BlackRock Smaller Companies Trust Plc Holding(s) in Company
11 Décembre 2023 - 5:33PM
UK Regulatory
TIDMBRSC
BLACKROCK SMALLER COMPANIES TRUST PLC
LEI: 549300MS535KC2WH4082
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0006436108
Issuer Name
BLACKROCK SMALLER COMPANIES TRUST PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of
financial instruments
3. Details of person subject to the notification obligation
Name
Saba Capital Management, L.P.
City of registered office (if applicable)
New York
Country of registered office (if applicable)
United States
4. Details of the shareholder
+----------------------------+----------+----------------------------+
|Name |City of |Country of registered office|
| |registered| |
| |office | |
+----------------------------+----------+----------------------------+
|Saba Capital R Fund, Ltd | |Cayman Islands |
+----------------------------+----------+----------------------------+
|IMAP Cayman SBA LP | |Cayman Islands |
+----------------------------+----------+----------------------------+
|Saba Capital Matador Fund, | |Cayman Islands |
|Ltd. | | |
+----------------------------+----------+----------------------------+
|Saba Capital CEF Special | |Cayman Islands |
|Opportunities Master Fund 2,| | |
|Ltd. | | |
+----------------------------+----------+----------------------------+
|Saba Capital CEF Special | |Cayman Islands |
|Opportunities Master Fund 1,| | |
|Ltd. | | |
+----------------------------+----------+----------------------------+
|Saba Capital CEF | |Cayman Islands |
|Opportunities 2, Ltd. | | |
+----------------------------+----------+----------------------------+
|Saba Capital Income & | |United States |
|Opportunities Fund | | |
+----------------------------+----------+----------------------------+
|Saba Capital Bluebird Fund, | |Cayman Islands |
|Ltd. | | |
+----------------------------+----------+----------------------------+
|Saba Capital Arcadia Master | |Cayman Islands |
|Fund, Ltd. | | |
+----------------------------+----------+----------------------------+
|Saba Capital Master Fund, | |Cayman Islands |
|Ltd. | | |
+----------------------------+----------+----------------------------+
5. Date on which the threshold was crossed or reached
07-Dec-2023
6. Date on which Issuer notified
11-Dec-2023
7. Total positions of person(s) subject to the notification obligation
+----------------+-----------+------------------+---------+-----------+
|. |% of voting|% of voting rights|Total of |Total |
| |rights |through financial |both |number of |
| |attached to|instruments (total|in % (8.A|voting |
| |shares |of 8.B 1 + 8.B 2) |+ |rights held|
| |(total | |8.B) |in issuer |
| |of 8.A) | | | |
+----------------+-----------+------------------+---------+-----------+
|Resulting |3.322155 |6.668974 |9.991129 |4820949 |
|situation on the| | | | |
|date on | | | | |
|which threshold | | | | |
|was crossed or | | | | |
|reached | | | | |
+----------------+-----------+------------------+---------+-----------+
|Position of |3.330400 |6.716000 |10.046400| |
|previous | | | | |
|notification | | | | |
|(if applicable) | | | | |
+----------------+-----------+------------------+---------+-----------+
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached
8A. Voting rights attached to shares
+------------+----------------+------------------+-------------+-------------+
|Class/Type |Number of direct|Number of indirect|% of direct |% of indirect|
|of shares |voting rights |voting rights |voting rights|voting rights|
|ISIN code(if|(DTR5.1) |(DTR5.2.1) |(DTR5.1) |(DTR5.2.1) |
|possible) | | | | |
+------------+----------------+------------------+-------------+-------------+
|GB0006436108|1603016 | |3.322155 | |
+------------+----------------+------------------+-------------+-------------+
|Sub Total |1603016 |3.322155% |
|8.A | | |
+------------+----------------+------------------+-------------+-------------+
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
+----------+----------+---------+-----------------------------------+------+
|Type of |Expiration|Exercise/|Number of voting rights that may be|% of |
|financial |date |conve |acquired if the instrument is |voting|
|instrument| |rsion |exercised/converted |rights|
| | |period | | |
+----------+----------+---------+-----------------------------------+------+
| | | | | |
+----------+----------+---------+-----------------------------------+------+
|Sub Total | | | |
|8.B1 | | | |
+----------+----------+---------+-----------------------------------+------+
8B2. Financial Instruments with similar economic effect according to
(DTR5.3.1R.(1) (b))
+--------------+----------+--------------+-----------+---------+---------+
|Type of |Expiration|Exercise/conve|Physical or|Number of|% of |
|financial |date |rsion period |cash |voting |voting |
|instrument | | |settlement |rights |rights |
+--------------+----------+--------------+-----------+---------+---------+
|Total Return |08/17/2024| |Cash |3217933 |6.668974 |
|Swap | | | | | |
+--------------+----------+--------------+-----------+---------+---------+
|Sub Total 8.B2| |3217933 |6.668974%|
+--------------+----------+--------------+-----------+---------+---------+
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or
the financial instruments are effectively held starting with the ultimate
controlling natural person or legal entities (please add additional rows as
necessary)
+-----------+-----------+------------------+-----------+----------------+
|Ultimate |Name of |% of voting rights|% of voting|Total of both if|
|controlling|controlled |if it equals or is|rights |it equals or is |
|person |undertaking|higher than the |through |higher than the |
| | |notifiable |financial |notifiable |
| | |threshold |instruments|threshold |
| | | |if it | |
| | | |equals or | |
| | | |is higher | |
| | | |than the | |
| | | |notifiable | |
| | | |threshold | |
+-----------+-----------+------------------+-----------+----------------+
|Boaz |Saba | | | |
|Weinstein |Capital | | | |
| |Management | | | |
| |GP, | | | |
| |LLC | | | |
+-----------+-----------+------------------+-----------+----------------+
|Saba |Saba | | |9.991129% |
|Capital |Capital | | | |
|Management |Management,| | | |
|GP, |LP | | | |
|LLC | | | | |
+-----------+-----------+------------------+-----------+----------------+
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
13. Place Of Completion
New York, NY
Contact Graham Venables
name: for and on behalf of BlackRock
Investment Management (UK)
Limited
Company Secretary
Contact 0203 649 3432
Telephone
Number:
Date: 11 December 2023
This information was brought to you by Cision http://news.cision.com
END
(END) Dow Jones Newswires
December 11, 2023 11:33 ET (16:33 GMT)
Blackrock Smaller (LSE:BRSC)
Graphique Historique de l'Action
De Nov 2024 à Déc 2024
Blackrock Smaller (LSE:BRSC)
Graphique Historique de l'Action
De Déc 2023 à Déc 2024
