Statement of Changes in Beneficial Ownership (4)
10 Novembre 2022 - 03:37PM
Edgar (US Regulatory)
FORM 4
[X] Check this box if no longer subject to
Section 16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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|
1. Name
and Address of Reporting Person * Lerner
Scott |
2. Issuer Name and Ticker or Trading
Symbol Better Choice Co Inc. [ BTTR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Former CEO |
(Last)
(First)
(Middle)
12400 RACE TRACK ROAD |
3. Date of Earliest Transaction (MM/DD/YYYY)
10/14/2022
|
(Street)
TAMPA, FL 33626
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
|
|
|
|
|
|
|
27288 |
D |
|
Common Stock |
|
|
|
|
|
|
|
57 |
I |
Son |
Common Stock |
|
|
|
|
|
|
|
2667 |
I |
Mother |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Purchase Warrants - Right to
Buy |
$7.5 |
|
|
|
|
|
|
1/22/2021 |
1/22/2027 |
Common Stock |
4000.0 |
|
4000 |
D |
|
Purchase Warrants - Right to
Buy |
$7.5 |
|
|
|
|
|
|
1/22/2021 |
1/22/2027 |
Common Stock |
2667.0 |
|
2667 |
I |
Mother |
Stock Options - Right to
Buy |
$6.78 |
10/14/2022 |
|
D |
|
|
20834 (1) |
(2) |
12/28/2030 (3) |
Common Stock |
20834.0 |
$0 |
62500 |
D |
|
Stock Options - Right to
Buy |
$8.82 |
10/14/2022 |
|
D |
|
|
61112 (1) |
(2) |
3/3/2031 (3) |
Common Stock |
61112.0 |
$0 |
138888 |
D |
|
Stock Options - Right to
Buy |
$5.0 |
10/14/2022 |
|
D |
|
|
13889 (1) |
(2) |
7/8/2031 (3) |
Common Stock |
13889.0 |
$0 |
19444 |
D |
|
Stock Options - Right to
Buy |
$5.0 |
10/14/2022 |
|
D |
|
|
11806 (1) |
(2) |
8/19/2031 (3) |
Common Stock |
11806.0 |
$0 |
13194 |
D |
|
Stock Options - Right to
Buy |
$2.29 |
10/14/2022 |
|
D |
|
|
61112 (1) |
(2) |
2/1/2032 (3) |
Common Stock |
61112.0 |
$0 |
38888 |
D |
|
Explanation of
Responses: |
(1) |
Forfeiture of unvested
awards per terms of the Reporting Person's separation agreement
effective October 14, 2022. |
(2) |
Outstanding options as of
October 14, 2022 are fully vested and exercisable through the
amended expiration date per terms of the Reporting Person's
separation agreement. |
(3) |
Effective as of October 14,
2022, the expiration date for outstanding options was amended to
April 30, 2025 per terms of the Reporting Person's separation
agreement. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Lerner Scott
12400 RACE TRACK ROAD
TAMPA, FL 33626 |
|
|
Former CEO |
|
Signatures
|
Becky Pickett, Attorney-in-Fact for Scott
Lerner |
|
11/10/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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