Statement of Changes in Beneficial Ownership (4)
13 Octobre 2022 - 8:46PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Strawbridge Philip O |
2. Issuer Name and Ticker or Trading Symbol
CENTRUS ENERGY CORP
[
LEU
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP, CFO, CAO & Treasurer |
(Last)
(First)
(Middle)
CENTRUS ENERGY CORP., 6901 ROCKLEDGE DRIVE, SUITE 800 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/11/2022 |
(Street)
BETHESDA, MD 20817
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 10/11/2022 | | M | | 10000 | A | $3.65 | 10000 | D | |
Class A Common Stock | 10/11/2022 | | S(5) | | 2400 (1) | D | $35.1542 | 7600 | D | |
Class A Common Stock | 10/11/2022 | | S(5) | | 5786 (2) | D | $36.0628 | 1814 | D | |
Class A Common Stock | 10/11/2022 | | S(5) | | 1814 (3) | D | $36.9932 | 0 | D | |
Class A Common Stock | 10/12/2022 | | M | | 10000 | A | $3.65 | 10000 | D | |
Class A Common Stock | 10/12/2022 | | S(5) | | 3215 (6) | D | $35.1120 | 6785 | D | |
Class A Common Stock | 10/12/2022 | | S(5) | | 5585 (7) | D | $36.2621 | 1200 | D | |
Class A Common Stock | 10/12/2022 | | S(5) | | 1200 (8) | D | $36.9108 | 0 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class A Common Stock | $3.65 | 10/11/2022 | | M | | 10000 | | (4) | 9/29/2029 | Class A Common Stock | 10000 | $0 | 10000 | D | |
Class A Common Stock | $3.65 | 10/12/2022 | | M | | 10000 | | (4) | 9/29/2029 | Class A Common Stock | 10000 | $0 | 0 | D | |
Explanation of Responses: |
(1) | This transaction was executed in multiple trades at prices ranging from $34.54 to $35.43? the price reported above reflects the weighted average sale price. The reporting
person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp. |
(2) | This transaction was executed in multiple trades at prices ranging from $35.66 to $36.52? the price reported above reflects the weighted average sale price. The reporting
person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp. |
(3) | This transaction was executed in multiple trades at prices ranging from $36.715 to $37.35? the price reported above reflects the weighted average sale price. The reporting
person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp. |
(4) | The options vest in two equal annual installments on each of September 30, 2021 and September 30, 2022. |
(5) | The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on November 19, 2021, in accordance
with Rule 10B5-1 of the Securities and Exchange Act of 1934, as amended. |
(6) | This transaction was executed in multiple trades at prices ranging from $34.77 to $35.74? the price reported above reflects the weighted average sale price. The reporting
person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp. |
(7) | This transaction was executed in multiple trades at prices ranging from $35.805 to $36.80? the price reported above reflects the weighted average sale price. The reporting
person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp. |
(8) | This transaction was executed in multiple trades at prices ranging from $36.81 to $37.05? the price reported above reflects the weighted average sale price. The reporting
person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Strawbridge Philip O CENTRUS ENERGY CORP. 6901 ROCKLEDGE DRIVE, SUITE 800 BETHESDA, MD 20817 |
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| SVP, CFO, CAO & Treasurer |
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Signatures
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/s/ Dennis J. Scott, Attorney-in-Fact | | 10/13/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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