The NICE Actimize trade surveillance solution
will continue to support Vontobel’s regulatory requirements while
providing capabilities for future technology expansion
NICE Actimize, a NICE (NASDAQ: NICE) business,
today announced that Vontobel (SWX: VONN), a Swiss global
investment firm, has renewed and expanded its applications with
NICE Actimize’s advanced SURVEIL-X Markets Surveillance to support
its growth strategy across its global holdings while providing
capabilities for future technology expansion.
A long-time customer of NICE Actimize, Vontobel extended its
contract with NICE Actimize’s holistic conduct surveillance cloud
platform which provides the potential to add additional functions
in the future. Largely focused on Investment and Asset Management
capabilities and enhancing Vontobel’s strategic direction for its
global investment capabilities, NICE Actimize SURVEIL-X solutions
will provide additional sector coverage as needed.
“Vontobel’s goal is to be known as a trusted global investment
firm, so it was important for us to continue working with a
reliable solutions provider to enhance our vast investment profile
while meeting the needs of regulators,” said Marco Furegati, ED,
Head Compliance Markets at Vontobel. “In order to provide the
best possible service and security to our clients, it is essential
to have a solid framework in terms of compliance with all market
rules. NICE Actimize’s SURVEIL-X Markets Surveillance meets these
requirements and provides a holistic approach to cover our future
business requirements.”
“Regulators worldwide have become more aggressive in
investigating and bringing enforcement actions, fines, and
sanctions against firms with inadequate compliance procedures and
systems. NICE Actimize brings next level markets surveillance and
risk detection capabilities at scale, with even better detection
coverage and the ability to monitor unified communications,” said
Chris Wooten, EVP, NICE Vertical Markets. “NICE Actimize is
uniquely positioned to continue our service as a trusted advisor
for Vontobel as it drives compliance efficiency.”
NICE Actimize’s Markets Surveillance solution is part of the
SURVEIL-X Holistic Conduct Surveillance platform and helps
financial services institutions, broker/dealers and future
commission merchants meet their regulatory obligations, avoid
costly fines and preserve their reputation. NICE Actimize’s
SURVEIL-X Markets Surveillance solution addresses regulatory
obligations across multiple asset classes.
Please click here for additional information on NICE Actimize’s
Holistic Conduct Surveillance solutions.
To download Quadrant Knowledge Solutions (QKS) recently released
market report “SPARK Matrix™: Trade Surveillance and Monitoring,
2022” please click here.
About Vontobel At Vontobel, we actively shape the future.
We create and pursue opportunities with determination. We master
what we do – and we only do what we master. This is how we get our
clients ahead. As a globally active investment manager with Swiss
roots, we specialize in wealth management, active asset management
and investment solutions. We harness the power of technology to
deliver a high-quality, individual client experience and to deploy
our investment expertise across multiple platforms and ecosystems.
We empower our employees to take ownership of their work and bring
opportunities to life. We do so based on the conviction that
successful investing begins with the assumption of personal
responsibility. We continuously scrutinize our achievements as we
strive to exceed the expectations of our clients. The registered
shares of the Vontobel Holding AG are listed on the SIX Swiss
Exchange. The Vontobel families' close ties to the company
guarantee our entrepreneurial independence. We consider the
resulting freedom as an obligation to also assume our social
responsibility. As of March 31, 2023, Vontobel held CHF 268.0
billion of total client assets. Around the world and in our home
market, we serve our clients from 27 locations.
About NICE Actimize NICE Actimize is the largest and
broadest provider of financial crime, risk, and compliance
solutions for regional and global financial institutions, as well
as government regulators. Consistently ranked as number one in the
space, NICE Actimize experts apply innovative technology to protect
institutions and safeguard consumers’ and investors’ assets by
identifying financial crime, preventing fraud, and providing
regulatory compliance. The company provides real-time,
cross-channel fraud prevention, anti-money laundering detection,
and trading surveillance solutions that address such concerns as
payment fraud, cybercrime, sanctions monitoring, market abuse,
customer due diligence and insider trading. Find us at
www.niceactimize.com, @NICE_Actimize or Nasdaq: NICE.
About NICE With NICE (Nasdaq: NICE), it's never been
easier for organizations of all sizes around the globe to create
extraordinary customer experiences while meeting key business
metrics. Featuring the world's #1 cloud-native customer experience
platform, CXone, NICE is a worldwide leader in AI-powered
self-service and agent-assisted CX software for the contact center
– and beyond. Over 25,000 organizations in more than 150 countries,
including over 85 of the Fortune 100 companies, partner with NICE
to transform - and elevate - every customer interaction.
www.nice.com.
Trademark Note: NICE and the NICE logo are trademarks or
registered trademarks of NICE Ltd. All other marks are trademarks
of their respective owners. For a full list of NICE’s marks, please
see: www.nice.com/nice-trademarks.
Forward-Looking Statements This press release contains
forward-looking statements as that term is defined in the Private
Securities Litigation Reform Act of 1995. Such forward-looking
statements, including the statements by Mr. Wooten are based on the
current beliefs, expectations and assumptions of the management of
NICE Ltd. (the "Company"). In some cases, such forward-looking
statements can be identified by terms such as "believe," "expect,"
"seek," "may," "will," "intend," "should," "project," "anticipate,"
"plan," "estimate," or similar words. Forward-looking statements
are subject to a number of risks and uncertainties that could cause
the actual results or performance of the Company to differ
materially from those described herein, including but not limited
to the impact of changes in economic and business conditions,
including as a result of the COVID-19 pandemic; competition;
successful execution of the Company's growth strategy; success and
growth of the Company's cloud Software-as-a-Service business;
changes in technology and market requirements; decline in demand
for the Company's products; inability to timely develop and
introduce new technologies, products and applications; difficulties
or delays in absorbing and integrating acquired operations,
products, technologies and personnel; loss of market share; an
inability to maintain certain marketing and distribution
arrangements; the Company's dependency on third-party cloud
computing platform providers, hosting facilities and service
partners;, cyber security attacks or other security breaches
against the Company; the effect of newly enacted or modified laws,
regulation or standards on the Company and our products and various
other factors and uncertainties discussed in our filings with the
U.S. Securities and Exchange Commission (the "SEC"). For a more
detailed description of the risk factors and uncertainties
affecting the company, refer to the Company's reports filed from
time to time with the SEC, including the Company's Annual Report on
Form 20-F. The forward-looking statements contained in this press
release are made as of the date of this press release, and the
Company undertakes no obligation to update or revise them, except
as required by law.
View source
version on businesswire.com: https://www.businesswire.com/news/home/20230523005156/en/
Corporate Media Contact: Cindy Morgan-Olson, +1 646 408
5896, ET, media@nice.com
Investors Marty Cohen, +1 551 256 5354, ET, ir@nice.com
Omri Arens, +972 3 763 0127, CET, ir@nice.com
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