EMM Disclosure
22 Janvier 2004 - 6:52PM
UK Regulatory
RNS Number:5521U
Morgan Stanley & Co. Inc.
22 January 2004
Lodge with Company Announcements Office and the Panel. Use a separate form
for each class of securities in which dealings have been made.
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Name of EMM MORGAN STANLEY & CO INC & MORGAN STANLEY
CAPITAL SERVICES INC
Date of disclosure 22 JANUARY 2004
Contact name GEORGE SOBEK
Telephone number 020 7677 2488
Please see attached disclosure of dealings under Rule 38.5 in the securities
of the following companies:
GENERAL ELECTRIC COMPANY
If the attached Rule 38.5 disclosure is to amend a previous disclosure, please
state which element(s) of previous disclosure was incorrect:
In the case of option business or dealings in derivatives full details should
be given on a separate sheet so that the nature of the dealings can be fully
understood. For options this should include the number of securities under
option, the exercise period (or in the case of exercise, the exercise date),
the exercise price and any option money paid or received. For derivative
this should include, at least, the number of reference securities to which
they relate (when relevant), the maturity date (or if applicable the closing
out date) and the reference price.
For full details of the disclosure requirements see Rules 8 and 38 of the Code.
If in doubt contact the Monitoring Section of the Panel, Tel. No: 020 7638 0129
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in GENERAL ELECTRIC COMPANY (name of company)
Class of security COMMON STOCK
Date of disclosure 22 JANUARY 2004
Date of dealing 21 JANUARY 2004
Name of EMM MORGAN STANLEY & CO INC
Name of offeree/offeror with whom connected AMERSHAM PLC (OFFEREE)
Total number of securities purchased 1,601,811
Highest price paid* $ 33.98
Lowest price paid* $ 33.04
Total number of securities sold 1,703,011
Highest price received* $ 33.99
Lowest price received* $ 33.04
DERIVATIVES
Strike
Product Date of Buy/Sell Price Expiry Underlying Highest Lowest
Description Dealing (USD) Date Shares Premium Premium
CALL- GE 21/01/2004 B 42 09/18/2004 200 0.1 0.1
CALL- GE 21/01/2004 B 30 02/21/2004 400 3.2 3.2
CALL- GE 21/01/2004 S 30 03/20/2004 2000 4.1 3.5
CALL- GE 21/01/2004 B 30 06/19/2004 500 4 4
CALL- GE 21/01/2004 S 30 06/19/2004 900 4.3 4
CALL- GE 21/01/2004 B 35 02/21/2004 4000 0.3 0.25
CALL- GE 21/01/2004 B 35 03/20/2004 3000 0.5 0.3
CALL- GE 21/01/2004 S 35 03/20/2004 1300 0.45 0.35
CALL- GE 21/01/2004 B 35 06/19/2004 9700 1.05 0.8
CALL- GE 21/01/2004 S 35 06/19/2004 1700 1.1 0.85
CALL- GE 21/01/2004 B 35 09/18/2004 800 1.35 1.2
CALL- GE 21/01/2004 S 35 09/18/2004 45000 1.55 1.55
CALL- GE 21/01/2004 B 40 09/18/2004 7300 0.3 0.2
CALL- GE 21/01/2004 S 27 03/20/2004 500 6.3 6.3
CALL- GE 21/01/2004 B 32 02/21/2004 130100 1.65 1.3
CALL- GE 21/01/2004 S 32 02/21/2004 82400 1.6 1.1
CALL- GE 21/01/2004 B 32 03/20/2004 15700 1.85 1.35
CALL- GE 21/01/2004 S 32 03/20/2004 5900 1.9 1.35
CALL- GE 21/01/2004 S 32 06/19/2004 8100 2.45 2
CALL- GE 21/01/2004 S 37 03/20/2004 900 0.1 0.1
CALL- GE 21/01/2004 B 37 06/19/2004 700 0.35 0.3
CALL- GE 21/01/2004 B 37 09/18/2004 1200 0.7 0.6
CALL- GE 21/01/2004 S 37 09/18/2004 400 0.6 0.6
CALL- GE 21/01/2004 S 42 09/18/2004 2700 0.1 0.1
CALL- GE 21/01/2004 S 30 01/21/2006 400 5.8 5.8
CALL- GE 21/01/2004 S 40 01/21/2006 500 1.7 1.7
CALL- GE 21/01/2004 B 30 01/22/2005 1400 4.9 4.5
CALL- GE 21/01/2004 S 30 01/22/2005 1200 5 5
CALL- GE 21/01/2004 B 35 01/22/2005 3000 2.05 1.8
CALL- GE 21/01/2004 S 35 01/22/2005 3700 1.95 1.75
CALL- GE 21/01/2004 B 40 01/22/2005 4200 0.55 0.5
CALL- GE 21/01/2004 B 27 01/22/2005 14000 6.7 6.7
CALL- GE 21/01/2004 B 32 01/22/2005 1200 3.2 3.2
CALL- GE 21/01/2004 S 32 01/22/2005 9000 3.2 3.2
GE BASKET
NOTES 21/01/2004 B 22000 92.375 92.375
PUT - GE 21/01/2004 B 30 03/20/2004 600 0.2 0.2
PUT - GE 21/01/2004 S 30 03/20/2004 90600 0.25 0.2
PUT - GE 21/01/2004 B 30 06/19/2004 3800 0.6 0.45
PUT - GE 21/01/2004 B 30 09/18/2004 1000 0.85 0.85
PUT - GE 21/01/2004 B 35 02/21/2004 500 1.4 1.4
PUT - GE 21/01/2004 B 35 06/19/2004 6000 2.35 2.35
PUT - GE 21/01/2004 S 35 06/19/2004 1500 2.25 2.25
PUT - GE 21/01/2004 S 27 03/20/2004 300 0.15 0.15
PUT - GE 21/01/2004 S 27 06/19/2004 400 0.25 0.25
PUT - GE 21/01/2004 S 27 06/19/2004 400 0.25 0.25
PUT - GE 21/01/2004 B 32 02/21/2004 300 0.35 0.35
PUT - GE 21/01/2004 S 32 02/21/2004 800 0.3 0.3
PUT - GE 21/01/2004 B 32 03/20/2004 3200 0.8 0.5
PUT - GE 21/01/2004 S 32 03/20/2004 1100 0.6 0.55
PUT - GE 21/01/2004 S 32 06/19/2004 3000 1.05 1.05
PUT - GE 21/01/2004 B 32 09/18/2004 500 1.65 1.65
PUT - GE 21/01/2004 S 37 06/19/2004 800 4.2 4.2
PUT - GE 21/01/2004 S 20 01/21/2006 1300 0.4 0.4
PUT - GE 21/01/2004 S 20 01/22/2005 1500 0.15 0.15
PUT - GE 21/01/2004 B 30 01/22/2005 500 1.25 1.25
PUT - GE 21/01/2004 S 30 01/22/2005 700 1.5 1.5
PUT - GE 21/01/2004 B 35 01/22/2005 300 3.4 3.4
FORM 38.5
Dealing in GENERAL ELECTRIC COMPANY (name of company)
Class of security COMMON STOCK
Date of disclosure 22 JANUARY 2004
Date of dealing 21 JANUARY 2004
Name of EMM MORGAN STANLEY CAPITAL SERVICES INC
Name of offeree/offeror with whom connected AMERSHAM PLC (OFFEREE)
Total number of securities buy 34,157
Highest price received* $ 33.96
Lowest price received* $ 33.31
This information is provided by RNS
The company news service from the London Stock Exchange
END
EMMILFERLIIFFIS