Initial Statement of Beneficial Ownership (3)
04 Mai 2016 - 3:48PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Scalise Jonathan P
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2. Date of Event Requiring Statement (MM/DD/YYYY)
4/27/2016
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3. Issuer Name
and
Ticker or Trading Symbol
Northwest Bancshares, Inc. [NWBI]
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(Last)
(First)
(Middle)
100 LIBERTY STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
E. V. P., Business Development /
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(Street)
WARREN, PA 16365
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Northwest Bancshares, Inc. Common Stock
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19082
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D
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Northwest Bancshares, Inc. Common Stock
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25616.21
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I
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401-K Plan
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Northwest Bancshares, Inc. Common Stock
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5496.913
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I
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ESOP Plan
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Option Plan (Right to Buy)
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11/19/2009
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11/19/2018
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Northwest Bancshares, Inc.
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1124
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$9.79
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D
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Option Plan (Right to Buy)
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2/18/2010
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2/18/2019
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Northwest Bancshares, Inc.
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1124
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$7.48
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D
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Option Plan (Right to Buy)
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1/20/2011
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1/20/2020
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Northwest Bancshares, Inc.
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2742
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$11.49
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D
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Option Plan (Right to Buy)
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1/19/2012
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1/19/2021
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Northwest Bancshares, Inc.
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6500
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$12.12
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D
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Option Plan (Right to Buy)
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5/18/2011
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5/18/2021
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Northwest Bancshares, Inc.
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24000
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$12.32
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D
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Option Plan (Right to Buy)
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5/23/2012
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5/23/2022
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Northwest Bancshares, Inc.
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4742
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$11.70
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D
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Option Plan (Right to Buy)
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5/15/2013
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5/15/2023
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Northwest Bancshares, Inc.
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5850
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$12.44
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D
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Option Plan (Right to Buy)
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5/21/2014
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5/21/2024
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Northwest Bancshares, Inc.
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5010
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$13.15
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D
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Option Plan (Right to Buy)
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5/20/2015
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5/20/2025
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Northwest Bancshares, Inc.
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8160
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$12.37
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D
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Explanation of Responses:
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Scalise Jonathan P
100 LIBERTY STREET
WARREN, PA 16365
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E. V. P., Business Development
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Signatures
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Jonathan P. Scalise
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5/4/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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