false 0001061069 0001061069 2023-06-26 2023-06-26
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
 
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
 
 
Date of Report (Date of earliest event reported) June 28, 2023 (June 26, 2023)
 
 
AVALON HOLDINGS CORPORATION
(Exact Name of Registrant as Specified in its Charter)
 
 
Ohio
 
1-14105
 
34-1863889
(State or Other Jurisdiction
 
(Commission File
 
(IRS Employer
of Incorporation)
 
Number)
 
Identification No.)
 
 
One American Way, Warren, Ohio 44484
(Address of Principal Executive Offices) (Zip Code)
 
Registrant's telephone number, including area code: (330) 856-8800
 
 

(Former name and address, if changed since last report)
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Class A Common Stock, $0.01 par value
AWX
NYSE American
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e4(c))
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company 
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 

 
ITEM 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointments of Principal Officers
 
The Board of Directors of Avalon Holdings Corporation (“Avalon”) approved the appointment of Michael J. Havalo as Chief Financial Officer and Treasurer effective June 26, 2023. The Company issued a press release on June 28, 2023, announcing Mr. Havalo’s appointment. A copy of the press release is attached hereto as Exhibit 99.1.
 
Mr. Havalo’s annual base salary will be $170,000.  
 
ITEM 9.01 Financial Statements and Exhibits
 
Exhibit Number
 
 
Exhibit 104  Cover Page Interactive Data File (embedded within the Inline XBRL document)
 
A copy of the press release is attached as Exhibit 99.1
 
 
 
 
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
AVALON HOLDINGS CORPORATION
                 (Registrant)
By:
/s/ Michael J. Havalo
Michael J. Havalo
Chief Financial Officer and Treasurer
 
 
DATED:         June 28, 2023
 
2

 
EXHIBIT INDEX
 
Exhibit
Number
  Description
 
99.1
 
 
Press release dated June 28, 2023.
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)
 
3

Exhibit 99.1

 

a01.jpg

Avalon Holdings Corporation

 

One American Way ● Warren, OH 44484-5555 ● Phone: (330) 856-8800

 

 

AVALON HOLDINGS CORPORATION ANNOUNCES ORGANIZATIONAL CHANGES

 

WARREN, Ohio (June 28, 2023) – Ronald E. Klingle, Chairman of the Board of Avalon Holdings Corporation (NYSE Amex:AWX) today announced that effective June 26, 2023, Michael J. Havalo, has been hired as Chief Financial Officer and Treasurer.

 

Mr. Havalo has previously served as the Chief Financial Officer and Treasurer at McDonald Steel Corporation. McDonald Steel Corporation is a world leader in precision engineered hot rolled special steel shapes.  Prior to McDonald Steel Corporation, Mr. Havalo worked for Hill, Barth & King, LLC, public accounting firm.  Mr. Havalo received his Bachelor of Business Administration degree in Accounting from Youngstown State University and has been a Certified Public Accountant since 2010. 

 

Avalon Holdings Corporation provides waste management services to industrial, commercial, municipal and governmental customers in selected northeastern and midwestern U.S. markets. Avalon Holdings Corporation also owns the Avalon Golf and Country Club, which operates a world-class country club and one of the premier resorts in the United States, The Grand Resort. 

 

-end-

 

 
v3.23.2
Document And Entity Information
Jun. 26, 2023
Document Information [Line Items]  
Entity, Registrant Name AVALON HOLDINGS CORPORATION
Document, Type 8-K
Document, Period End Date Jun. 26, 2023
Entity, Incorporation, State or Country Code OH
Entity, File Number 1-14105
Entity, Tax Identification Number 34-1863889
Entity, Address, Address Line One One American Way
Entity, Address, City or Town Warren
Entity, Address, State or Province OH
Entity, Address, Postal Zip Code 44484
City Area Code 330
Local Phone Number 856-8800
Title of 12(b) Security Class A Common Stock
Trading Symbol AWX
Security Exchange Name NYSE
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity, Emerging Growth Company false
Amendment Flag false
Entity, Central Index Key 0001061069

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