Ambac Financial Group Inc - Current report filing (8-K)
27 Décembre 2007 - 10:55PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
December 20, 2007 (December 27, 2007)
AMBAC FINANCIAL GROUP, INC.
(Exact name of Registrant as specified in its charter)
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Delaware
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1-10777
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13-3621676
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(State of incorporation)
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(Commission file number)
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(I.R.S. employer identification no.)
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One State Street Plaza, New York, New York 10004
(Address of principal executive offices) (Zip Code)
(212) 668-0340
(Registrants telephone number, including area code)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c))
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Item 7.01
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Regulation FD Disclosure
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On December 20 and
December 26, 2007, Ambac Financial Group, Inc. (Ambac or the Company) updated its list of Frequently Asked Questions by its investors (FAQs) posted on its website. The FAQs cover such topics as Ambacs
sources of capital and liquidity, the Companys transaction ratings from the rating agencies, the Companys mark-to-market on credit default swap (CDS) contracts, as well as questions regarding Ambacs RMBS, Subprime and
CDO exposure. The FAQs also cover questions about the market and Ambacs stock price, including a listing of recently closed deals and its CDS spreads. A copy of the FAQs, filed as Exhibit 99.01 to this Current Report on Form 8-K is
incorporated by reference herein.
The information in Item 7.01 of this report is being furnished, not filed, pursuant to Regulation
FD. Accordingly, the information in Item 7.01 of this report will not be incorporated by reference into any registration statement filed by the Company under the Securities Act of 1934, as amended, unless specifically identified therein as
being incorporated therein by reference. The furnishing of the information in this report is not intended to, and does not, constitute a determination or admission by the Company, that the information in this report is material or complete or that
investors should consider this information before making an investment decision with respect to any security of the Company or any of its affiliates.
Certain statements in this document and the exhibits are forward looking statements within the meaning of the Private Securities Litigation Reform Act. These statements are based on managements
current expectations and are subject to uncertainty and changes in circumstances. Actual results may differ materially from those included in these statements due to a variety of factors. More information about these factors is contained in
Ambacs filings with the Securities and Exchange Commission.
Item 9.01
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Financial Statements and Exhibits
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Exhibit
Number
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Item
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99.01
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Disclosure on Website Frequently Asked Questions dated December 26, 2007, posted by Ambac Financial Group, Inc.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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Ambac Financial Group, Inc.
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(Registrant)
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Dated: December 27, 2007
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By:
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/s/ Anne Gill Kelly
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Anne Gill Kelly
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Managing Director, Corporate Secretary and Assistant General Counsel
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INDEX TO EXHIBITS
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Exhibit
Number
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Description of Exhibit
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99.01
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Disclosure on Website Frequently Asked Questions dated December 26, 2007, posted by Ambac Financial Group, Inc.
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