Statement of Changes in Beneficial Ownership (4)
08 Juin 2022 - 10:02PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Trebbi Barbara |
2. Issuer Name and Ticker or Trading Symbol
BrightSphere Investment Group Inc.
[
BSIG
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
|
(Last)
(First)
(Middle)
200 CLARENDON STREET, 53RD FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/7/2022 |
(Street)
BOSTON, MA 02116
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 6/7/2022 | | M | | 4193 | A | $0 | 31884 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units (1) | (1) | 6/7/2022 | | M | | | 4193 | (2) | (2) | Common Stock | 4193.0 | $0 | 0 | D | |
Restricted Stock Units (1) | (1) | 6/8/2022 | | A | | 4762 (3) | | (4) | (4) | Common Stock | 4762.0 | $0 | 4762 | D | |
Explanation of Responses: |
(1) | Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. |
(2) | On June 24, 2021, the reporting person was granted 4,193 restricted stock units vesting upon the earlier of June 24, 2022 and the date of the 2022 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 7, 2022. |
(3) | Consists of restricted stock units issued under the BrightSphere Investment Group Inc. Non-Employee Directors' Equity Incentive Plan. |
(4) | The restricted stock units vest upon the earlier of June 8, 2023 and the date of the 2023 annual meeting of stockholders of BrightSphere Investment Group Inc. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Trebbi Barbara 200 CLARENDON STREET 53RD FLOOR BOSTON, MA 02116 | X |
|
|
|
Signatures
|
/s/ Richard J. Hart, Attorney-in-fact | | 6/8/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
BrightSphere Investment (NYSE:BSIG)
Graphique Historique de l'Action
De Nov 2024 à Déc 2024
BrightSphere Investment (NYSE:BSIG)
Graphique Historique de l'Action
De Déc 2023 à Déc 2024