UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number   811-23166

 

 

RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC.

 

(Exact name of registrant as specified in charter)

 

360 South Rosemary Ave., Suite 1420, West Palm Beach, Florida 33401

 

(Address of principal executive offices)                   (Zip code)

 

 

Marc L. Collins

360 South Rosemary Ave., Suite 1420, West Palm Beach, Florida 33401

 

(Name and address of agent for service)

 

Registrant's telephone number, including area code:   (312) 832-1440

 

Date of fiscal year end:   June 30

 

Date of reporting period:  July 1, 2021 - June 30, 2022

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b 1-4 thereunder (17 CFR 270.30b 1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44U.S.C. § 3507.

 

 

 

Item 1 Proxy Voting Record
   
  See below
     

 

Investment Company Report

 

WELLS FARGO ADVANTAGE INCOME OPP FUND
Security 94987B105   Meeting Type Annual  
Ticker Symbol EAD               Meeting Date 09-Aug-2021
ISIN US94987B1052   Agenda 935470930 - Management
 
Item Proposal Proposed by Vote For/Against Management  
1.    DIRECTOR Management Split Split  
    1 William R. Ebsworth   Split Split  
    2 Jane A. Freeman   Split Split  
    3 Judith M. Johnson   Split Split  
BARINGS GBL SHORT DURATION H/Y FUND
Security 06760L100   Meeting Type Annual  
Ticker Symbol BGH               Meeting Date 13-Aug-2021
ISIN US06760L1008   Agenda 935469191 - Management
 
Item Proposal Proposed by Vote For/Against Management  
1.    DIRECTOR Management Split Split  
    1 Jill Olmstead   Split Split  
    2 Mark F. Mulhern   Split Split  
WELLS FARGO ADVANTAGE INCOME OPP FUND    
Security 94987B105   Meeting Type Special
Ticker Symbol EAD               Meeting Date 16-Aug-2021
ISIN US94987B1052   Agenda 935461397 - Management
 
Item Proposal Proposed by Vote For/Against Management  
1.    To consider and approve a new investment advisory agreement with Wells Fargo Funds Management, LLC. Management Split Split  
2.    To consider and approve a new investment sub-advisory agreement with Wells Capital Management, LLC. Management Split Split  
IVY HIGH INCOME OPPORTUNITIES FUND    
Security 465893105   Meeting Type Annual  
Ticker Symbol     Meeting Date 19-Aug-2021
ISIN US4658931054   Agenda 935473354 - Management
 
Item Proposal Proposed by Vote For/Against Management  
2.    DIRECTOR Management Split Split  
    1 Thomas L. Bennett   Split Split  
    2 Sandra A.J. Lawrence   Split Split  
    3 Shawn K. Lytle   Split Split  
    4 Thomas K. Whitford   Split Split  
INVESCO DYNAMIC CREDIT OPP FUND    
Security 46132R104   Meeting Type Annual  
Ticker Symbol VTA               Meeting Date 03-Sep-2021
ISIN US46132R1041   Agenda 935479875 - Management
 
Item Proposal Proposed by Vote For/Against Management  
1.    To approve an Agreement and Plan of Reorganization that provides for the reorganization of the Invesco Dynamic Credit Opportunities Fund into the Invesco Dynamic Credit Opportunity Fund. Management Split Split  
2.    DIRECTOR Management Split Split  
    1 Jack M. Fields   Split Split  
    2 Martin L. Flanagan   Split Split  
    3 Elizabeth Krentzman   Split Split  
    4 Robert C. Troccoli   Split Split  
    5 James D. Vaughn   Split Split  
EATON VANCE SENIOR FLOATING-RATE TRUST    
Security 27828Q105   Meeting Type Annual  
Ticker Symbol EFR               Meeting Date 10-Sep-2021
ISIN US27828Q1058   Agenda 935477150 - Management
 
Item Proposal Proposed by Vote For/Against Management  
1.    DIRECTOR Management Split Split  
    1 Keith Quinton   Split Split  
    2 Marcus L. Smith   Split Split  
    3 Susan J. Sutherland   Split Split  
GUGGENHEIM FUNDS  
Security 00764C109   Meeting Type Annual  
Ticker Symbol AVK               Meeting Date 22-Sep-2021
ISIN US00764C1099   Agenda 935488610 - Management
 
Item Proposal Proposed by Vote For/Against Management  
1A.   Election of Class III Trustee: Mr. Tracy V. Maitland Management Split Split  
1B.   Election of Class III Trustee: Mr. Ronald A. Nyberg Management Split Split  
INVESCO  
Security 46131F101   Meeting Type Annual  
Ticker Symbol VLT               Meeting Date 23-Nov-2021
ISIN US46131F1012   Agenda 935470714 - Management
 
Item Proposal Proposed by Vote For/Against Management  
1.    DIRECTOR Management Split Split  
    1 Jack M. Fields   Split Split  
    2 Martin L. Flanagan   Split Split  
    3 Elizabeth Krentzman   Split Split  
    4 Robert C. Troccoli   Split Split  
    5 James D. Vaughn   Split Split  
INVESCO SENIOR INCOME TRUST    
Security 46131H107   Meeting Type Annual  
Ticker Symbol VVR               Meeting Date 23-Nov-2021
ISIN US46131H1077   Agenda 935470714 - Management
 
Item Proposal Proposed by   Vote For/Against Management  
1.    DIRECTOR Management Split Split  
    1 Jack M. Fields   Split Split  
    2 Martin L. Flanagan   Split Split  
    3 Elizabeth Krentzman   Split Split  
    4 Robert C. Troccoli   Split Split  
    5 James D. Vaughn   Split Split  
SPECIAL OPPORTUNITIES FUND, INC    
Security 84741T104   Meeting Type Annual  
Ticker Symbol SPE               Meeting Date 08-Dec-2021
ISIN US84741T1043   Agenda 935521511 - Management
 
Item Proposal Proposed by Vote For/Against Management  
1.    DIRECTOR Management Split Split  
    1 Mr. Andrew Dakos   Split Split  
    2 Mr. Phillip Goldstein   Split Split  
    3 Mr. Ben Harris   Split Split  
    4 Mr. Gerald Hellerman   Split Split  
    5 Mr. Mark Lunder   Split Split  
    6 Mr. Charles Walden   Split Split  
2.    To provide a non-binding advisory vote on whether the amendment to the Fund's proxy voting policy is in the best interests of the Fund and its stockholders. Management Split Split  
BARINGS BDC, INC.    
Security 06759L103   Meeting Type Special
Ticker Symbol BBDC              Meeting Date 24-Feb-2022
ISIN US06759L1035   Agenda 935540307 - Management
 
Item Proposal Proposed by Vote For/Against Management  
1.    To approve the issuance of shares of Barings BDC, Inc. ("Barings BDC") common stock, $0.001 par value per share ("Barings BDC Common Stock"), pursuant to the Agreement and Plan of Merger, dated as of September 21, 2021, by and among Barings BDC, Mercury Acquisition Sub, Inc., Sierra Income Corporation and Barings LLC (the "Merger Agreement"). Management Split Split  
2.    To approve the issuance of shares of Barings BDC Common Stock pursuant to the Merger Agreement at a price below its then- current net asset value per share, if applicable. Management Split Split  
3.    To approve the adjournment of the Barings BDC special meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are insufficient votes at the time of the Barings BDC special meeting to approve Proposal 1 or Proposal 2. Management Split Split  
PGIM INVESTMENTS    
Security 69346J106   Meeting Type Annual  
Ticker Symbol GHY               Meeting Date 09-Mar-2022
ISIN US69346J1060   Agenda 935545054 - Management
 
Item Proposal Proposed by Vote For/Against Management  
1.1   Election of Class I Director: Ellen S. Alberding Management Split Split  
1.2   Election of Class I Director: Stuart S. Parker Management Split Split  
1.3   Election of Class I Director: Brian K. Reid Management Split Split  
2.    Ratify the appointment of PricewaterhouseCoopers LLP as the Fund's independent registered public accountant for the fiscal year ending July 31, 2022. Management Split Split  
WESTERN ASSET HIGH INC OPP FD INC.    
Security 95766K109   Meeting Type Annual  
Ticker Symbol HIO               Meeting Date 08-Apr-2022
ISIN US95766K1097   Agenda 935557782 - Management
 
Item Proposal Proposed by   Vote For/Against Management  
1.1   Election of Class III Director to serve until 2025 Annual Meeting: William R. Hutchinson Management Split Split  
1.2   Election of Class III Director to serve until 2025 Annual Meeting: Nisha Kumar Management Split Split  
2.    To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending September 30, 2022. Management Split Split  
BRANDYWINEGLOBAL-GLOBAL INCOME OPP FD    
Security 10537L104   Meeting Type Annual  
Ticker Symbol BWG               Meeting Date 08-Apr-2022
ISIN US10537L1044   Agenda 935557819 - Management
 
Item Proposal Proposed by   Vote For/Against Management  
1.1   Election of Class I Director to serve until 2025 Annual Meeting: Daniel P. Cronin Management Split Split  
1.2   Election of Class I Director to serve until 2025 Annual Meeting: Paolo M. Cucchi Management Split Split  
2.    To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending October 31, 2022. Management Split Split  
PGIM SHORT DURATION HIGH YIELD OPP    
Security 69355J104     Meeting Type Annual  
Ticker Symbol SDHY                Meeting Date 14-Apr-2022
ISIN US69355J1043     Agenda 935545066 - Management
 
Item Proposal Proposed by   Vote For/Against Management  
1.1   Election of Class I Trustee: Ellen S. Alberding Management Split Split  
1.2   Election of Class I Trustee: Stuart S. Parker Management Split Split  
1.3   Election of Class I Trustee: Brian K. Reid Management Split Split  
FIRST TRUST ADVISORS  
Security 33738E109   Meeting Type Annual  
Ticker Symbol FSD               Meeting Date 18-Apr-2022
ISIN US33738E1091   Agenda 935569131 - Management
 
Item Proposal Proposed by Vote For/Against Management  
1.1   Election of Class III Trustee for a three-year term: James A. Bowen Management Split Split  
1.2   Election of Class III Trustee for a three-year term: Niel B. Nielson Management Split Split  
PIMCO CLOSED-END FUNDS
Security 69355M107       Meeting Type Annual  
Ticker Symbol PDO                   Meeting Date 26-Apr-2022  
ISIN US69355M1071       Agenda 935575398 - Management
 
Item Proposal Proposed by   Vote For/Against Management  
1a.   Election of Trustee: Deborah A. DeCotis Management Split Split  
1b.   Election of Trustee: David N. Fisher Management Split Split  
1c.   Election of Trustee: Joseph B. Kittredge, Jr. Management Split Split  
1d.   Election of Trustee: E. Grace Vandecruze Management Split Split  
COHEN & STEERS  
Security 19249X108       Meeting Type Annual  
Ticker Symbol PTA                   Meeting Date 27-Apr-2022  
ISIN US19249X1081       Agenda 935568595 - Management
 
Item Proposal Proposed by   Vote For/Against Management  
1.    DIRECTOR Management Split Split  
    1 Joseph M. Harvey   Split Split  
    2 Gerald J. Maginnis   Split Split  
    3 Daphne L. Richards   Split Split  
NUVEEN PREFERED & CONVERTIBLE INCOME 2
Security 67073D102   Meeting Type Annual  
Ticker Symbol JQC               Meeting Date 28-Apr-2022
ISIN US67073D1028   Agenda 935556184 - Management
 
Item Proposal Proposed by   Vote For/Against Management  
1C.   DIRECTOR Management Split Split  
    1 William C. Hunter   Split Split  
    2 Judith M. Stockdale   Split Split  
    3 Carole E. Stone   Split Split  
    4 Margaret L. Wolff   Split Split  
NUVEEN CREDIT OPP 2022 TARGET TERM FD    
Security 67075U102   Meeting Type Annual  
Ticker Symbol JCO               Meeting Date 28-Apr-2022
ISIN US67075U1025   Agenda 935556184 - Management
 
Item Proposal Proposed by   Vote For/Against Management  
1C.   DIRECTOR Management Split Split  
    1 William C. Hunter   Split Split  
    2 Judith M. Stockdale   Split Split  
    3 Carole E. Stone   Split Split  
    4 Margaret L. Wolff   Split Split  
NUVEEN CORE PLUS IMPACT FUND    
Security 67080D103   Meeting Type Annual  
Ticker Symbol NPCT              Meeting Date 28-Apr-2022
ISIN US67080D1037   Agenda 935556184 - Management
 
Item Proposal Proposed by   Vote For/Against Management  
1C.   DIRECTOR Management      
    1 William C. Hunter   For For  
    2 Judith M. Stockdale   For For  
    3 Carole E. Stone   For For  
    4 Margaret L. Wolff   For For  
WESTERN ASSET DIVERSIFIED INCOME FUND    
Security 95790K109   Meeting Type Annual  
Ticker Symbol WDI               Meeting Date 06-May-2022
ISIN US95790K1097   Agenda 935558710 - Management
 
Item Proposal Proposed by Vote For/Against Management  
1.1   Election of Class I Trustee to serve until 2025 Annual Meeting: Robert D. Agdern Management Split Split  
1.2   Election of Class I Trustee to serve until 2025 Annual Meeting: Carol L. Colman Management Split Split  
1.3   Election of Class I Trustee to serve until 2025 Annual Meeting: Daniel P. Cronin Management Split Split  
2.    To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending December 31, 2022. Management Split Split  
THE GDL FUND    
Security 361570104   Meeting Type Annual  
Ticker Symbol GDL               Meeting Date 09-May-2022
ISIN US3615701048   Agenda 935569597 - Management
 
Item Proposal Proposed by   Vote For/Against Management  
1.    DIRECTOR Management Split Split  
    1 Agnes Mullady   Split Split  
    2 Salvatore J. Zizza   Split Split  
XAI OCTAGON FUNDS    
Security 98400T205   Meeting Type Annual  
Ticker Symbol XFLTPR            Meeting Date 24-May-2022
ISIN US98400T2050   Agenda 935621842 - Management
 
Item Proposal Proposed by   Vote For/Against Management  
1a.   Election of Class II Trustee of the Trust, to be elected by common shares and preferred shares voting as a single class, to serve until the 2025 annual meeting: Gregory G. Dingens Management Split Split  
1b.   Election of Class II Trustee of the Trust, to be elected by preferred shares voting as a separate class, to serve until the 2025 annual meeting: Philip G. Franklin Management Split Split  
APOLLO STRATEGIC GROWTH CAPITAL    
Security G0411R106   Meeting Type Special
Ticker Symbol APSG              Meeting Date 25-May-2022
ISIN KYG0411R1065   Agenda 935649218 - Management
 
Item Proposal Proposed by   Vote For/Against Management  
1.    The Domestication Proposal - to consider and vote upon a proposal to approve by special resolution under Cayman Islands law, assuming the Business Combination Proposal is approved and adopted, the change of APSG's jurisdiction of incorporation from the Cayman Islands to the State of Delaware by deregistering as an exempted company in the Cayman Islands and continuing and domesticating as a corporation incorporated under the laws of the State of Delaware (the "Domestication" and such proposal, the "Domestication Proposal"). Management For For  
2.    The Amendment Proposal - to consider and vote upon a proposal to approve by special resolution under Cayman Islands law, assuming the Business Combination Proposal and the Domestication Proposal are approved and adopted, the Acquiror Delaware Certificate, which, if approved, would take effect substantially concurrently with the Closing; 2A through 2K - The Unbundling Precatory Proposals - to approve, on a non-binding advisory basis, certain governance provisions in the Acquiror Delaware Certificate, ...(due to space limits, see proxy material for full proposal). Management For For  
2a.   To increase the authorized share capital from 361,000,000 shares consisting of 300,000,000 Acquiror Class A Ordinary Shares, 60,000,000 Acquiror Class B Ordinary Shares, and 1,000,000 undesignated preferred shares, par value $0.00005 per share, to authorized capital stock of shares, consisting of (i) 3,000,000,000 shares of Domesticated Acquiror Class A Common Stock, (ii) 3,000,000,000 shares of Domesticated Acquiror Class B Common Stock, (iii) 20,420,250 shares of Domesticated Acquiror ...(due to space limits, see proxy material for full proposal). Management For For  
2b.   To provide that the Acquiror Delaware Certificate may be amended, altered or repealed by the affirmative vote of the holders of at least 66 2/3% of all the then outstanding shares of stock entitled to vote, voting together as a single class in addition to any other vote required by the Acquiror Delaware Certificate or otherwise required by law. Management For For  
2c.   To provide that (i) each holder of record of Domesticated Acquiror Class A Common Stock, Domesticated Acquiror Class B Common Stock and Domesticated Acquiror Class X Common Stock (solely prior to the automatic conversion thereof to shares of Domesticated Acquiror Class A Common Stock upon the Closing) will be entitled to vote on the election or removal of directors, voting together as a single class, (ii) any vacancy on the board of directors shall be filled by the affirmative ...(due to space limits, see proxy material for full proposal). Management For For  
2d.   To elect not to be governed by Section 203 of the DGCL. Management For For  
2e.   To provide that the Court of Chancery of the State of Delaware or, if such court does not have subject matter jurisdiction, another state or federal court located within the State of Delaware, shall be the exclusive forum for certain actions and claims. Management For For  
2f.   To provide that each holder of record of Domesticated Acquiror Class A Common Stock, Domesticated Acquiror Class B Common Stock and Domesticated Acquiror Class X Common Stock (solely prior to the automatic conversion thereof to shares of Domesticated Acquiror Class A Common Stock upon the Closing) be entitled to one vote per share on all matters which stockholders generally are entitled to vote. Management For For  
2g.   To provide that subject to applicable law and the rights of any holders of outstanding Preferred Stock, (i) each holder of Domesticated Acquiror Class A Common Stock, Domesticated Acquiror Class X Common Stock (solely prior to the automatic conversion thereof to shares of Domesticated Acquiror Class A Common Stock upon the Closing) and Class A-1 Preferred Stock shall be entitled to receive, ratably with the other participating shares, such dividends and other distributions as ...(due to space limits, see proxy material for full proposal). Management For For  
2h.   To eliminate various provisions in the Existing Organizational Documents applicable only to blank check companies, including the provisions requiring that APSG have net tangible assets of at least $5,000,001 immediately prior to, or upon such consummation of, a business combination. Management For For  
2i.   To restrict holders of Domesticated Acquiror Class B Common Stock from transferring their shares of Domesticated Acquiror Class B Common Stock unless such holder also transfers an equal number of Opco B Ordinary Shares in accordance with the GBT Amended & Restated M&A. Management For For  
2j.   To allow PubCo, subject to the terms of the Business Combination Agreement, the Acquiror Delaware Certificate and the Acquiror Delaware Bylaws, to take all such actions as are contemplated by the Business Combination Agreement to cause the issuance of its equity securities as called for by the Egencia Equity Contribution Agreement and in accordance with the Acquiror Delaware Certificate, including any issuances, redemptions and cancellations and/or adjustments for no consideration. Management For For  
2k.   To require PubCo to issue, reserve for issuance, cancel and/or redeem certain of its equity securities in accordance with the terms of the Exchange Agreement. Management For For  
3.    The Business Combination Proposal - to consider and vote upon a proposal to approve by ordinary resolution under Cayman Islands law and adopt, assuming the Domestication Proposal and Amendment Proposal are approved, the Business Combination Agreement (as amended from time to time, the "Business Combination Agreement"), dated as of December 2, 2021, by and between APSG and GBT Jersey Co Limited, a company limited by shares incorporated under the laws of Jersey ("GBT"), and the ...(due to space limits, see proxy material for full proposal). Management For For  
4.    The Issuance Proposal - to consider and vote upon a proposal to approve by ordinary resolution under Cayman Islands law, assuming the Domestication Proposal, the Amendment Proposal and the Business Combination Proposal are approved and adopted, for the purposes of complying with the applicable listing rules of the New York Stock Exchange, the issuance of Domesticated Acquiror Class A Common Stock to the PIPE Investors (as defined below) pursuant to the PIPE Subscription Agreements (as defined below) (the "Issuance Proposal"). Management For For  
5.    The Equity Incentive Plan Proposal - to consider and vote upon a proposal to approve by ordinary resolution under Cayman Islands law, assuming the Domestication Proposal, the Amendment Proposal, the Business Combination Proposal and the Issuance Proposal are approved and adopted, the Global Business Travel Group, Inc. 2022 Equity Incentive Plan, a copy of which is attached to the enclosed proxy statement/ prospectus as Annex E (the "Equity Incentive Plan Proposal"). Management For For  
6.    The ESPP Proposal - to consider and vote upon a proposal to approve by ordinary resolution under Cayman Islands law, assuming the Domestication Proposal, the Amendment Proposal, the Business Combination Proposal, the Issuance Proposal, and the Equity Incentive Plan Proposal are approved and adopted, the Global Business Travel Group, Inc. Employee Stock Purchase Plan (the "ESPP"), a copy of which is attached to the enclosed proxy statement/prospectus as Annex F (the "ESPP Proposal" and, ...(due to space limits, see proxy material for full proposal). Management For For  
7.    The Adjournment Proposal - if put to the meeting, to consider and vote upon a proposal to approve by ordinary resolution under Cayman Islands law the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the proxies held at the time of the Special Meeting, any of the Condition Precedent Proposals would not be duly approved and adopted by our shareholders or we determine that one or more of the closing ...(due to space limits, see proxy material for full proposal). Management For For  
APOLLO SENIOR FLOATING RATE, INC.    
Security 037638103   Meeting Type Annual  
Ticker Symbol AIF               Meeting Date 09-Jun-2022
ISIN US0376381036   Agenda 935623997 - Management
 
Item Proposal Proposed by   Vote For/Against Management  
1.    DIRECTOR Management Split Split  
    1 Glenn N. Marchak   Split Split  
    2 Todd J. Slotkin   Split Split  
    3 Elliot Stein, Jr.   Split Split  
MCDERMOTT INTERNATIONAL, LTD    
Security G5924V106       Meeting Type Annual  
Ticker Symbol MCDIF                 Meeting Date 14-Jun-2022  
ISIN BMG5924V1063       Agenda 935630043 - Management
 
Item Proposal Proposed by   Vote For/Against Management  
1.    To appoint Michael McKelvy as Chairman of the 2022 Annual General Meeting of Members. Management Split Split  
2.    DIRECTOR Management Split Split  
    1 Craig Broderick   Split Split  
    2 Neil Bruce   Split Split  
    3 Barbara Duganier   Split Split  
    4 Andrew Gould   Split Split  
    5 Alan Hirshberg   Split Split  
    6 Nils Larsen   Split Split  
    7 Lee McIntire   Split Split  
    8 Michael McKelvy   Split Split  
    9 Paul Soldatos   Split Split  
3.    To approve amendments to Bye-Law 31 of the Amended and Restated Bye-Laws of McDermott International, Ltd. Management Split Split  
4.    To appoint Ernst & Young LLP as the Auditor of McDermott International, Ltd for a term extending until the close of the 2023 Annual General Meeting of Members and give the Audit Committee of the Board of Directors the authority to set the remuneration of the Company's Auditor. Management Split Split  
FIRST EAGLE ALTERNATIVE CAPITAL BDC, INC
Security 26943B100   Meeting Type Annual  
Ticker Symbol FCRD              Meeting Date 16-Jun-2022
ISIN US26943B1008   Agenda 935635221 - Management
 
Item Proposal Proposed by   Vote For/Against Management  
1.    DIRECTOR Management Split Split  
    1 Christopher J. Flynn   Split Split  
    2 E.P. Giambastiani, Jr.   Split Split  
    3 Nancy Hawthorne   Split Split  
    4 James D. Kern   Split Split  
    5 Deborah McAneny   Split Split  
    6 Jane Musser Nelson   Split Split  
2.    To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2022. Management Split Split  
3.    To approve the adjournment of the Annual Meeting, if necessary or appropriate, to solicit additional proxies. Management Split Split  
 MORGAN STANLEY EMERGING MKTS    
Security 617477104   Meeting Type Annual  
Ticker Symbol EDD               Meeting Date 24-Jun-2022
ISIN US6174771047   Agenda 935650817 - Management
 
Item Proposal Proposed by   Vote For/Against Management  
1.    DIRECTOR Management Split Split  
    1 Frances L. Cashman*   Split Split  
    2 Frank L. Bowman#   Split Split  
    3 Jakki L. Haussler#   Split Split  
    4 Manuel H. Johnson#   Split Split  
    5 Eddie A. Grier#   Split Split  
                         

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

  RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
   
   
  /s/ Patrick W. Galley  
  By:      Patrick W. Galley
  Title:   President and Chairman of the Board
   
  Date:    August 29, 2022

 

 

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