security ID: 91324P102 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Timothy Flynn |
Management |
For |
For |
1b |
Elect Director Paul Garcia |
Management |
For |
For |
1c |
Elect Director Kristen Gil |
Management |
For |
For |
1d |
Elect Director Stephen Hemsley |
Management |
For |
For |
1e |
Elect Director Michele Hooper |
Management |
For |
For |
1f |
Elect Director F. William McNabb, III |
Management |
For |
For |
1g |
Elect Director Valerie Montgomery Rice |
Management |
For |
For |
1h |
Elect Director John Noseworthy |
Management |
For |
For |
1i |
Elect Director Andrew Witty |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
5 |
Report on Third-Party Racial Equity Audit |
Shareholder |
Against |
For |
6 |
Report on Congruency of Political Spending with Company Values and Priorities |
Shareholder |
Against |
Against |
7 |
Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
Shareholder |
Against |
Against |
|
VERIZON COMMUNICATIONS INC. Meeting Date: MAY 11, 2023 Record Date: MAR 13, 2023 Meeting Type: ANNUAL |
Ticker: VZ Security ID: 92343V104 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Director Shellye Archambeau |
Management |
For |
For |
1.2 |
Elect Director Roxanne Austin |
Management |
For |
For |
1.3 |
Elect Director Mark Bertolini |
Management |
For |
For |
1.4 |
Elect Director Vittorio Colao |
Management |
For |
For |
1.5 |
Elect Director Melanie Healey |
Management |
For |
For |
1.6 |
Elect Director Laxman Narasimhan |
Management |
For |
For |
1.7 |
Elect Director Clarence Otis, Jr. |
Management |
For |
For |
1.8 |
Elect Director Daniel Schulman |
Management |
For |
For |
1.9 |
Elect Director Rodney Slater |
Management |
For |
For |
1.10 |
Elect Director Carol Tome |
Management |
For |
For |
1.11 |
Elect Director Hans Vestberg |
Management |
For |
For |
1.12 |
Elect Director Gregory Weaver |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
5 |
Report on Government Requests to Remove Content |
Shareholder |
Against |
Against |
6 |
Adopt a Policy Prohibiting Direct and Indirect Political Contributions to Candidates |
Shareholder |
Against |
Against |
7 |
Amend Clawback Policy |
Shareholder |
Against |
For |
8 |
Submit Severance Agreement (Change-in-Control) to Shareholder Vote |
Shareholder |
Against |
Against |
9 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
|
VISA INC. Meeting Date: JAN 24, 2023 Record Date: NOV 25, 2022 Meeting Type: ANNUAL |
Ticker: V Security ID: 92826C839 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Lloyd A. Carney |
Management |
For |
For |
1b |
Elect Director Kermit R. Crawford |
Management |
For |
For |
1c |
Elect Director Francisco Javier Fernandez-Carbajal |
Management |
For |
For |
1d |
Elect Director Alfred F. Kelly, Jr. |
Management |
For |
For |
1e |
Elect Director Ramon Laguarta |
Management |
For |
For |
1f |
Elect Director Teri L. List |
Management |
For |
For |
1g |
Elect Director John F. Lundgren |
Management |
For |
For |
1h |
Elect Director Denise M. Morrison |
Management |
For |
For |
1i |
Elect Director Linda J. Rendle |
Management |
For |
For |
1j |
Elect Director Maynard G. Webb, Jr. |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
For |
3 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
4 |
Ratify KPMG LLP as Auditors |
Management |
For |
For |
5 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
|
WALGREENS BOOTS ALLIANCE, INC. Meeting Date: JAN 26, 2023 Record Date: NOV 28, 2022 Meeting Type: ANNUAL |
Ticker: WBA Security ID: 931427108 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Janice M. Babiak |
Management |
For |
For |
1b |
Elect Director Inderpal S. Bhandari |
Management |
For |
For |
1c |
Elect Director Rosalind G. Brewer |
Management |
For |
For |
1d |
Elect Director Ginger L. Graham |
Management |
For |
For |
1e |
Elect Director Bryan C. Hanson |
Management |
For |
For |
1f |
Elect Director Valerie B. Jarrett |
Management |
For |
For |
1g |
Elect Director John A. Lederer |
Management |
For |
For |
1h |
Elect Director Dominic P. Murphy |
Management |
For |
For |
1i |
Elect Director Stefano Pessina |
Management |
For |
For |
1j |
Elect Director Nancy M. Schlichting |
Management |
For |
For |
2 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
Against |
3 |
Ratify Deloitte & Touche LLP as Auditors |
Management |
For |
For |
4 |
Report on Public Health Costs Due to Tobacco Product Sales and the Impact on Overall Market |
Shareholder |
Against |
Against |
5 |
Require Independent Board Chair |
Shareholder |
Against |
Against |
|
WALMART INC. Meeting Date: MAY 31, 2023 Record Date: APR 06, 2023 Meeting Type: ANNUAL |
Ticker: WMT Security ID: 931142103 |
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1a |
Elect Director Cesar Conde |
Management |
For |
For |
1b |
Elect Director Timothy P. Flynn |
Management |
For |
For |
1c |
Elect Director Sarah J. Friar |
Management |
For |
For |
1d |
Elect Director Carla A. Harris |
Management |
For |
For |
1e |
Elect Director Thomas W. Horton |
Management |
For |
For |
1f |
Elect Director Marissa A. Mayer |
Management |
For |
For |
1g |
Elect Director C. Douglas McMillon |
Management |
For |
For |
1h |
Elect Director Gregory B. Penner |
Management |
For |
For |
1i |
Elect Director Randall L. Stephenson |
Management |
For |
For |
1j |
Elect Director S. Robson Walton |
Management |
For |
For |
1k |
Elect Director Steuart L. Walton |
Management |
For |
For |
2 |
Advisory Vote on Say on Pay Frequency |
Management |
One Year |
One Year |
3 |
Advisory Vote to Ratify Named Executive Officers' Compensation |
Management |
For |
Against |
4 |
Ratify Ernst & Young LLP as Auditors |
Management |
For |
For |
5 |
Consider Pay Disparity Between CEO and Other Employees |
Shareholder |
Against |
Against |
6 |
Report on Human Rights Due Diligence |
Shareholder |
Against |
Against |
7 |
Commission Third Party Racial Equity Audit |
Shareholder |
Against |
Against |
8 |
Report on Racial and Gender Layoff Diversity |
Shareholder |
Against |
Against |
9 |
Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders |
Shareholder |
Against |
Against |
10 |
Report on Risks Related to Fulfilling Information Requests for Enforcing Laws Criminalizing Abortion Access |
Shareholder |
Against |
Against |
11 |
Report on Risks Related to Operations in China |
Shareholder |
Against |
Against |
12 |
Oversee and Report a Workplace Health and Safety Audit |
Shareholder |
Against |
Against |
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
Nuveen Dow 30 SM Dynamic Overwrite Fund
|
|
|
By |
|
/s/ David J. Lamb |
|
|
David J. Lamb Chief Administrative Officer |
|
|
Date |
|
|
May 17, 2024
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