Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
17 Mai 2022 - 10:20PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25 |
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NOTIFICATION OF LATE FILING |
SEC FILE NUMBER
001 40611 |
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CUSIP NUMBER |
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18453L 206 (Units)
18453L 107 (Common Stock)
18453L 115 (Warrants)
18453L 123 (Rights) |
(Check
One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K
☒ Form 10-Q ☐ Form N-SAR ☐ Form N-CSR
For
Period Ended: March 31, 2022
☐
Transition Report on Form 10-K
☐ Transition Report on Form 20-F
☐ Transition Report on Form 11-K
☐ Transition Report on Form 10-Q
☐ Transition Report on Form N-SAR
For the Transition Period Ended: ___________________________________
Read attached instruction sheet before preparing
form. Please Print or Type.
Nothing in this form shall be construed to imply
that the Commission has verified any information contained herein.
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If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: |
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PART I
REGISTRANT INFORMATION
Full Name of Registrant |
CleanTech Acquisition Corp. |
Former Name if Applicable |
N/A |
Address of Principal Executive Office (Street and Number) |
207 West 25th Street, 9th Floor
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City, State and Zip Code
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New York, NY 10001 |
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PART II
RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort
or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
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(a) |
The reasons described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or expense; |
☒ |
(b) |
The subject annual report, semi-annual report, transition report on
Form 10-K, Form 20-F, 11-K, Form N-SAR or From N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following
the prescribed due date; or the subject quarterly report of transition report on Form 10-Q, or portion thereof will be filed on or before
the fifth calendar day following the prescribed due date; and |
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(c) |
The accountant’s statement or other exhibit required by Rule
12b-25(c) has been attached if applicable. |
PART III
NARRATIVE
State below in reasonable detail the reasons why
Forms 10-K, 20-F, 11-K, 10-Q, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time
period.
The Quarterly
Report on Form 10-Q of CleanTech Acquisition Corp. (the “Company”) could not be filed within the prescribed time period
due to the fact that the Company was unable to finalize its financial results without unreasonable expense or effort. As a result, the
Company could not solicit and obtain the necessary review of the Form 10-Q in a timely fashion prior to the due date of the report. The
Company requires additional time to compile and verify the data required to be included in the Form 10-Q. The Company expects to file
the Form 10-Q within the additional time allowed.
PART IV
OTHER INFORMATION
| (1) | Name
and telephone number of person to contact in regard to this notification |
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Richard
Fitzgerald |
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212 |
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494-9005 |
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(Name) |
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(Area
Code) |
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(Telephone
Number) |
| (2) | Have all other periodic reports required under Section 13 or
15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months (or for
such shorter) period that the registrant was required to file such reports) been filed? If answer is no, identify report(s). |
☒ Yes ☐ No
| (3) | Is it anticipated that any significant change in results of
operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the
subject report or portion thereof? |
☐ Yes ☒ No
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
CleanTech
Acquisition Corp.
(Name of Registrant as Specified in Charter)
Has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: May 17, 2022 |
By: |
/s/ Richard Fitzgerald |
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Name: |
Richard Fitzgerald |
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Title: |
Chief Financial Officer |
INSTRUCTION: The form may be signed by an executive
officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed
or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an
executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.
ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).
GENERAL INSTRUCTIONS
| 1. | This form is required by Rule 12b-25 (17 CFR 240.12b-25) of
the General Rules and Regulations under the Securities Exchange Act of 1934. |
| 2. | One signed original and four conformed copies of this form and
amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with
Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the form will be made a matter
of public record in the Commission files. |
| 3. | A manually signed copy of the form and amendments thereto shall
be filed with each national securities exchange on which any class of securities of the registrant is registered. |
| 4. | Amendments to the notifications must also be filed on form 12b-25
but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification. |
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