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| Date | Nom du détenteur | Actions transigées | Fourchette de valeur ($) | Type d'opération | Fourchette de prix ($) | Actions en fin de déclaration | % de variation |
|---|---|---|---|---|---|---|---|
| 2026-05-29 | Mr. John LeeNon-Independent Director | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 323,16k | 8,24% |
| 2026-05-29 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 217,50k | 12,76% |
| 2026-05-29 | Ms. Dawn Gould LeporeIndependent Director | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 232,96k | 11,81% |
| 2026-05-29 | Mr. Steven A. OzonianIndependent Director | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 217,50k | 12,76% |
| 2026-05-29 | PCP Managers, L.P.Société | 49,21k | 0,00 | Derivative Exercise and Retained Stock | - | 103,56M | 0,05% |
| 2026-05-29 | Ms. Pamela Hughes PatenaudeIndependent Director | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 342,90k | 7,73% |
| 2026-04-15 | Mr. Jeffrey Michael DerGurahianExec. VP, Chief Investment Officer & Head Economist | -34,54k | 53,54k | Derivative Exercise and Sale | 1,55 | 7,16M | - |
| 2026-04-15 | Mr. Jeffrey Michael DerGurahianExec. VP, Chief Investment Officer & Head Economist | 107,30k | 0,00 | Derivative Exercise and Retained Stock | - | 7,16M | 1,52% |
| 2026-04-15 | Mr. Darren GraelerExec. VP & CAO | -9,76k | 15,13k | Derivative Exercise and Sale | 1,55 | 253,45k | - |
| 2026-04-15 | Mr. Darren GraelerExec. VP & CAO | 11,51k | 0,00 | Derivative Exercise and Retained Stock | - | 253,45k | 4,76% |
| 2026-04-15 | Mr. David R. HayesCFO | -83,98k | 130,16k | Derivative Exercise and Sale | 1,55 | 758,44k | - |
| 2026-04-15 | Mr. David R. HayesCFO | 150,07k | 0,00 | Derivative Exercise and Retained Stock | - | 758,44k | 24,67% |
| 2026-04-15 | Mr. Gregory SmallwoodInitié | -22,45k | 34,80k | Derivative Exercise and Sale | 1,55 | 367,80k | - |
| 2026-04-15 | Mr. Gregory SmallwoodInitié | 69,75k | 0,00 | Derivative Exercise and Retained Stock | - | 367,80k | 23,40% |
| 2026-04-15 | Mr. Joseph J. GrassiChief Legal & Risk Officer | -27,75k | 43,02k | Derivative Exercise and Sale | 1,55 | 274,11k | - |
| 2026-04-15 | Mr. Joseph J. GrassiChief Legal & Risk Officer | 64,45k | 0,00 | Derivative Exercise and Retained Stock | - | 274,11k | 30,74% |
| 2026-03-16 | Mr. Jeffrey Michael DerGurahianExec. VP, Chief Investment Officer & Head Economist | -46,80k | 73,00k | Derivative Exercise and Sale | 1,56 | 7,05M | - |
| 2026-03-16 | Mr. Jeffrey Michael DerGurahianExec. VP, Chief Investment Officer & Head Economist | 135,69k | 0,00 | Derivative Exercise and Retained Stock | - | 7,05M | 1,96% |
| 2026-03-16 | Mr. Gregory SmallwoodInitié | 86,46k | 0,00 | Derivative Exercise and Retained Stock | - | 298,05k | 40,86% |
| 2026-03-16 | Mr. Gregory SmallwoodInitié | -32,15k | 50,15k | Derivative Exercise and Sale | 1,56 | 298,05k | - |
| 2026-03-16 | Mr. Joseph J. GrassiChief Legal & Risk Officer | 79,68k | 0,00 | Derivative Exercise and Retained Stock | - | 209,66k | 61,31% |
| 2026-03-16 | Mr. Joseph J. GrassiChief Legal & Risk Officer | -38,93k | 60,73k | Derivative Exercise and Sale | 1,56 | 209,66k | - |
| 2026-03-16 | Mr. Darren GraelerExec. VP & CAO | 12,54k | 0,00 | Derivative Exercise and Retained Stock | - | 241,94k | 5,47% |
| 2026-03-16 | Mr. Darren GraelerExec. VP & CAO | -14,83k | 23,14k | Derivative Exercise and Sale | 1,56 | 241,94k | - |
| 2026-03-16 | Mr. David R. HayesCFO | 168,57k | 0,00 | Derivative Exercise and Retained Stock | - | 608,38k | 38,33% |
| 2026-03-16 | Mr. David R. HayesCFO | -98,83k | 154,17k | Derivative Exercise and Sale | 1,56 | 608,38k | - |
| 2026-02-27 | Mr. Steven A. OzonianIndependent Director | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 192,89k | 14,62% |
| 2026-02-27 | Ms. Dawn Gould LeporeIndependent Director | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 208,35k | 13,39% |
| 2026-02-27 | Ms. Pamela Hughes PatenaudeIndependent Director | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 318,29k | 8,38% |
| 2026-02-27 | Mr. John LeeNon-Independent Director | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 298,55k | 8,98% |
| 2026-02-27 | PCP Managers, L.P.Société | 49,21k | 0,00 | Derivative Exercise and Retained Stock | - | 103,51M | 0,05% |
| 2026-02-27 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 192,89k | 14,62% |
| 2026-02-11 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | 98,78M | 0,00 | Derivative Exercise and Retained Stock | - | 98,78M | - |
| 2026-02-11 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -98,78M | 0,00 | Other Disposition | - | 0,00 | -100,00% |
| 2026-02-11 | PCP Managers, L.P.Société | 97,03M | 0,00 | Derivative Exercise and Retained Stock | - | 103,46M | 1 508,51% |
| 2026-01-14 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -1,30M | 3,49M | Automatic Disposition | 2,66 - 2,70 | 168,28k | -88,54% |
| 2025-12-21 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | 1,30M | 0,00 | Derivative Exercise and Retained Stock | - | 1,47M | 772,51% |
| 2025-12-21 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -1,30M | 0,00 | Other Disposition | - | 98,78M | -1,30% |
| 2025-12-19 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -217,77k | 496,00k | Automatic Disposition | 2,28 | 168,28k | -56,41% |
| 2025-12-17 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -531,87k | 1,23M | Vente | 2,29 - 2,32 | 386,06k | -57,94% |
| 2025-12-15 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -550,36k | 1,35M | Automatic Disposition | 2,41 - 2,49 | 917,92k | -37,48% |
| 2025-12-15 | Mr. Darren GraelerExec. VP & CAO | 9,53k | 0,00 | Derivative Exercise and Retained Stock | - | 229,40k | 4,33% |
| 2025-12-15 | Mr. Darren GraelerExec. VP & CAO | -9,07k | 22,32k | Derivative Exercise and Sale | 2,46 | 229,40k | - |
| 2025-12-10 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -230,82k | 622,05k | Vente | 2,70 | 1,47M | -13,58% |
| 2025-12-08 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -769,19k | 2,11M | Vente | 2,67 - 2,81 | 1,70M | -31,16% |
| 2025-12-02 | Ms. Dawn Gould LeporeIndependent Director | -9,40k | 25,72k | Vente | 2,74 | 183,75k | -4,87% |
| 2025-11-28 | Mr. Steven A. OzonianIndependent Director | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 168,28k | 17,13% |
| 2025-11-28 | Ms. Dawn Gould LeporeIndependent Director | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 193,15k | 14,60% |
| 2025-11-28 | Ms. Pamela Hughes PatenaudeIndependent Director | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 293,69k | 9,14% |
| 2025-11-28 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 2,47M | 1,01% |
| 2025-11-28 | PCP Managers, L.P.Société | 49,21k | 0,00 | Derivative Exercise and Retained Stock | - | 6,43M | 0,77% |
| 2025-11-28 | Mr. John LeeNon-Independent Director | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 273,94k | 9,87% |
| 2025-11-25 | Mr. Jeffrey Michael DerGurahianExec. VP, Chief Investment Officer & Head Economist | -250,00k | 753,50k | Vente | 3,01 | 6,92M | -3,49% |
| 2025-11-19 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | 2,30M | 0,00 | Derivative Exercise and Retained Stock | - | 2,44M | 1 600,81% |
| 2025-11-19 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -2,30M | 0,00 | Other Disposition | - | 100,08M | -2,25% |
| 2025-11-14 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -1,30M | 3,25M | Automatic Disposition | 2,50 - 2,51 | 143,68k | -90,05% |
| 2025-11-12 | Ms. Dawn Gould LeporeIndependent Director | -30,62k | 88,50k | Vente | 2,89 | 168,54k | -15,38% |
| 2025-11-12 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -700,00k | 2,01M | Vente | 2,87 | 1,44M | -32,65% |
| 2025-11-10 | Ms. Dawn Gould LeporeIndependent Director | -50,04k | 142,61k | Vente | 2,85 | 199,17k | -20,08% |
| 2025-10-20 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | 2,00M | 0,00 | Derivative Exercise and Retained Stock | - | 2,14M | 1 392,01% |
| 2025-10-20 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -2,00M | 0,00 | Other Disposition | - | 110,67M | -1,78% |
| 2025-09-22 | PCP Managers, L.P.Société | 3,39M | 0,00 | Derivative Exercise and Retained Stock | - | 6,38M | 113,19% |
| 2025-09-22 | PCP Managers, L.P.Société | -3,39M | 0,00 | Other Disposition | - | 0,00 | -100,00% |
| 2025-09-19 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | 1,30M | 0,00 | Derivative Exercise and Retained Stock | - | 1,44M | 904,81% |
| 2025-09-19 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -1,30M | 0,00 | Other Disposition | - | 104,38M | -1,23% |
| 2025-09-15 | PCP Managers, L.P.Société | -1,32M | 5,97M | Vente | 4,49 - 4,53 | 2,99M | -30,64% |
| 2025-09-15 | Mr. Gregory SmallwoodInitié | 47,28k | 0,00 | Derivative Exercise and Retained Stock | - | 211,59k | 28,78% |
| 2025-09-15 | Mr. Gregory SmallwoodInitié | -15,22k | 68,79k | Derivative Exercise and Sale | 4,52 | 211,59k | - |
| 2025-09-15 | Mr. Jeffrey Michael DerGurahianExec. VP, Chief Investment Officer & Head Economist | 406,46k | 638,14k | Derivative Exercise and Retained Stock | 1,57 | 7,17M | 6,01% |
| 2025-09-15 | Mr. Jeffrey Michael DerGurahianExec. VP, Chief Investment Officer & Head Economist | -593,54k | 1,89M | Derivative Exercise and Sale | 1,57 - 4,76 | 7,17M | - |
| 2025-09-15 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -1,35M | 6,23M | Automatic Disposition | 4,61 | 143,68k | -90,38% |
| 2025-09-12 | Mr. Joseph J. GrassiChief Legal & Risk Officer | 21,84k | 0,00 | Derivative Exercise and Retained Stock | - | 129,98k | 20,20% |
| 2025-09-12 | Mr. Joseph J. GrassiChief Legal & Risk Officer | -9,41k | 40,17k | Derivative Exercise and Sale | 4,27 | 129,98k | - |
| 2025-09-12 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -1,30M | 5,33M | Vente | 4,10 | 1,49M | -46,53% |
| 2025-09-11 | Mr. Darren GraelerExec. VP & CAO | -100,00k | 430,00k | Vente | 4,30 | 219,87k | -31,26% |
| 2025-09-11 | Mr. Jeffrey Michael DerGurahianExec. VP, Chief Investment Officer & Head Economist | 391,22k | 614,22k | Derivative Exercise and Retained Stock | 1,57 | 6,76M | 6,14% |
| 2025-09-11 | Mr. Jeffrey Michael DerGurahianExec. VP, Chief Investment Officer & Head Economist | -608,78k | 1,59M | Derivative Exercise and Sale | 1,57 - 4,18 | 6,76M | - |
| 2025-09-09 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -2,04M | 6,65M | Vente | 3,25 | 2,79M | -42,25% |
| 2025-09-09 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -2,04M | 6,65M | Vente | 3,25 | 2,79M | -42,25% |
| 2025-09-05 | Mr. Jeff Alexander WalshInitié | 71,78k | 0,00 | Derivative Exercise and Retained Stock | - | 3,93M | 1,86% |
| 2025-09-05 | Mr. Jeff Alexander WalshInitié | -70,06k | 202,47k | Derivative Exercise and Sale | 2,89 | 3,93M | - |
| 2025-09-04 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -4,16M | 10,47M | Automatic Disposition | 2,17 - 2,64 | 4,84M | -46,21% |
| 2025-09-02 | Mr. Jeff Alexander WalshInitié | -70,00k | 142,29k | Automatic Disposition | 2,03 | 3,86M | -1,78% |
| 2025-09-02 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -289,16k | 586,82k | Automatic Disposition | 2,03 - 2,04 | 8,99M | -3,11% |
| 2025-09-02 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -289,16k | 586,82k | Vente | 2,03 - 2,04 | 8,99M | -3,11% |
| 2025-08-29 | PCP Managers, L.P.Société | 49,21k | 0,00 | Derivative Exercise and Retained Stock | - | 4,32M | 1,15% |
| 2025-08-29 | Mr. Steven A. OzonianIndependent Director | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 143,68k | 20,66% |
| 2025-08-28 | Mr. Jeff Alexander WalshInitié | -140,00k | 286,20k | Automatic Disposition | 2,03 - 2,06 | 3,93M | -3,44% |
| 2025-08-29 | Ms. Dawn Gould LeporeIndependent Director | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 249,20k | 10,96% |
| 2025-08-29 | Ms. Pamela Hughes PatenaudeIndependent Director | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 269,08k | 10,06% |
| 2025-08-29 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 9,28M | 0,27% |
| 2025-08-28 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -461,08k | 950,17k | Automatic Disposition | 2,03 - 2,10 | 9,28M | -4,73% |
| 2025-08-29 | Mr. John LeeNon-Independent Director | 24,61k | 0,00 | Derivative Exercise and Retained Stock | - | 249,34k | 10,95% |
| 2025-08-26 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -980,51k | 2,01M | Automatic Disposition | 2,03 - 2,06 | 9,72M | -9,16% |
| 2025-08-22 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | 1,80M | 0,00 | Derivative Exercise and Retained Stock | - | 10,70M | 20,21% |
| 2025-08-22 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -2,20M | 4,49M | Derivative Exercise and Sale | 2,04 | 10,70M | - |
| 2025-08-25 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -4,00M | 0,00 | Other Disposition | - | 106,16M | -3,63% |
| 2025-08-20 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -243,00 | 486,00 | Automatic Disposition | 2,00 | 8,90M | -0,00% |
| 2025-08-18 | Mr. Darren GraelerExec. VP & CAO | 20,13k | 0,00 | Derivative Exercise and Retained Stock | - | 319,87k | 6,72% |
| 2025-08-18 | Mr. Darren GraelerExec. VP & CAO | -19,18k | 36,05k | Derivative Exercise and Sale | 1,88 | 319,87k | - |
| 2025-08-15 | Mr. Jeff Alexander WalshInitié | -11,76k | 23,56k | Automatic Disposition | 2,00 | 4,07M | -0,29% |
| 2025-08-15 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -81,60k | 164,16k | Automatic Disposition | 2,01 | 8,90M | -0,91% |
| 2025-08-13 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -208,70k | 418,50k | Automatic Disposition | 2,00 - 2,01 | 8,98M | -2,27% |
| 2025-08-13 | Mr. Jeff Alexander WalshInitié | -49,43k | 99,21k | Automatic Disposition | 2,01 | 4,08M | -1,20% |
| 2025-07-28 | Mr. Jeffrey Michael DerGurahianExec. VP, Chief Investment Officer & Head Economist | 12,79k | 0,00 | Derivative Exercise and Retained Stock | - | 6,37M | 0,20% |
| 2025-07-28 | Mr. Jeffrey Michael DerGurahianExec. VP, Chief Investment Officer & Head Economist | -4,12k | 6,96k | Derivative Exercise and Sale | 1,69 | 6,37M | - |
| 2025-07-28 | Mr. Jeff Alexander WalshInitié | 11,84k | 0,00 | Derivative Exercise and Retained Stock | - | 4,13M | 0,29% |
| 2025-07-28 | Mr. Jeff Alexander WalshInitié | -6,60k | 11,15k | Derivative Exercise and Sale | 1,69 | 4,13M | - |
| 2025-07-24 | Mr. Jeff Alexander WalshInitié | 17,61k | 0,00 | Derivative Exercise and Retained Stock | - | 4,12M | 0,43% |
| 2025-07-22 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -388,92k | 780,23k | Automatic Disposition | 2,00 - 2,01 | 9,19M | -4,06% |
| 2025-07-22 | Mr. Jeff Alexander WalshInitié | -37,51k | 75,11k | Automatic Disposition | 2,00 | 4,10M | -0,91% |
| 2025-07-18 | Mr. Jeff Alexander WalshInitié | -73,96k | 148,94k | Automatic Disposition | 2,00 - 2,01 | 4,14M | -1,75% |
| 2025-07-18 | Mr. Anthony Li HsiehFounder, CEO, Chairman & President | -682,02k | 1,38M | Automatic Disposition | 2,00 - 2,02 | 9,58M | -6,65% |
| 2025-07-10 | Mr. Dan BinowitzInitié | 56,24k | 0,00 | Derivative Exercise and Retained Stock | - | 1,08M | 5,50% |
| 2025-07-10 | Mr. Dan BinowitzInitié | -31,34k | 47,63k | Derivative Exercise and Sale | 1,52 | 1,08M | - |
| 2025-07-03 | Mr. David R. HayesCFO | 121,43k | 0,00 | Derivative Exercise and Retained Stock | - | 439,81k | 38,14% |
| 2025-07-03 | Mr. David R. HayesCFO | -73,15k | 93,63k | Derivative Exercise and Sale | 1,28 | 439,81k | - |
| 2025-06-04 | Mr. Frank D. MartellInitié | 307,19k | 0,00 | Derivative Exercise and Retained Stock | - | 2,03M | 17,88% |
| 2025-06-04 | Mr. Frank D. MartellInitié | -316,93k | 402,50k | Derivative Exercise and Sale | 1,27 | 2,03M | - |
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