Statement of Changes in Beneficial Ownership (4)
29 Décembre 2021 - 11:05PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * BRH Holdings
GP, Ltd. |
2. Issuer Name and Ticker or Trading
Symbol Apollo Global Management, Inc. [ APO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director __X__
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
C/O APOLLO GLOBAL MANAGEMENT, INC., 9 WEST 57TH STREET,
43RD FLOOR |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/27/2021
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(Street)
NEW YORK, NY 10019
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Apollo Operating Group
units |
(1) |
12/27/2021 |
|
J (2) |
|
|
58100 |
(2) |
(3) |
Class A common stock |
58100 |
$0 |
155633119 |
I |
By AP Professional Holdings,
L.P. (4) |
Explanation of
Responses: |
(1) |
Each Apollo Operating Group
unit represents a right to receive one share of Class A common
stock ("Class A share") of Apollo Global Management, Inc. (the
"Issuer"), subject to the restrictions and provisions set forth in
the Seventh Amended and Restated Exchange Agreement, dated July 29,
2020, by and among the Issuer, AP Professional Holdings, L.P.
("Holdings") and the other parties thereto (the "Exchange
Agreement"). |
(2) |
On December 27, 2021,
Holdings distributed 58,100 Apollo Operating Group units to two of
its limited partners. |
(3) |
The Apollo Operating Group
units do not expire. |
(4) |
The reporting person is the
sole general partner of Holdings, which holds 155,633,119 Apollo
Operating Group units. Holdings and other parties to the Exchange
Agreement may exchange the Apollo Operating Group units for Class A
shares of the Issuer, subject to the restrictions and provisions
set forth in the Exchange Agreement. The reporting person does not
have a pecuniary interest in the Apollo Operating Group units and
disclaims beneficial ownership of these securities. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
BRH Holdings GP, Ltd.
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK, NY 10019 |
|
X |
|
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Signatures
|
By: /s/ John J. Suydam, Vice
President |
|
12/29/2021 |
**Signature
of Reporting Person |
Date |
Apollo Global Management (NYSE:APO-A)
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