- Initial Statement of Beneficial Ownership (3)
01 Décembre 2008 - 4:49PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Marchut Ted
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/1/2008
|
3. Issuer Name
and
Ticker or Trading Symbol
GLOBALSCAPE INC [GSB]
|
(Last)
(First)
(Middle)
4500 LOCKHILL SELMA, SUITE 150
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
VP of Consumer Products /
|
(Street)
SAN ANTONIO, TX 78249
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Globalscape, Inc. Common Stock
|
2000
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Employee Stock Option
|
(1)
|
9/28/2016
|
Globalscape, Inc. Common Stock
|
6000
|
$3.05
|
D
|
|
Employee Stock Option
|
(2)
|
9/9/2018
|
Globalscape, Inc. Common Stock
|
100000
|
$1.41
|
D
|
|
Explanation of Responses:
|
(
1)
|
The option is exercisable in three equal installments. The first installment becomes exercisable on September 29, 2007 and the next two installments become exercisable on September 29, 2008 and September 29, 2009.
|
(
2)
|
The option is exercisable in three equal installments. The first installment becomes exercisable on September 9, 2009 and the next two installments become exercisable on September 9, 2010 and September 9, 2011.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Marchut Ted
4500 LOCKHILL SELMA
SUITE 150
SAN ANTONIO, TX 78249
|
|
|
VP of Consumer Products
|
|
Signatures
|
Ted Marchut
|
|
12/1/2008
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Globalscape (AMEX:GSB)
Graphique Historique de l'Action
De Août 2024 à Sept 2024
Globalscape (AMEX:GSB)
Graphique Historique de l'Action
De Sept 2023 à Sept 2024
Real-Time news about Globalscape Inc (American Stock Exchange): 0 recent articles
Plus d'articles sur