Statement of Changes in Beneficial Ownership (4)
11 Août 2022 - 11:17PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Ruddy Jordan
B. |
2. Issuer Name and Ticker or Trading
Symbol Bluerock Residential Growth REIT, Inc. [ BRG
] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
See Remarks |
(Last)
(First)
(Middle)
1345 AVENUE OF THE AMERICAS, 32ND FLOOR |
3. Date of Earliest Transaction (MM/DD/YYYY)
8/9/2022
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(Street)
NEW YORK, NY 10105
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
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1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
LTIP Units |
(1) |
8/9/2022 |
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A |
|
3174 |
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(1) |
(1) |
Class A Common Stock |
3174 |
(1) |
189383 |
D |
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Explanation of
Responses: |
(1) |
Represents long-term
incentive plan units ("LTIP Units") in the Operating Partnership
issued in payment of salary for the quarter ending September 30,
2022. These LTIP Units will vest on the first anniversary of
issuance and may convert to OP Units upon reaching capital account
equivalency with the OP Units held by the Issuer, and may then be
redeemed for cash or, at the option of the Issuer and after a one
year holding period (including any period during which the LTIP
Units were held), settled in shares of the Issuer's Class A common
stock on a one-for-one basis. |
Remarks:
Chief Operating Officer and President |
Reporting
Owners
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Reporting Owner Name / Address |
Relationships
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Director |
10% Owner |
Officer |
Other |
Ruddy Jordan B.
1345 AVENUE OF THE AMERICAS
32ND FLOOR
NEW YORK, NY 10105 |
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See Remarks |
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Signatures
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/s/ Christopher J. Vohs,
Attorney-in-fact |
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8/11/2022 |
**Signature
of Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Bluerock Residential Gro... (AMEX:BRG-C)
Graphique Historique de l'Action
De Jan 2023 à Fév 2023
Bluerock Residential Gro... (AMEX:BRG-C)
Graphique Historique de l'Action
De Fév 2022 à Fév 2023