- Amended Statement of Changes in Beneficial Ownership (4/A)
14 Septembre 2010 - 5:25PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Credifinance Capital Corp.
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2. Issuer Name
and
Ticker or Trading Symbol
KYTO BIOPHARMA INC
[
KBPH
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
1232 NORTH OCEAN WAY
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3. Date of Earliest Transaction
(MM/DD/YYYY)
9/14/2010
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(Street)
PALM BEACH, FL 33480
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
9/9/2010
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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9/2/2010
(1)
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9/9/2010
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J
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V
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8431065
(1)
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D
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(1)
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8983219
(1)
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D
(1)
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Common Stock
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8983219
(2)
(3)
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I
(2)
(3)
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Joint Filing
(2)
(3)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Convertible Preferred
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$.45
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9/2/2010
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J
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V
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473674
(4)
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9/14/2010
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9/14/2010
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Common
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473674
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(4)
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473674
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D
(4)
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Convertible Preferred
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$.45
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9/14/2010
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9/14/2010
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Common
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473674
(2)
(3)
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473674
(2)
(3)
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I
(2)
(3)
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Joint Filing
(2)
(3)
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Explanation of Responses:
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(
1)
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This is to report the pledge of 8,431,065 common shares owned by Credifinance Capital Corp to a corporate lender to secure indebtedness. This is reported on advice of counsel because the pledge of shares grants dispositive power to the lender, who may dispose of shares without further consent of owner in the event of default on the underlying indebtedness
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(
2)
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This is to report the pledge of 8,431,065 common shares and 473,674 convertible preferred shares owned by Credifinance Capital Corp to a corporate lender to secure indebtedness. Georges Benarroch, President and Director of the issuer, is an officer and director of Credifinance Capital Corp and responsible for day to day operations. He disclaims beneficial ownership in securities held by Credifinance Capital Corp.
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(
3)
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Form 4 Joint Filer Information: Georges Benarroch Address 49 Ave Foch Paris 75116 Designated Filer Credifinance Capital Corp. Issuer and Ticker Symbol: Kyto BioPharma Inc. (KBPH) Date of Event Requiring Statement: September 2, 2010 Relationship of Reporting Person to Issuer: Director, Officer: President Signature /s/ Georges Benarroch
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(
4)
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This is to report the pledge of 473,674 convertible preferred shares owned by Credifinance Capital Corp to a corporate lender to secure indebtedness. This is reported on advice of counsel because the pledge of shares grants dispositive power to the lender, who may dispose of shares without further consent of owner in the event of default on the underlying indebtedness
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Remarks:
This is an amendment to Form 4 filed on September 9, 2010. Joint Filing
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Credifinance Capital Corp.
1232 NORTH OCEAN WAY
PALM BEACH, FL 33480
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X
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BENARROCH GEORGES
49 AVE FOCH
PARIS FRANCE
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X
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President
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Signatures
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/s/Georges Benarroch
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9/14/2010
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**
Signature of Reporting Person
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Date
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/s/Georges Benarroch
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9/14/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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