Initial Statement of Beneficial Ownership (3)
03 Juin 2020 - 10:11PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Fisher Kenneth R |
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/1/2020
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3. Issuer Name and Ticker or Trading Symbol
Meridian Bancorp, Inc. [EBSB]
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(Last)
(First)
(Middle)
67 PROSPECT STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP, Treasurer and CFO / |
(Street)
PEABODY, MA 01960
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 13160 (1)(2)(3) | D | |
Common Stock | 5953 (4) | I | By ESOP |
Common Stock | 6043 (4) | I | By 401(k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options | 7/26/2011 | 7/26/2020 | Common Stock | 6121 | $4.39 | D | |
Stock Options | 3/26/2016 | 3/26/2025 | Common Stock | 1400 (5) | $13.06 | D | |
Stock Options | 11/2/2016 | 11/2/2025 | Common Stock | 7500 (6) | $14.20 | D | |
Stock Options | 7/31/2018 | 7/31/2027 | Common Stock | 3750 (7) | $17.65 | D | |
Stock Options | 5/28/2021 | 5/28/2030 | Common Stock | 10000 (8) | $11.67 | D | |
Explanation of Responses: |
(1) | Includes shares of restricted stock which vest at a rate of 20% per year commencing on November 2, 2016. |
(2) | Includes shares of restricted stock which vest at a rate of 20% per year commencing on July 31, 2018. |
(3) | Includes shares of restricted stock which vest at a rate of 20% per year commencing on May 28, 2021. |
(4) | Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. |
(5) | Stock options vest at a rate of 20% per year commencing on March 26, 2016. |
(6) | Stock options vest at a rate of 20% per year commencing on November 2, 2016. |
(7) | Stock options vest at a rate of 20% per year commencing on July 31, 2018. |
(8) | Stock options vest at a rate of 20% per year commencing on May 28, 2021. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Fisher Kenneth R 67 PROSPECT STREET PEABODY, MA 01960 |
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| EVP, Treasurer and CFO |
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Signatures
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/s/ Sharon Plante, pursuant to Power of Attorney | | 6/3/2020 |
**Signature of Reporting Person | Date |
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