Securities Registration (section 12(b)) (8-a12b)
26 Mai 2020 - 10:42PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Syntax ETF Trust
(Exact name of registrant as specified in
its charter)
Delaware
|
See Below
|
(State
of incorporation or organization)
|
(I.R.S. Employer Identification
number)
|
|
|
One Liberty Plaza, 46th Floor
New York, NY
|
10006
|
(Address of principal executive offices)
|
(Zip Code)
|
|
|
Securities to be registered pursuant to Section 12(b) of
the Exchange Act:
Title of Each Class
to be Registered
|
Name of the Exchange on
Which Each Class is to be
so Registered
|
I.R.S. Employer
Identification
Number
|
Syntax Stratified U.S. Total Market ETF
|
NYSE Arca
|
84-4643440
|
Syntax Stratified U.S. Total Market Hedged ETF
|
NYSE Arca
|
84-4696217
|
If this form relates to the registration of a class of securities
pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box:
[X]
If this form relates to the registration of a class of securities
pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box:
[ ]
Securities Act registration statement file number to which this
form relates: 333-215607
Securities to be registered pursuant to Section 12(g) of the
Act: None
|
Item 1.
|
Description of Registrant's Securities to be Registered:
|
1. A description of the shares of beneficial interest, no par
value, of the Syntax Stratified U.S. Total Market ETF, an investment portfolio of the Syntax ETF Trust (the “Trust”),
to be registered hereunder is set forth in Post-Effective Amendment No. 10 to the Trust’s Registration Statement under the
Securities Act of 1933 and Amendment No. 16 to the Trust’s Registration Statement under the Investment Company Act of 1940
(Commission File Nos. 333-215607; 811-23227) filed on February 27, 2020, which description is incorporated herein by reference
as filed with the Securities and Exchange Commission.
2. A description of the shares of beneficial interest, no par
value, of the Syntax Stratified U.S. Total Market Hedged ETF, an investment portfolio of the Syntax ETF Trust (the “Trust”),
to be registered hereunder is set forth in Post-Effective Amendment No. 14 to the Trust’s Registration Statement under the
Securities Act of 1933 and Amendment No. 20 to the Trust’s Registration Statement under the Investment Company Act of 1940
(Commission File Nos. 333-215607; 811-23227) filed on April 22, 2020, which description is incorporated herein by reference as
filed with the Securities and Exchange Commission.
(a)
|
Registrant’s Declaration of Trust, incorporated herein
by reference to Exhibit (a) to the Registrant’s Initial Registration Statement on Form N-1A, as filed with the SEC on January
18, 2017.
|
(b)
|
Registrant’s Amended and Restated By-laws, incorporated
herein by reference to Exhibit (b) to the Registrant’s Post-Effective Amendment No. 2 filing, as filed with the SEC on April
25, 2019.
|
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities
Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed in the City of New York and State
of New York on the 21st day of May, 2020.
Rory Riggs
Chief Executive Officer
Stratified LargeCap Inde... (AMEX:SSPY)
Graphique Historique de l'Action
De Déc 2024 à Jan 2025
Stratified LargeCap Inde... (AMEX:SSPY)
Graphique Historique de l'Action
De Jan 2024 à Jan 2025