Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB
10 Août 2023 - 6:17PM
Edgar (US Regulatory)
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OMB APPROVAL |
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
OMB Number: |
3235-0058 |
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Expires: |
April 30, 2025 |
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Estimated average burden hours per response. |
2.50 |
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FORM 12b-25 |
SEC FILE NUMBER |
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1-10113 |
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CUSIP NUMBER |
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NOTIFICATION OF LATE FILING |
00509L 802 |
(Check one): |
o Form 10-K o Form 20-F o Form 11-K [√] Form 10-Q o Form 10-D
o Form N-CEN o Form N-CSR |
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For Period Ended: June 30, 2023
o Transition Report on Form 10-K
o Transition Report on Form 20-F
o Transition Report on Form 11-K
o Transition Report on Form 10-Q
For the Transition Period Ended: ____________________ |
If the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates:
PART I — REGISTRANT INFORMATION
Acura Pharmaceuticals, Inc. |
Full Name of Registrant |
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N/A |
Former Name if Applicable |
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616 N. North Court |
Address of Principal Executive Office (Street and Number) |
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Palatine, IL 60067 |
City, State and Zip Code |
PART II — RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort
or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
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[√] |
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(a) |
The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; |
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(b) |
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D,or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and |
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(c) |
The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART III — NARRATIVE
State below in reasonable detail the reasons why
Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed
time period.
The Registrant’s Quarterly Report
on Form 10-Q for the three month period ended June 30, 2023 will not be filed within the prescribed time period because of the
Company’s liquidity including the Company’s ability to meet day-to-day operation obligations. We have not filed our Annual
Report for the year ended December 31, 2022, and the Quarterly Report for each of the periods ended March 31, 2023, September 30, 2022,
June 30, 2022 and March 31 2022. We are working on funding solutions and if successful, will proceed to initiate reviews of our 2022 quarterly
results and initiate the audit of our 2022 annual results, and then to initiate review of our quarterly results for each of the periods
ending March 31, 2023 and June 30, 2023; however, no assurance can be given that the Company will be successful in filing the Quarterly
Report for the period ended June 30, 2023 or in filing any of the above mentioned reports prior to the expiration of this extension period.
The Company assumes no duty to update the status of the annual audit or quarterly reviews until the Annual Report and Quarterly Reports
are filed with the SEC.
PART IV — OTHER INFORMATION
(1) |
Name and telephone number of person to contact in regard to this notification |
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Peter A. Clemens |
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847 |
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705-7709 |
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(Name) |
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(Area Code) |
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(Telephone Number) |
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(2) |
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). |
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Yes ¨ NO [√ ] |
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The Quarterly Reports for each of the periods ended March 31, 2023, September 30, 2022, June 30, 2022 and March 31, 2022 have not been filed. The Annual Report for the annual period ended December 31, 2022 has not been filed. |
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(3) |
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? |
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Yes ¨ NO [√] |
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If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. |
Acura Pharmaceuticals, Inc.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: |
August 10, 2023 |
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By: |
/s/ Peter A. Clemens, Senior VP & CFO |
Acura Pharmaceuticals (CE) (USOTC:ACUR)
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Acura Pharmaceuticals (CE) (USOTC:ACUR)
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