Statement of Changes in Beneficial Ownership (4)
23 Mai 2023 - 10:12PM
Edgar (US Regulatory)
FORM 4
☐
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Hall Brian Michael |
2. Issuer Name and Ticker or Trading Symbol
LCI INDUSTRIES
[
LCII
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
EVP |
|
(Last)
(First)
(Middle)
C/O LCI INDUSTRIES, 3501 COUNTY ROAD 6 EAST |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/19/2023 |
|
(Street)
ELKHART, IN 46514-7663 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
|
(City)
(State)
(Zip)
|
Rule 10b5-1(c) Transaction Indication
☐
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to
satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 5/19/2023 | | M | | 1080 | A | $110.75 | 28497 | D | |
| Common Stock | 5/19/2023 | | F | | 481 | D | $0 | 28016 | D | |
| Common Stock | 5/19/2023 | | M | | 2678 | A | $110.75 | 30694 | D | |
| Common Stock | 5/19/2023 | | F | | 4323 | D | $0 | 26371 | D | |
| Common Stock | 5/19/2023 | | F | | 1191 | D | $0 | 25180 | D | |
| Common Stock | 5/19/2023 | | A | | 9714 | A | $110.75 | 34894 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Unit | (1) | 5/19/2023 | | M | | | 1080 (2) | (3) | (3) | Common Stock | 1080 | $110.75 | 0 | D | |
| Performance Stock Unit | (1) | 5/19/2023 | | A | | 4857 (4) | | (5) | (5) | Common Stock | 4857 | $0 | 9714 | D | |
| Performance Stock Unit | (1) | 5/19/2023 | | M | | | 9714 (6) | (5) | (5) | Common Stock | 9714 | $110.75 | 0 | D | |
| Restricted Stock Unit | (1) | 5/19/2023 | | M | | | 2678 (7) | (3) | (3) | Common Stock | 2678 | $110.75 | 0 | D | |
| Performance Stock Unit | (1) | | | | | | | 3/1/2025 | 3/1/2025 | Common Stock | 6696 | | 6696 (8) | D | |
| Explanation of Responses: |
| (1) | Each Stock Unit represents a contingent right to receive one share of LCII Common Stock. |
| (2) | Includes 11 stock unit(s) received as a result of regular cash dividends paid on reported payment date(s) March 24, 2023 to holders of registrant's common stock on the related reported record date(s). In accordance with the registrant's 2018 Omnibus Incentive Plan for underlying units granted under that plan, holders of stock units on the reported dividend record date(s) received additional dividend equivalent stock unit(s) subject to the same terms and conditions as the underlying stock units held on the reported record date(s). |
| (3) | These restricted stock units vested in full on May 19, 2023. |
| (4) | Represents Performance Stock Units that were earned due to the Company achieving certain Return on Invested Capital performance goals at the end of 2022. |
| (5) | These performance stock units vested in full on May 19, 2023. |
| (6) | Includes 98 stock unit(s) received as a result of regular cash dividends paid on reported payment date(s) March 24, 2023 to holders of registrant's common stock on the related reported record date(s). In accordance with the registrant's 2018 Omnibus Incentive Plan for underlying units granted under that plan, holders of stock units on the reported dividend record date(s) received additional dividend equivalent stock unit(s) subject to the same terms and conditions as the underlying stock units held on the reported record date(s). |
| (7) | Includes 27 stock unit(s) received as a result of regular cash dividends paid on reported payment date(s) March 24, 2023 to holders of registrant's common stock on the related reported record date(s). In accordance with the registrant's 2018 Omnibus Incentive Plan for underlying units granted under that plan, holders of stock units on the reported dividend record date(s) received additional dividend equivalent stock unit(s) subject to the same terms and conditions as the underlying stock units held on the reported record date(s). |
| (8) | Includes 66 stock unit(s) received as a result of regular cash dividends paid on reported payment date(s) March 24, 2023 to holders of registrant's common stock on the related reported record date(s). In accordance with the registrant's 2018 Omnibus Incentive Plan for underlying units granted under that plan, holders of stock units on the reported dividend record date(s) received additional dividend equivalent stock unit(s) subject to the same terms and conditions as the underlying stock units held on the reported record date(s). |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Hall Brian Michael
C/O LCI INDUSTRIES
3501 COUNTY ROAD 6 EAST
ELKHART, IN 46514-7663 |
|
| EVP |
|
Signatures
|
| /s/ Kip A. Emenhiser on behalf of Brian M. Hall | | 5/23/2023 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
LCI Industries (NYSE:LCII)
Graphique Historique de l'Action
De Avr 2024 à Mai 2024
LCI Industries (NYSE:LCII)
Graphique Historique de l'Action
De Mai 2023 à Mai 2024
