TIDMDWF
RNS Number : 7628H
Andrew Leaitherland
31 July 2023
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Andrew Leaitherland
Rachael Leaitherland
And children
(b) Owner or controller of interests and short positions
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
----------------------------------------------------------
(c) Name of offeror/offeree in relation to whose relevant DWF Group plc
securities this form relates:
Use a separate form for each offeror/offeree
----------------------------------------------------------
(d) If an exempt fund manager connected with an n/a
offeror/offeree, state this and specify identity
of offeror/offeree:
----------------------------------------------------------
(e) Date position held/dealing undertaken: 21st July 2023 * please refer to additional dealings
For an opening position disclosure, state the latest table at the bottom of this form
practicable date prior to the disclosure
----------------------------------------------------------
(f) In addition to the company in 1(c) above, is the YES / NO / N/A
discloser making disclosures in respect If YES, specify which:
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A" N/A
----------------------------------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: 1p Ordinary
Interests Short positions
-------------------- ------------------
Number % Number %
---------- ------------- ---
(1) Relevant securities owned and/or controlled: 2,197,595 0.64%
---------- -------- ------------- ---
(2) Cash-settled derivatives:
---------- -------- ------------- ---
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell: 1,413,524 0.41%
---------- -------- ------------- ---
TOTAL: 3,611,119 1.05%
---------- -------- ------------- ---
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages: n/a
----
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
1p ordinary sale 101701 0.955104
--------------- --------------------- ---------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
none
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
none
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 31th July 2023
Contact name: Andrew Leaitherland
--------------------
Telephone number*: 07979243114
--------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does
not need to be included, provided contact information has been
provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Andrew Leaitherland
Rachael Leaitherland
And children
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: DWF Group plc
----------------------
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of Product Written or Number of Exercise price Type Expiry date
relevant description purchased securities to per unit e.g. American,
security e.g. call which option European etc.
option or derivative
relates
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
The shares described in 2(a)(3) are subject to a lock
up agreement between the holder and DWF Group plc. The
exceptions to the restrictions set out in the agreement
are customary and include, inter alia:
Accepting a general offer made to all holders of issued
shares made in accordance with the City Code on Takeovers
and Mergers; and
Transferring shares pursuant to an arrangement between
the company and its members or any class of them which
is agreed to by the members and sanctioned by the court
under the Company Act 2006.
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
*Additional Dealings
Date Class of relevant security Purchase/sale Number of securities Price per unit
1p ordinary sale
---------------------------- --------------- --------------------- ---------------
10(th) July 2023 1p ordinary sale 11,423 0.8755
---------------------------- --------------- --------------------- ---------------
10(th) July 2023 1p ordinary sale 29,830 0.8381
---------------------------- --------------- --------------------- ---------------
10(th) July 2023 1p ordinary sale 28,087 0.8901
---------------------------- --------------- --------------------- ---------------
12(th) July 2023 1p ordinary sale 23,530 0.85
---------------------------- --------------- --------------------- ---------------
12(th) July 1p ordinary sale 57,654 0.880400
---------------------------- --------------- --------------------- ---------------
13(th) July 2023 1p ordinary sale 28,736 0.87
---------------------------- --------------- --------------------- ---------------
13(th) July 2023 1p ordinary sale 28,736 0.87
---------------------------- --------------- --------------------- ---------------
14(th) July 2023 1p ordinary sale 28,916 0.8646
---------------------------- --------------- --------------------- ---------------
17(th) July 1p ordinary sale 34,978 0.857697
---------------------------- --------------- --------------------- ---------------
17(th) July 1p ordinary sale 29,412 0.85
---------------------------- --------------- --------------------- ---------------
17(th) July 1p ordinary sale 29,261 0.8544
---------------------------- --------------- --------------------- ---------------
18(th) July 1p ordinary sale 29,762 0.84
---------------------------- --------------- --------------------- ---------------
19(th) July 1p ordinary sale 35,129 0.854
---------------------------- --------------- --------------------- ---------------
20(th) July 1p ordinary sale 23,489 0.851486
---------------------------- --------------- --------------------- ---------------
21(st) July 1p ordinary sale 104,701 0.955104
---------------------------- --------------- --------------------- ---------------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
RETSDIFFFEDSEEW
(END) Dow Jones Newswires
July 31, 2023 08:48 ET (12:48 GMT)
Dwf (LSE:DWF)
Graphique Historique de l'Action
De Déc 2024 à Jan 2025
Dwf (LSE:DWF)
Graphique Historique de l'Action
De Jan 2024 à Jan 2025
