Cvr Energy Inc - Amended Statement of Beneficial Ownership (3/A)
24 Octobre 2007 - 10:39PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Expires:
January 31, 2008
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
VICK KEVAN A
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/22/2007
|
3. Issuer Name
and
Ticker or Trading Symbol
CVR ENERGY INC [CVI]
|
(Last)
(First)
(Middle)
2277 PLAZA DRIVE, SUITE 500
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
EVP and Fertilizer General Mgr /
|
(Street)
SUGAR LAND, TX 77479
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
10/22/2007
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Common Stock
|
0
|
I
|
See Remarks
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
Remarks:
Coffeyville Acquisition LLC and Coffeyville Acquisition II LLC each own shares of CVR Energy, Inc. (the "Company") common
stock, par value $0.01 per share ("Common Stock"). Mr. Vick owns common units equal to 0.097% of the total common units of
each of Coffeyville Acquisition LLC and Coffeyville Acquisition II LLC. Mr. Vick also owns 215,896 override units in Coffeyville Acquisition
LLC and Coffeyville Acquisition II LLC. Override units constitute rights to a portion of the profits generated by Coffeyville
Acquisition LLC and Coffeyville Acquisition II LLC. The limited liability company agreements of Coffeyville Acquisition LLC and
Coffeyville Acquisition II LLC are filed as exhibits 10.34 and 10.35, respectively, to the Company's Registration Statement on Form
S-1, File No. 333-137588.
Mr. Vick does not have the power to vote or dispose of the shares of Common Stock that correspond to his ownership of common units in
Coffeyville Acquisition LLC and Coffeyville Acquisition II LLC and thus does not have beneficial ownership of such shares. In addition,
Mr. Vick does not have any pecuniary interest in the shares of Common Stock held by Coffeyville Acquisition LLC and Coffeyville
Acquisition II LLC (or override units) because he does not control either Coffeyville Acquisition LLC or Coffeyville Acquisition
II LLC and does not have or share investment control over either entity's securities.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
VICK KEVAN A
2277 PLAZA DRIVE
SUITE 500
SUGAR LAND, TX 77479
|
|
|
EVP and Fertilizer General Mgr
|
|
Signatures
|
/s/ Susan M. Ball, Attorney-in-fact
|
|
10/23/2007
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
CVR Energy (NYSE:CVI)
Graphique Historique de l'Action
De Sept 2024 à Oct 2024
CVR Energy (NYSE:CVI)
Graphique Historique de l'Action
De Oct 2023 à Oct 2024