Statement of Changes in Beneficial Ownership (4)
19 Mai 2021 - 5:17PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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HH&L Investment Co. |
2. Issuer Name and Ticker or Trading Symbol
HH&L Acquisition Co.
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HHLA
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O SUITE 3508, ONE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/19/2021 |
(Street)
HONG KONG, K3 00000
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B Ordinary Shares, par value $0.0001 per share | (2) | 5/19/2021 | | J (3) | | | 22000 | (2) | (2) | Class A Ordinary Shares | 22000 (3) | $0.00 | 10262000 | I (1)(2)(4) | See footnotes (1)(2)(4) |
Explanation of Responses: |
(1) | This form is being filed by HH&L Investment Co. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such pecuniary interest therein, if any. |
(2) | The Class B ordinary shares, par value $0.0001 per share (the "Class B Shares") of HH&L Acquisition Co. (the "Issuer") have no expiration date and are convertible into Class A ordinary shares, par value $0.0001 per share of the Issuer, on a one-for-one basis (subject to certain adjustments, including for share sub-divisions, share capitalizations, reorganizations, recapitalizations and other transaction) concurrently with or immediately following the consummation of the Issuer's business combination, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1/A (File No. 333-252254) filed with the Securities and Exchange Commission on February 1, 2021. |
(3) | On May 19, 2020, the Reporting Person transferred 22,000 Class B Shares to Skyview Enterprises Limited, an affiliate of director Derek Nelsen Sulger, in consideration of Derek Nelsen Sulger's agreement to serve as a director on the Issuer's board of directors. |
(4) | Reflects Class B Shares held by HH&L Investment Co. (the "Sponsor"). |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HH&L Investment Co. C/O SUITE 3508, ONE EXCHANGE SQUARE 8 CONNAUGHT PLACE, CENTRAL HONG KONG, K3 00000 | X | X |
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Signatures
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/s/ Qi Li, Authorized Signatory for HH&L Investment Co. | | 5/19/2021 |
**Signature of Reporting Person | Date |
HH&L Acquisition (NYSE:HHLA)
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