Peter Austin Form 8.3 - smartFOCUS Group plc (5845F)

TIDMSTF

RNS Number : 5845F

smartFOCUS Group PLC

27 April 2011

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
     (a) Identity of the person whose             Peter Austin 
      positions/dealings are being disclosed: 
-----------------------------------------------  --------------------- 
     (b) Owner or controller of interests         - 
      and short positions disclosed, if 
      different from 1(a): 
-----------------------------------------------  --------------------- 
     (c) Name of offeror/offeree in relation      smartFOCUS Group plc 
      to whose relevant securities this 
      form relates: 
-----------------------------------------------  --------------------- 
     (d) If an exempt fund manager connected      - 
      with an offeror/offeree, state this 
      and specify identity of offeror/offeree: 
-----------------------------------------------  --------------------- 
     (e) Date position held/dealing undertaken:   27 April 2011 
-----------------------------------------------  --------------------- 
     (f) Has the discloser previously             NO 
      disclosed, or are they today disclosing, 
      under the Code in respect of any 
      other party to this offer? 
-----------------------------------------------  ---------------------

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
 Class of relevant security: 
--------------------------------  ------------------------------------ 
                                      Interests       Short positions 
--------------------------------  ----------------  ------------------ 
                                    Number      %      Number      % 
--------------------------------  ----------  ----  -----------  ----- 
     (1) Relevant securities 
      owned and/or controlled:     1,306,463   1.4      Nil       n/a 
--------------------------------  ----------  ----  -----------  ----- 
     (2) Derivatives (other 
      than options):                  Nil      n/a      Nil       n/a 
--------------------------------  ----------  ----  -----------  ----- 
     (3) Options and agreements 
      to purchase/sell:               Nil      n/a      Nil       n/a 
--------------------------------  ----------  ----  -----------  ----- 
     TOTAL:                        1,306,463   1.4      Nil       n/a 
--------------------------------  ----------  ----  -----------  -----

(b) Rights to subscribe for new securities (including directors' and other executive options)

 
 Class of relevant security           n/a 
  in relation to which subscription 
  right exists: 
-----------------------------------  ---- 
 Details, including nature            n/a 
  of the rights concerned and 
  relevant percentages: 
-----------------------------------  ----

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

 
 Class of relevant   Purchase/sale   Number of securities   Price per unit 
      security 
------------------  --------------  ---------------------  ---------------

(b) Derivatives transactions (other than options)

 
 Class of      Product      Nature of dealing    Number of    Price per 
  relevant    description          ( )           reference       unit 
  security                                       securities 
----------  -------------  ------------------  ------------  ----------

(i) Writing, selling, purchasing or varying

 
 Class of     Product      Writing,     Number of    Exercise   Type   Expiry    Option 
 relevant   description   purchasing,   securities    price             date     money 
 security                  selling,      to which      per                       paid/ 
                            varying       option       unit                     received 
                             etc.        relates                                  per 
                                                                                  unit 
---------  ------------  ------------  -----------  ---------  -----  -------  ---------

(ii) Exercising

 
 Class of relevant   Product description       Number of        Exercise price 
      security                                 securities          per unit 
------------------  --------------------  -------------------  ---------------

(d) Other dealings (including subscribing for new securities)

 
 Class of relevant   Nature of dealing   Details         Price per 
      security              ( )                     unit (if applicable) 
------------------  ------------------  --------  ----------------------

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

 
 Details of any indemnity or option arrangement, or any 
  agreement or understanding, formal or informal, relating 
  to relevant securities which may be an inducement to deal 
  or refrain from dealing entered into by the person making 
  the disclosure and any party to the offer or any person 
  acting in concert with a party to the offer: 
----------------------------------------------------------- 
 None 
-----------------------------------------------------------

(b) Agreements, arrangements or understandings relating to options or derivatives

 
     Details of any agreement, arrangement or understanding, 
      formal or informal, between the person making the disclosure 
      and any other person relating to: 
      (i) the voting rights of any relevant securities under 
      any option; or 
      (ii) the voting rights or future acquisition or disposal 
      of any relevant securities to which any derivative is referenced: 
----------------------------------------------------------------------- 
 None 
-----------------------------------------------------------------------

 
 Is a Supplemental Form 8 (Open Positions) attached?   NO 
----------------------------------------------------  --- 
 
 
                   Date of disclosure:    27 April 2011 
---------------------------------------  --------------------- 
                   Contact name:          Peter Austin 
---------------------------------------  --------------------- 
                   Telephone number:      +44 (0) 7789 108 650 
---------------------------------------  ---------------------

This information is provided by RNS

The company news service from the London Stock Exchange

END

RETLLFIRSAIDFIL

Smartfocus (LSE:STF)
Graphique Historique de l'Action
De Mai 2024 à Juin 2024