Statement of Changes in Beneficial Ownership (4)
01 Juin 2023 - 12:07AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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HOFFMAN JAMES DONALD |
2. Issuer Name and Ticker or Trading Symbol
RELIANCE STEEL & ALUMINUM CO
[
RS
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O RELIANCE STEEL & ALUMINUM CO., 16100 N. 71ST STREET, SUITE 400 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/30/2023 |
(Street)
SCOTTSDALE, AZ 85254 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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(City)
(State)
(Zip)
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Rule 10b5-1(c) Transaction Indication
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to
satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/30/2023 | | S(1) | | 3536 | D | $233.71 (2) | 130506 | I | Held by Hoff Holdings Limited Partnership (3) |
Common Stock | 5/30/2023 | | S(1) | | 3168 | D | $234.61 (4) | 127338 | I | Held by Hoff Holdings Limited Partnership (3) |
Common Stock | 5/30/2023 | | S(1) | | 704 | D | $235.64 (5) | 126634 | I | Held by Hoff Holdings Limited Partnership (3) |
Common Stock | 5/30/2023 | | S(1) | | 1332 | D | $237.28 (6) | 125302 | I | Held by Hoff Holdings Limited Partnership (3) |
Common Stock | 5/30/2023 | | S(1) | | 1260 | D | $238.07 (7) | 124042 | I | Held by Hoff Holdings Limited Partnership (3) |
Common Stock | | | | | | | | 19680 | D | |
Common Stock | | | | | | | | 1184 | I | Held by Trustee of Reliance Steel & Aluminum Co. Employee Stock Ownership Plan |
Common Stock | | | | | | | | 3683 | I | Held by Trustee of Reliance Steel & Aluminum Co. 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2023. |
(2) | The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $233.20 to $234.17. The Reporting Person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(3) | Hoff Holdings Limited Partnership ("Hoff Holdings") is a limited partnership of which a revocable trust established by the Reporting Person and his spouse is both the sole member of the sole general partner and also a limited partner, and various trusts for the benefit of the Reporting Person's spouse and his adult children are the other limited partners. The Reporting Person disclaims beneficial ownership over the Issuer's common stock held by Hoff Holdings except to the extent of his pecuniary interest therein. |
(4) | The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $234.24 to $235.15. The Reporting Person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(5) | The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $235.29 to $236.13. The Reporting Person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(6) | The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $236.80 to $237.79. The Reporting Person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
(7) | The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $237.82 to $238.68. The Reporting Person has provided to the Issuer, and hereby undertakes to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HOFFMAN JAMES DONALD C/O RELIANCE STEEL & ALUMINUM CO. 16100 N. 71ST STREET, SUITE 400 SCOTTSDALE, AZ 85254 | X |
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Signatures
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/s/ James Donald Hoffman by William A. Smith II as his Attorney-in-Fact | | 5/31/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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