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FORM 8.5
(EPT/NON-RI)
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PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
|
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EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
|
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(OR WHERE RI STATUS IS NOT
APPLICABLE)
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Rule 8.5 of the Takeover Code
(the "Code")
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1.
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KEY
INFORMATION
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(a)
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Name of exempt principal trader:
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BARCLAYS CAPITAL SECURITIES LTD
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|
(b)
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Name of offeror/offeree in relation to whose
relevant securities this form relates:
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ANGLO AMERICAN PLC
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|
(c)
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Name of the party to the offer with which exempt
principal trader is connected
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BHP GROUP LTD
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|
(d)
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Date position held/dealing undertaken:
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16 May 2024
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|
(e)
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In
addition to the company in 1(b) above, is the exempt principal
trader making disclosures in respect of any other party to
the offer?
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YES:
BHP GROUP LTD
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2.
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POSITIONS OF THE EXEMPT PRINCIPAL TRADER
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|
(a)
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Interests and short positions in the relevant securities of
the offeror or offeree
|
|
|
to
which the disclosure relates following the dealing (if
any)
|
|
Class of relevant security:
|
USD
0.54945 ordinary
|
|
|
Interests
|
Short
Positions
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1)
Relevant securities owned and/or controlled:
|
5,367,815
|
0.44%
|
18,748,187
|
1.53%
|
|
(2)
Cash-settled derivatives:
|
18,724,487
|
1.53%
|
5,076,743
|
0.41%
|
|
(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00%
|
0
|
0.00%
|
|
TOTAL:
|
24,092,302
|
1.97%
|
23,824,930
|
1.94%
|
|
|
|
|
|
|
|
|
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(b)
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Rights to subscribe for new securities (including directors
and other executive options)
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Class of relevant security in relation to
which subscription right exists
|
|
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Details, including nature of the rights
concerned and relevant percentages:
|
|
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3.
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DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
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|
(a)
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Purchase and sales
|
|
|
|
|
|
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Class of relevant
security
|
Purchase/sale
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
|
USD 0.54945
ordinary
|
Purchase
|
1249648
|
26.3800
GBP
|
26.0200
GBP
|
|
USD 0.54945
ordinary
|
Purchase
|
22
|
30.6000
EUR
|
30.4400
EUR
|
|
USD 0.54945
ordinary
|
Sale
|
134
|
30.5376
EUR
|
30.5376
EUR
|
|
USD 0.54945
ordinary
|
Sale
|
1366186
|
26.3400
GBP
|
26.0200
GBP
|
|
ADR
|
Sale
|
3751
|
16.6900
USD
|
16.6019
USD
|
|
ADR
|
Purchase
|
3751
|
16.6900
USD
|
16.6019
USD
|
|
|
|
|
|
|
|
|
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(b)
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Cash-settled derivative transactions
|
|
Class of relevant
security
|
Product
description
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Nature of
dealing
|
Number of
reference securities
|
Price per
unit
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
689
|
26.2566
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
823
|
26.2619
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Closing
Long
|
4,596
|
26.1816
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
87
|
26.2724
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
100
|
26.2650
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
218
|
604.4176
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
294
|
26.2340
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
325
|
26.2552
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
366
|
26.2544
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
438
|
26.1900
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
1,239
|
26.2900
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
1,768
|
26.2604
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,035
|
604.2957
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,737
|
604.3052
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
2,749
|
26.2104
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
3,260
|
26.2991
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
4,937
|
26.2647
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
9,058
|
26.2200
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
9,336
|
26.2401
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
9,458
|
26.2512
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
9,732
|
604.8520
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
10,923
|
606.4437
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
14,876
|
26.2289
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
23,756
|
26.2292
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
35,436
|
26.2334
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
36,395
|
604.4300
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
42,058
|
26.2119
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
49,708
|
604.7548
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
66,184
|
604.6753
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Long
|
75,554
|
26.1998
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
78,550
|
26.2351
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Long
|
104,976
|
26.2900
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
7
|
605.2112
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
379
|
26.2702
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
914
|
604.9816
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,165
|
26.2815
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
1,928
|
604.9819
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
2,050
|
604.9852
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
2,737
|
604.3052
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
7,338
|
26.2797
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
9,732
|
604.6857
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Decreasing
Short
|
18,540
|
26.2592
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Decreasing
Short
|
114,172
|
605.4781
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
118
|
26.2450
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
130
|
26.2800
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
209
|
26.2995
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
218
|
604.4176
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
401
|
26.2274
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
599
|
26.2894
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
854
|
26.2017
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,416
|
26.3800
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
1,870
|
606.4403
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2,035
|
604.2957
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
2,109
|
26.1913
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
3,658
|
26.2470
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
3,792
|
26.2917
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
9,058
|
26.2200
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
10,019
|
26.2507
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
10,923
|
606.4437
ZAR
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
11,344
|
26.2900
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
18,791
|
26.2522
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
35,559
|
26.2507
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
36,395
|
604.4300
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
42,779
|
26.2897
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
43,700
|
26.2111
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
49,708
|
604.7548
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
50,800
|
26.2383
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
66,184
|
604.6753
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Long
|
87,576
|
26.2350
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
137,743
|
26.2612
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Long
|
163,139
|
26.2333
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
11
|
30.6036
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
18
|
26.2492
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
51
|
26.2170
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
74
|
26.3042
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
627
|
26.2547
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
672
|
26.2591
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
1,538
|
26.2780
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
1,870
|
606.6829
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
10,271
|
26.2866
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Increasing
Short
|
30,251
|
26.2141
GBP
|
|
USD 0.54945
ordinary
|
CFD
|
Increasing
Short
|
172,359
|
605.0540
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
11
|
30.4400
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Long
|
134
|
30.5376
EUR
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
7
|
605.2112
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
775
|
26.2901
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
914
|
604.9816
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
1,928
|
604.9819
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
2,050
|
604.9852
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
2,623
|
26.1681
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
3,075
|
26.2506
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
4,880
|
26.2235
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
10,623
|
26.2326
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
13,132
|
26.2552
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
46,827
|
26.2640
GBP
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
114,172
|
605.6598
ZAR
|
|
USD 0.54945
ordinary
|
SWAP
|
Opening
Short
|
172,359
|
604.8726
ZAR
|
|
|
|
|
|
|
|
|
|
|
(c)
|
Stock-settled derivative transactions (including
options)
|
|
(i)
|
Writing, selling, purchasing or varying
|
|
Class
of
relevant
security
|
Product
description
|
Writing,
purchasing,
selling,
varying etc
|
Number
of
securities
to which
option
relates
|
Exercise
price
per unit
|
Type
|
Expiry
date
|
Option
money
paid/
received
per unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
Exercising
|
|
|
|
|
|
|
|
Class of relevant
security
|
Product
description
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(d)
|
Other dealings (including subscribing for new
securities)
|
|
Class of relevant
security
|
Nature of
Dealings
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
|
|
4.
|
OTHER INFORMATION
|
|
(a)
|
Indemnity and other dealings arrangements
|
|
Details of any indemnity or option arrangement, or any
agreement or understanding,
formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into
by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party to
the offer:
|
|
NONE
|
|
(b)
|
Agreements, arrangements or understandings relating to options
or derivatives
|
|
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights of future acquisition or
disposal of any relevant securities to which
any derivative is referenced:
|
|
NONE
|
|
(c)
|
Attachments
|
|
Is
a Supplemental Form 8 (Open Positions) attached?
|
NO
|
|
Date of disclosure:
|
17 May 2024
|
|
Contact name:
|
Large Holdings Regulatory
Operations
|
|
Telephone number:
|
020 3134
7213
|