ECF-A Ellsworth Growth and Income Fund Ltd

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-04656

 

Ellsworth Growth and Income Fund Ltd.

(Exact name of registrant as specified in charter)

 

One Corporate Center

Rye, New York 10580-1422

(Address of principal executive offices) (Zip code)

 

James A. Dinsmore
Gabelli Funds, LLC
One Corporate Center

Rye, New York 10580-1422

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 1-800-422-3554

 

Date of fiscal year end: September 30

 

Date of reporting period: July 1, 2022 – June 30, 2023

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

PROXY VOTING RECORD

 

FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023

 

ProxyEdge	Report Date: 07/01/2023
Meeting Date Range: 07/01/2022 - 06/30/2023	1
Ellsworth Growth and Income Fund Ltd.

 

Investment Company Report

 

KALEYRA, INC.

Security

483379103

Meeting Type

Annual

Ticker Symbol

KLR

Meeting Date

22-Nov-2022

ISIN

US4833791035

Agenda

935726755 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

Dario Calogero

For

For

2

Dr. Avi S. Katz

For

For

2.

An advisory vote regarding the approval of compensation paid to our named executive officers.

Management

For

For

3.

Ratification of independent registered public accounting firm.

Management

For

For

MICROSOFT CORPORATION

Security

594918104

Meeting Type

Annual

Ticker Symbol

MSFT

Meeting Date

13-Dec-2022

ISIN

US5949181045

Agenda

935722567 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Reid G. Hoffman

Management

For

For

1b.

Election of Director: Hugh F. Johnston

Management

For

For

1c.

Election of Director: Teri L. List

Management

For

For

1d.

Election of Director: Satya Nadella

Management

For

For

1e.

Election of Director: Sandra E. Peterson

Management

For

For

1f.

Election of Director: Penny S. Pritzker

Management

For

For

1g.

Election of Director: Carlos A. Rodriguez

Management

For

For

1h.

Election of Director: Charles W. Scharf

Management

For

For

1i.

Election of Director: John W. Stanton

Management

For

For

1j.

Election of Director: John W. Thompson

Management

For

For

1k.

Election of Director: Emma N. Walmsley

Management

For

For

1l.

Election of Director: Padmasree Warrior

Management

For

For

2.

Advisory vote to approve named executive officer compensation

Management

For

For

3.

Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023

Management

For

For

4.

Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion

Shareholder

Abstain

Against

5.

Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records

Shareholder

Abstain

Against

6.

Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change

Shareholder

Abstain

Against

7.

Shareholder Proposal - Report on Government Use of Microsoft Technology

Shareholder

Abstain

Against

8.

Shareholder Proposal - Report on Development of Products for Military

Shareholder

Abstain

Against

9.

Shareholder Proposal - Report on Tax Transparency

Shareholder

Abstain

Against

KALEYRA, INC.

Security

483379103

Meeting Type

Special

Ticker Symbol

KLR

Meeting Date

14-Feb-2023

ISIN

US4833791035

Agenda

935758017 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

To approve an amendment of the Company's certificate of incorporation to effect, at the discretion of the Board of Directors, a reverse stock split.

Management

For

For

2.

To approve adjournment of the Special Meeting, if necessary, to solicit additional proxies.

Management

For

For

BROADCOM INC

Security

11135F101

Meeting Type

Annual

Ticker Symbol

AVGO

Meeting Date

03-Apr-2023

ISIN

US11135F1012

Agenda

935766189 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Diane M. Bryant

Management

For

For

1b.

Election of Director: Gayla J. Delly

Management

For

For

1c.

Election of Director: Raul J. Fernandez

Management

For

For

1d.

Election of Director: Eddy W. Hartenstein

Management

For

For

1e.

Election of Director: Check Kian Low

Management

For

For

1f.

Election of Director: Justine F. Page

Management

For

For

1g.

Election of Director: Henry Samueli

Management

For

For

1h.

Election of Director: Hock E. Tan

Management

For

For

1i.

Election of Director: Harry L. You

Management

For

For

2.

Ratification of the appointment of Pricewaterhouse Coopers LLP as the independent registered public accounting firm of Broadcom for the fiscal year ending October 29, 2023.

Management

For

For

3.

Approve an amendment and restatement of the 2012 Stock Incentive Plan.

Management

Against

Against

4.

Advisory vote to approve the named executive officer compensation.

Management

For

For

5.

Advisory vote on the frequency of the advisory vote on named executive officer compensation.

Management

1 Year

For

THE WALT DISNEY COMPANY

Security

254687106

Meeting Type

Annual

Ticker Symbol

DIS

Meeting Date

03-Apr-2023

ISIN

US2546871060

Agenda

935766595 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Mary T. Barra

Management

For

For

1b.

Election of Director: Safra A. Catz

Management

For

For

1c.

Election of Director: Amy L. Chang

Management

For

For

1d.

Election of Director: Francis A. deSouza

Management

For

For

1e.

Election of Director: Carolyn N. Everson

Management

For

For

1f.

Election of Director: Michael B.G. Froman

Management

For

For

1g.

Election of Director: Robert A. Iger

Management

For

For

1h.

Election of Director: Maria Elena Lagomasino

Management

For

For

1i.

Election of Director: Calvin R. McDonald

Management

For

For

1j.

Election of Director: Mark G. Parker

Management

For

For

1k.

Election of Director: Derica W. Rice

Management

For

For

2.

Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2023.

Management

For

For

3.

Consideration of an advisory vote to approve executive compensation.

Management

For

For

4.

Consideration of an advisory vote on the frequency of advisory votes on executive compensation.

Management

1 Year

For

5.

Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China.

Shareholder

Abstain

Against

6.

Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure.

Shareholder

Abstain

Against

7.

Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report.

Shareholder

Abstain

Against

PFIZER INC.

Security

717081103

Meeting Type

Annual

Ticker Symbol

PFE

Meeting Date

27-Apr-2023

ISIN

US7170811035

Agenda

935778451 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Ronald E. Blaylock

Management

For

For

1b.

Election of Director: Albert Bourla

Management

For

For

1c.

Election of Director: Susan Desmond-Hellmann

Management

For

For

1d.

Election of Director: Joseph J. Echevarria

Management

For

For

1e.

Election of Director: Scott Gottlieb

Management

For

For

1f.

Election of Director: Helen H. Hobbs

Management

For

For

1g.

Election of Director: Susan Hockfield

Management

For

For

1h.

Election of Director: Dan R. Littman

Management

For

For

1i.

Election of Director: Shantanu Narayen

Management

For

For

1j.

Election of Director: Suzanne Nora Johnson

Management

For

For

1k.

Election of Director: James Quincey

Management

For

For

1l.

Election of Director: James C. Smith

Management

For

For

2.

Ratify the selection of KPMG LLP as independent registered public accounting firm for 2023

Management

For

For

3.

2023 advisory approval of executive compensation

Management

For

For

4.

Advisory vote on frequency of future advisory votes to approve executive compensation

Management

1 Year

For

5.

Shareholder proposal regarding ratification of termination pay

Shareholder

Against

For

6.

Shareholder proposal regarding independent board chairman policy

Shareholder

Against

For

7.

Shareholder proposal regarding transfer of intellectual property to potential COVID-19 manufacturers feasibility report

Shareholder

Against

For

8.

Shareholder proposal regarding impact of extended patent exclusivities on product access report

Shareholder

Against

For

9.

Shareholder proposal regarding political contributions congruency report

Shareholder

Abstain

Against

ELI LILLY AND COMPANY

Security

532457108

Meeting Type

Annual

Ticker Symbol

LLY

Meeting Date

01-May-2023

ISIN

US5324571083

Agenda

935784769 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director to serve a three-year term: William G. Kaelin, Jr.

Management

For

For

1b.

Election of Director to serve a three-year term: David A. Ricks

Management

For

For

1c.

Election of Director to serve a three-year term: Marschall S. Runge

Management

For

For

1d.

Election of Director to serve a three-year term: Karen Walker

Management

For

For

2.

Approval, on an advisory basis, of the compensation paid to the company's named executive officers.

Management

For

For

3.

Advisory vote on frequency of future advisory votes on named executive officer compensation.

Management

1 Year

For

4.

Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2023.

Management

For

For

5.

Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure.

Management

For

For

6.

Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions.

Management

For

For

7.

Shareholder proposal to publish an annual report disclosing lobbying activities.

Shareholder

Abstain

Against

8.

Shareholder proposal to eliminate supermajority voting requirements.

Shareholder

Against

For

9.

Shareholder proposal to establish and report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents.

Shareholder

Against

For

10.

Shareholder proposal to report on risks of supporting abortion.

Shareholder

Abstain

Against

11.

Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements.

Shareholder

Abstain

Against

12.

Shareholder proposal to report on effectiveness of the company's diversity, equity, and inclusion efforts.

Shareholder

Abstain

Against

13.

Shareholder proposal to adopt a policy to require certain third-party organizations to annually report expenditures for political activities before Lilly contributes to an organization.

Shareholder

Abstain

Against

UNILEVER PLC

Security

904767704

Meeting Type

Annual

Ticker Symbol

UL

Meeting Date

03-May-2023

ISIN

US9047677045

Agenda

935793124 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

To receive the Report and Accounts for the year ended 31 December 2022.

Management

For

For

2.

To approve the Directors' Remuneration Report.

Management

Against

Against

3.

To re-elect Nils Andersen as a Director.

Management

For

For

4.

To re-elect Judith Hartmann as a Director.

Management

For

For

5.

To re-elect Adrian Hennah as a Director.

Management

For

For

6.

To re-elect Alan Jope as a Director.

Management

For

For

7.

To re-elect Andrea Jung as a Director.

Management

For

For

8.

To re-elect Susan Kilsby as a Director.

Management

For

For

9.

To re-elect Ruby Lu as a Director.

Management

For

For

10.

To re-elect Strive Masiyiwa as a Director.

Management

For

For

11.

To re-elect Youngme Moon as a Director.

Management

For

For

12.

To re-elect Graeme Pitkethly as a Director.

Management

For

For

13.

To re-elect Feike Sijbesma as a Director.

Management

For

For

14.

To elect Nelson Peltz as a Director.

Management

For

For

15.

To elect Hein Schumacher as a Director.

Management

For

For

16.

To reappoint KPMG LLP as Auditor of the Company.

Management

For

For

17.

To authorise the Directors to fix the remuneration of the Auditor.

Management

For

For

18.

To authorise Political Donations and expenditure.

Management

For

For

19.

To renew the authority to Directors to issue shares.

Management

For

For

20.

To renew the authority to Directors to disapply pre- emption rights.

Management

Abstain

Against

21.

To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments.

Management

For

For

22.

To renew the authority to the Company to purchase its own shares.

Management

For

For

23.

To shorten the notice period for General Meetings to 14 clear days' notice.

Management

For

For

VERIZON COMMUNICATIONS INC.

Security

92343V104

Meeting Type

Annual

Ticker Symbol

VZ

Meeting Date

11-May-2023

ISIN

US92343V1044

Agenda

935790700 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Shellye Archambeau

Management

For

For

1B.

Election of Director: Roxanne Austin

Management

For

For

1C.

Election of Director: Mark Bertolini

Management

For

For

1D.

Election of Director: Vittorio Colao

Management

For

For

1E.

Election of Director: Melanie Healey

Management

For

For

1F.

Election of Director: Laxman Narasimhan

Management

For

For

1G.

Election of Director: Clarence Otis, Jr.

Management

For

For

1H.

Election of Director: Daniel Schulman

Management

For

For

1I.

Election of Director: Rodney Slater

Management

For

For

1J.

Election of Director: Carol Tomé

Management

For

For

1K.

Election of Director: Hans Vestberg

Management

For

For

1L.

Election of Director: Gregory Weaver

Management

For

For

2.

Advisory vote to approve executive compensation

Management

For

For

3.

Advisory vote on the frequency of future advisory votes to approve executive compensation

Management

1 Year

For

4.

Ratification of appointment of independent registered public accounting firm

Management

For

For

5.

Government requests to remove content

Shareholder

Abstain

Against

6.

Prohibit political contributions

Shareholder

Against

For

7.

Amend clawback policy

Shareholder

Against

For

8.

Shareholder ratification of annual equity awards

Shareholder

Against

For

9.

Independent chair

Shareholder

Against

For

BUNGE LIMITED

Security

G16962105

Meeting Type

Annual

Ticker Symbol

BG

Meeting Date

11-May-2023

ISIN

BMG169621056

Agenda

935797451 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Eliane Aleixo Lustosa de Andrade

Management

For

For

1b.

Election of Director: Sheila Bair

Management

For

For

1c.

Election of Director: Carol Browner

Management

For

For

1d.

Election of Director: Director Withdrawn

Management

For

For

1e.

Election of Director: Gregory Heckman

Management

For

For

1f.

Election of Director: Bernardo Hees

Management

For

For

1g.

Election of Director: Michael Kobori

Management

For

For

1h.

Election of Director: Monica McGurk

Management

For

For

1i.

Election of Director: Kenneth Simril

Management

For

For

1j.

Election of Director: Henry Ward Winship IV

Management

For

For

1k.

Election of Director: Mark Zenuk

Management

For

For

2.

The approval of a non-binding advisory vote on the compensation of our named executive officers.

Management

For

For

3.

The approval of a non-binding advisory vote on the frequency of future shareholder advisory votes on named executive officer compensation.

Management

1 Year

For

4.

The appointment of Deloitte & Touche LLP as our independent auditor and authorization of the Audit Committee of the Board to determine the auditor's fees.

Management

For

For

5.

Shareholder proposal regarding shareholder ratification of termination pay.

Shareholder

Against

For

CROWN CASTLE INC.

Security

22822V101

Meeting Type

Annual

Ticker Symbol

CCI

Meeting Date

17-May-2023

ISIN

US22822V1017

Agenda

935796788 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: P. Robert Bartolo

Management

For

For

1b.

Election of Director: Jay A. Brown

Management

For

For

1c.

Election of Director: Cindy Christy

Management

For

For

1d.

Election of Director: Ari Q. Fitzgerald

Management

For

For

1e.

Election of Director: Andrea J. Goldsmith

Management

For

For

1f.

Election of Director: Tammy K. Jones

Management

For

For

1g.

Election of Director: Anthony J. Melone

Management

For

For

1h.

Election of Director: W. Benjamin Moreland

Management

For

For

1i.

Election of Director: Kevin A. Stephens

Management

For

For

1j.

Election of Director: Matthew Thornton, III

Management

For

For

2.

The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2023.

Management

For

For

3.

The non-binding, advisory vote to approve the compensation of the Company's named executive officers.

Management

For

For

4.

The amendment to the Company's Restated Certificate of Incorporation, as amended, regarding officer exculpation.

Management

For

For

AT&T INC.

Security

00206R102

Meeting Type

Annual

Ticker Symbol

T

Meeting Date

18-May-2023

ISIN

US00206R1023

Agenda

935803937 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Scott T. Ford

Management

For

For

1b.

Election of Director: Glenn H. Hutchins

Management

For

For

1c.

Election of Director: William E. Kennard

Management

For

For

1d.

Election of Director: Stephen J. Luczo

Management

For

For

1e.

Election of Director: Michael B. McCallister

Management

For

For

1f.

Election of Director: Beth E. Mooney

Management

For

For

1g.

Election of Director: Matthew K. Rose

Management

For

For

1h.

Election of Director: John T. Stankey

Management

For

For

1i.

Election of Director: Cynthia B. Taylor

Management

For

For

1j.

Election of Director: Luis A. Ubiñas

Management

For

For

2.

Ratification of the appointment of independent auditors.

Management

For

For

3.

Advisory approval of executive compensation.

Management

For

For

4.

Advisory approval of frequency of vote on executive compensation.

Management

1 Year

For

5.

Independent board chairman.

Shareholder

Against

For

6.

Racial equity audit.

Shareholder

Abstain

Against

MERCK & CO., INC.

Security

58933Y105

Meeting Type

Annual

Ticker Symbol

MRK

Meeting Date

23-May-2023

ISIN

US58933Y1055

Agenda

935809080 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Douglas M. Baker, Jr.

Management

For

For

1b.

Election of Director: Mary Ellen Coe

Management

For

For

1c.

Election of Director: Pamela J. Craig

Management

For

For

1d.

Election of Director: Robert M. Davis

Management

For

For

1e.

Election of Director: Thomas H. Glocer

Management

For

For

1f.

Election of Director: Risa J. Lavizzo-Mourey, M.D.

Management

For

For

1g.

Election of Director: Stephen L. Mayo, Ph.D.

Management

For

For

1h.

Election of Director: Paul B. Rothman, M.D.

Management

For

For

1i.

Election of Director: Patricia F. Russo

Management

For

For

1j.

Election of Director: Christine E. Seidman, M.D.

Management

For

For

1k.

Election of Director: Inge G. Thulin

Management

For

For

1l.

Election of Director: Kathy J. Warden

Management

For

For

1m.

Election of Director: Peter C. Wendell

Management

For

For

2.

Non-binding advisory vote to approve the compensation of our named executive officers.

Management

For

For

3.

Non-binding advisory vote to approve the frequency of future votes to approve the compensation of our named executive officers.

Management

1 Year

For

4.

Ratification of the appointment of the Company's independent registered public accounting firm for 2023.

Management

For

For

5.

Shareholder proposal regarding business operations in China.

Shareholder

Abstain

Against

6.

Shareholder proposal regarding access to COVID-19 products.

Shareholder

Against

For

7.

Shareholder proposal regarding indirect political spending.

Shareholder

Abstain

Against

8.

Shareholder proposal regarding patents and access.

Shareholder

Against

For

9.

Shareholder proposal regarding a congruency report of partnerships with globalist organizations.

Shareholder

Abstain

Against

10.

Shareholder proposal regarding an independent board chairman.

Shareholder

Against

For

AMERICAN TOWER CORPORATION

Security

03027X100

Meeting Type

Annual

Ticker Symbol

AMT

Meeting Date

24-May-2023

ISIN

US03027X1000

Agenda

935806008 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Thomas A. Bartlett

Management

For

For

1b.

Election of Director: Kelly C. Chambliss

Management

For

For

1c.

Election of Director: Teresa H. Clarke

Management

For

For

1d.

Election of Director: Raymond P. Dolan

Management

For

For

1e.

Election of Director: Kenneth R. Frank

Management

For

For

1f.

Election of Director: Robert D. Hormats

Management

For

For

1g.

Election of Director: Grace D. Lieblein

Management

For

For

1h.

Election of Director: Craig Macnab

Management

For

For

1i.

Election of Director: JoAnn A. Reed

Management

For

For

1j.

Election of Director: Pamela D. A. Reeve

Management

For

For

1k.

Election of Director: Bruce L. Tanner

Management

For

For

1l.

Election of Director: Samme L. Thompson

Management

For

For

2.

To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023.

Management

For

For

3.

To approve, on an advisory basis, the Company's executive compensation.

Management

For

For

4.

To vote, on an advisory basis, on the frequency with which the Company will hold a stockholder advisory vote on executive compensation.

Management

1 Year

For

PAYPAL HOLDINGS, INC.

Security

70450Y103

Meeting Type

Annual

Ticker Symbol

PYPL

Meeting Date

24-May-2023

ISIN

US70450Y1038

Agenda

935821036 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director: Rodney C. Adkins

Management

For

For

1b.

Election of Director: Jonathan Christodoro

Management

For

For

1c.

Election of Director: John J. Donahoe

Management

For

For

1d.

Election of Director: David W. Dorman

Management

For

For

1e.

Election of Director: Belinda J. Johnson

Management

For

For

1f.

Election of Director: Enrique Lores

Management

For

For

1g.

Election of Director: Gail J. McGovern

Management

For

For

1h.

Election of Director: Deborah M. Messemer

Management

For

For

1i.

Election of Director: David M. Moffett

Management

For

For

1j.

Election of Director: Ann M. Sarnoff

Management

For

For

1k.

Election of Director: Daniel H. Schulman

Management

For

For

1l.

Election of Director: Frank D. Yeary

Management

For

For

2.

Advisory Vote to Approve Named Executive Officer Compensation.

Management

For

For

3.

Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated.

Management

For

For

4.

Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2023.

Management

For

For

5.

Stockholder Proposal - Provision of Services in Conflict Zones.

Shareholder

Abstain

Against

6.

Stockholder Proposal - Reproductive Rights and Data Privacy.

Shareholder

Abstain

Against

7.

Stockholder Proposal - PayPal Transparency Reports.

Shareholder

Abstain

Against

8.

Stockholder Proposal - Report on Ensuring Respect for Civil Liberties.

Shareholder

Abstain

Against

9.

Stockholder Proposal - Adopt Majority Vote Standard for Director Elections.

Shareholder

Against

For

EQUINIX, INC.

Security

29444U700

Meeting Type

Annual

Ticker Symbol

EQIX

Meeting Date

25-May-2023

ISIN

US29444U7000

Agenda

935820490 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1a.

Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Nanci Caldwell

Management

For

For

1b.

Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Adaire Fox-Martin

Management

For

For

1c.

Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Ron Guerrier

Management

For

For

1d.

Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Gary Hromadko

Management

For

For

1e.

Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Charles Meyers

Management

For

For

1f.

Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Thomas Olinger

Management

For

For

1g.

Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Christopher Paisley

Management

For

For

1h.

Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Jeetu Patel

Management

For

For

1i.

Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Sandra Rivera

Management

For

For

1j.

Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Fidelma Russo

Management

For

For

1k.

Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Peter Van Camp

Management

For

For

2.

Approval, by a non-binding advisory vote, of the compensation of our named executive officers.

Management

For

For

3.

Approval, by a non-binding advisory vote, of the frequency with which our stockholders will vote on the compensation of our named executive officers

Management

1 Year

For

4.

Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023

Management

For

For

5.

A stockholder proposal related to shareholder ratification of termination pay

Shareholder

Against

For

SBA COMMUNICATIONS CORPORATION

Security

78410G104

Meeting Type

Annual

Ticker Symbol

SBAC

Meeting Date

25-May-2023

ISIN

US78410G1040

Agenda

935820515 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.1

Election of Director For a three-year term expiring at the 2026 Annual Meeting: Steven E. Bernstein

Management

For

For

1.2

Election of Director For a three-year term expiring at the 2026 Annual Meeting: Laurie Bowen

Management

For

For

1.3

Election of Director For a three-year term expiring at the 2026 Annual Meeting: Amy E. Wilson

Management

For

For

2.

Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2023 fiscal year.

Management

For

For

3.

Approval, on an advisory basis, of the compensation of SBA's named executive officers.

Management

For

For

4.

Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of SBA's named executive officers.

Management

1 Year

For

T-MOBILE US, INC.

Security

872590104

Meeting Type

Annual

Ticker Symbol

TMUS

Meeting Date

16-Jun-2023

ISIN

US8725901040

Agenda

935842206 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

André Almeida

For

For

2

Marcelo Claure

For

For

3

Srikant M. Datar

For

For

4

Srinivasan Gopalan

For

For

5

Timotheus Höttges

For

For

6

Christian P. Illek

For

For

7

Raphael Kübler

For

For

8

Thorsten Langheim

For

For

9

Dominique Leroy

For

For

10

Letitia A. Long

For

For

11

G. Michael Sievert

For

For

12

Teresa A. Taylor

For

For

13

Kelvin R. Westbrook

For

For

2.

Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2023.

Management

For

For

3.

Advisory Vote to Approve the Compensation Provided to the Company's Named Executive Officers for 2022.

Management

For

For

4.

Advisory Vote on the Frequency of Future Advisory Votes to Approve the Compensation Provided to the Company's Named Executive Officers.

Management

3 Years

For

5.

Approval of T-Mobile US, Inc. 2023 Incentive Award Plan.

Management

For

For

6.

Approval of T-Mobile US, Inc. Amended and Restated 2014 Employee Stock Purchase Plan.

Management

For

For

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant

Ellsworth Growth and Income Fund Ltd.

 

By (Signature and Title)*	/s/ James A. Dinsmore
	James A. Dinsmore, President and Principal Executive Officer

 

Date	August 18, 2023

 

*Print the name and title of each signing officer under his or her signature.

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