Bank of America Merrill Lynch Form 8.3 - Charles Stanley Group plc _Replacement (8684Y)
18 Janvier 2022 - 6:12PM
UK Regulatory
TIDMCAY
RNS Number : 8684Y
Bank of America Merrill Lynch
18 January 2022
FORM 8.3 Replacement
The Form 8.3 Charles Stanley Group PLC announcement released
on 17/01/2022 under RNS 6734Y has been amended.
Amendments are identified with an asterisk (*).
The full amended text is shown below
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Bank of America
Corporation
(b) Owner or controller of interests and short positions disclosed, if different from
1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
---------------------------
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Charles Stanley Group PLC
Use a separate form for each offeror/offeree
---------------------------
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify
identity
of offeror/offeree:
---------------------------
(e) Date position held/dealing undertaken: 14/01/2022
For an opening position disclosure, state the latest
practicable date prior to the disclosure
---------------------------
(f) In addition to the company in 1(c) above, is the NO
discloser making disclosures in respect of any
other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 2(a) or (b)
(as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities
of the offeror or offeree to which the disclosure
relates following the dealing (if any)
Class of relevant security: 25p ordinary
Interests Short Positions
------------------- -------------------
Number % Number %
---------- ------- ---------- -------
(1) Relevant securities owned
and/or controlled: 1,976,500 3.797% 0 0 %
---------- ------- ---------- -------
(2) Cash-settled derivatives: 0 0% 1,976,500 3.797%
---------- ------- ---------- -------
(3) Stock-settled derivatives
(including options) and
agreements to purchase/sell: 0 0% 0 0 %
---------- ------- ---------- -------
TOTAL: 1,976,500 3.797% 1,976,500 3.797%
---------- ------- ---------- -------
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including
directors' and other employee options)
Class of relevant security in relation to N/A
which subscription right exists:
Details, including nature of the rights N/A
concerned and relevant percentages:
----
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of Price per unit
securities
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
25p ordinary Swaps - Equity Swaps Closing a Short Position 818,541 5.125 GBP
--------------------- --------------------------- ---------------------------- ---------------
25p ordinary Swaps - Equity Swaps Closing a Short Position 413,242 5.125 GBP
--------------------- --------------------------- ---------------------------- ---------------
25p ordinary Swaps - Equity Swaps Closing a Short Position 744,717 5.125 GBP
--------------------- --------------------------- ---------------------------- ---------------
*25p ordinary Swaps - Equity Swaps Opening a Short position 818,541 5.125 GBP
--------------------- --------------------------- ---------------------------- ---------------
*25p ordinary Swaps - Equity Swaps Opening a Short position 413,242 5.125 GBP
--------------------- --------------------------- ---------------------------- ---------------
*25p ordinary Swaps - Equity Swaps Opening a Short position 744,717 5.125 GBP
--------------------- --------------------------- ---------------------------- ---------------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercise
Class of relevant security Product description Exercising/ Number of Exercise Price per
e.g. call option exercised securities unit
against
N/A N/A N/A N/A N/A
-------------------- ------------ ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? No
Date of disclosure: 18/01/2022
Contact name: Tolu Tade
----------------
Telephone number: +44207 996 3410
----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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