Statement of Changes in Beneficial Ownership (4)
09 Juin 2022 - 04:01PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Old Ocean Reserves, LP |
2. Issuer Name and Ticker or Trading Symbol
Archrock, Inc.
[
AROC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
1111 TRAVIS STREET, SUITE 2300 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/7/2022 |
(Street)
HOUSTON, TX 77002
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 6/7/2022 | | S(1) | | 100000 (1) | A | $10.21 | 16833681 | D (2)(3)(4) | |
Common Stock | 6/8/2022 | | S(5) | | 100000 (5) | A | $10.15 | 16733681 | D (2)(3)(4) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On June 7, 2022, Old Ocean Reserves, LP ("OO Reserves") sold 100,000 shares of common stock ("Common Stock") of Archrock, Inc., (the "Issuer"), which was effected through open market sales. |
(2) | Shares of Common Stock of the Issuer are held directly by OO Reserves. |
(3) | Hildebrand Enterprises Company ("Hildebrand Company") is the general partner of OO Reserves.
Hildebrand Enterprises, LP ("Hildebrand Enterprises") is the sole limited partner of OO Reserves.
Hildebrand Company and Hildebrand Enterprises are wholly owned by Jeffery D. Hildebrand and Melinda B. Hildebrand. |
(4) | Each of the Reporting Persons may be deemed to be the beneficial owner of all or a portion of the securities reported herein.
The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein, and the Reporting Persons disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. |
(5) | On June 8, 2022 OO Reserves sold 100,000 shares of Common Stock of the Issuer, which was effected through open market sales. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Old Ocean Reserves, LP 1111 TRAVIS STREET, SUITE 2300 HOUSTON, TX 77002 |
| X |
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Hildebrand Enterprises Co 1111 TRAVIS, SUITE 2300 HOUSTON, TX 77002 |
| X |
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Hildebrand Enterprises, LP 1111 TRAVIS, SUITE 2300 HOUSTON, TX 77002 |
| X |
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Hildebrand Jeffery D 1111 TRAVIS, SUITE 2300 HOUSTON, TX 77002 |
| X |
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Hildebrand Melinda B 1111 TRAVIS, SUITE 2300 HOUSTON, TX 77002 |
| X |
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Signatures
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Old Ocean Reserves, LP by Hildebrand Enterprises Company, its general partner by/s/Douglas C. Kelly, Secretary | | 6/8/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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