Brewin Dolphin Holdings PLC Director/PDMR Shareholding (6532A)
26 Septembre 2022 - 1:00PM
UK Regulatory
TIDMBRW
RNS Number : 6532A
Brewin Dolphin Holdings PLC
26 September 2022
for immediate release
26 September 2022
BREWIN DOLPHIN HOLDINGS PLC
PDMR Notification
Brewin Dolphin Holdings PLC (" Brewin Dolphin ") and RBC Wealth
Management (Jersey) Holdings Limited ( " Bidco " ) announced on 31
March 2022 that they had reached agreement on the terms of a
recommended cash offer pursuant to which Bidco will acquire the
entire issued and to be issued ordinary share capital of Brewin
Dolphin (the " Acquisition "), which is to be effected by way of a
court-sanctioned scheme of arrangement under Part 26 of the
Companies Act 2006 (the "Scheme") .
As announced on 23 September 2022, the High Court of Justice of
England and Wales made an order sanctioning the Scheme. As a
result, the persons discharging managerial responsibilities'
("PDMR") conditional share awards granted under the Brewin
Dolphin's Long Term Performance Plan ("LTPP") and nil cost options
over shares granted under Brewin Dolphin's Deferred Profit Share
Plan ("DPSP") vested (and in the case of the nil cost options
granted under the DPSP, were exercised) on Friday 23 September
2022.
Notifications by the PDMRs in accordance with the Market Abuse
Regulation are set out in the Appendix to this announcement.
Enquiries:
Brewin Dolphin Holdings PLC +44 (0) 20 3201 4265
Siobhan Boylan (Chief Financial Officer)
Appendix
Details of the person discharging managerial responsibilities
1 / person closely associated
a) Name Robin Beer
--------------------------- --------------------------------------
Reason for the notification
2
-------------------------------------------------------------------
a) Position/status Chief Executive (PDMR)
--------------------------- --------------------------------------
b) Initial notification Initial notification
/Amendment
--------------------------- --------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
-------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
--------------------------- --------------------------------------
b) LEI 213800PS7FS5UYOWAC49
--------------------------- --------------------------------------
Details of the transaction(s): section to be repeated
4 for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------
a) Description of the
financial instrument,
type of instrument Shares
Identification code GB0001765816
--------------------------- --------------------------------------
b) Nature of the transaction Acquisition of shares on vesting
of conditional share awards under
the LTPP and vesting and exercise
of nil cost options under the DPSP.
--------------------------- --------------------------------------
c) Price(s) and volume(s) Plan(s) Price(s) Volume(s)
LTPP 2019 Nil cost 22,680
---------- ----------
LTPP 2020 Nil cost 128,236
---------- ----------
LTPP 2021 Nil cost 8,255
---------- ----------
DPSP 2019 Nil cost 30,434
---------- ----------
DPSP 2020 Nil cost 34,535
---------- ----------
--------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume
224,140 shares
- Price
Nil cost
--------------------------- --------------------------------------
e) Date of the transaction 2022-09-23
--------------------------- --------------------------------------
f) Place of the transaction London Stock Exchange
--------------------------- --------------------------------------
Details of the person discharging managerial responsibilities
1 / person closely associated
a) Name Siobhan Boylan
--------------------------- --------------------------------------
Reason for the notification
2
-------------------------------------------------------------------
a) Position/status Chief Financial Officer (PDMR)
--------------------------- --------------------------------------
b) Initial notification Initial notification
/Amendment
--------------------------- --------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
-------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
--------------------------- --------------------------------------
b) LEI 213800PS7FS5UYOWAC49
--------------------------- --------------------------------------
Details of the transaction(s): section to be repeated
4 for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------
a) Description of the
financial instrument,
type of instrument Shares
Identification code GB0001765816
--------------------------- --------------------------------------
b) Nature of the transaction Acquisition of shares on vesting
of conditional share awards under
the LTPP and vesting and exercise
of nil cost options under the DPSP.
--------------------------- --------------------------------------
c) Price(s) and volume(s) Plan(s) Price(s) Volume(s)
LTPP 2019 Nil cost 44,228
---------- ----------
LTPP 2020 Nil cost 95,961
---------- ----------
LTPP 2021 Nil cost 5,818
---------- ----------
DPSP 2019 Nil cost 12,339
---------- ----------
DPSP 2020 Nil cost 22,671
---------- ----------
--------------------------- --------------------------------------
d) Aggregated information
- Aggregated volume
181,017 shares
- Price
Nil cost
--------------------------- --------------------------------------
e) Date of the transaction 2022-09-23
--------------------------- --------------------------------------
f) Place of the transaction London Stock Exchange
--------------------------- --------------------------------------
Details of the person discharging managerial responsibilities
1 / person closely associated
a) Name Richard Buxton
-------------------------- -----------------------------------------
Reason for the notification
2
---------------------------------------------------------------------
a) Position/status Group People and Sustainability Director
(PDMR)
-------------------------- -----------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- -----------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
---------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
-------------------------- -----------------------------------------
b) LEI 213800PS7FS5UYOWAC49
-------------------------- -----------------------------------------
Details of the transaction(s): section to be repeated
4 for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
---------------------------------------------------------------------
a) Description of the
financial instrument,
type of instrument Shares
Identification code GB0001765816
-------------------------- -----------------------------------------
b) Nature of the transaction Acquisition of shares on vesting
of conditional share awards under
the LTPP and vesting and exercise
of nil cost options under the DPSP.
-------------------------- -----------------------------------------
c) Price(s) and volume(s) Plan Price(s) Volume(s)
LTPP 2019 Nil cost 22,680
---------- ----------
LTPP 2020 Nil cost 48,028
---------- ----------
LTPP 2021 Nil cost 2,911
---------- ----------
DPSP 2018 Nil cost 22,774
---------- ----------
DPSP 2019 Nil cost 20,289
---------- ----------
DPSP 2020 Nil cost 23,070
---------- ----------
-------------------------- -----------------------------------------
d) Aggregated information
- Aggregated volume
139,752 shares
- Price
Nil cost
-------------------------- -----------------------------------------
e) Date of the transaction 2022-09-23
-------------------------- -----------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- -----------------------------------------
Details of the person discharging managerial responsibilities
1 / person closely associated
a) Name Charles Ferry
-------------------------- -------------------------------------------
Reason for the notification
2
-----------------------------------------------------------------------
a) Position/status Managing Director of Wealth and Investment
(PDMR)
-------------------------- -------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- -------------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
-------------------------- -------------------------------------------
b) LEI 213800PS7FS5UYOWAC49
-------------------------- -------------------------------------------
Details of the transaction(s): section to be repeated
4 for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-----------------------------------------------------------------------
a) Description of the
financial instrument,
type of instrument Shares
Identification code GB0001765816
-------------------------- -------------------------------------------
b) Nature of the transaction Acquisition of shares on vesting
of conditional share awards under
the LTPP and vesting and exercise
of nil cost options under the DPSP.
-------------------------- -------------------------------------------
c) Price(s) and volume(s) Plan(s) Price(s) Volume(s)
LTPP 2019 Nil cost 22,680
---------- ----------
LTPP 2020 Nil cost 87,411
---------- ----------
LTPP 2021 Nil cost 6,901
---------- ----------
DPSP 2019 Nil cost 36,714
---------- ----------
DPSP 2020 Nil cost 42,060
---------- ----------
-------------------------- -------------------------------------------
d) Aggregated information
- Aggregated volume
195,766 shares
- Price
Nil cost
-------------------------- -------------------------------------------
e) Date of the transaction 2022-09-23
-------------------------- -------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- -------------------------------------------
Details of the person discharging managerial responsibilities
1 / person closely associated
a) Name Nicholas Fitzgerald
-------------------------- -------------------------------------------
Reason for the notification
2
-----------------------------------------------------------------------
a) Position/status Managing Director of Advice and Innovation
(PDMR)
-------------------------- -------------------------------------------
b) Initial notification Initial notification
/Amendment
-------------------------- -------------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
-----------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
-------------------------- -------------------------------------------
b) LEI 213800PS7FS5UYOWAC49
-------------------------- -------------------------------------------
Details of the transaction(s): section to be repeated
4 for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-----------------------------------------------------------------------
a) Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
-------------------------- -------------------------------------------
b) Nature of the transaction Acquisition of shares on vesting
of conditional share awards under
the LTPP and vesting and exercise
of nil cost options under the DPSP.
-------------------------- -------------------------------------------
c) Price(s) and volume(s) Plan(s) Price(s) Volume(s)
LTPP 2019 Nil cost 22,680
---------- ----------
LTPP 2020 Nil cost 48,028
---------- ----------
LTPP 2021 Nil cost 2,911
---------- ----------
DPSP 2019 Nil cost 28,502
---------- ----------
DPSP 2020 Nil cost 32,359
---------- ----------
-------------------------- -------------------------------------------
d) Aggregated information
- Aggregated volume
134,480 shares
- Price
Nil cost
-------------------------- -------------------------------------------
e) Date of the transaction 2022-09-23
-------------------------- -------------------------------------------
f) Place of the transaction London Stock Exchange
-------------------------- -------------------------------------------
Details of the person discharging managerial responsibilities
1 / person closely associated
a) Name Sarah Houlston
--------------------------- --------------------------------------
Reason for the notification
2
-------------------------------------------------------------------
a) Position/status Chief Operating Officer (PDMR)
--------------------------- --------------------------------------
b) Initial notification Initial notification
/Amendment
--------------------------- --------------------------------------
Details of the issuer, emission allowance market participant,
3 auction platform, auctioneer or auction monitor
-------------------------------------------------------------------
a) Name Brewin Dolphin Holdings PLC
--------------------------- --------------------------------------
b) LEI 213800PS7FS5UYOWAC49
--------------------------- --------------------------------------
Details of the transaction(s): section to be repeated
4 for (i) each type of instrument; (ii) each type of transaction;
(iii) each date; and (iv) each place where transactions
have been conducted
-------------------------------------------------------------------
a) Description of the
financial instrument, Shares
type of instrument
GB0001765816
Identification code
--------------------------- --------------------------------------
b) Nature of the transaction Acquisition of shares on vesting
of conditional share awards under
the LTPP and vesting and exercise
of nil cost options under the DPSP.
--------------------------- --------------------------------------
c) Price(s) and volume(s) Plan(s) Price(s) Volume(s)
LTPP 2019 Nil cost 6,804
---------- ----------
LTPP 2020 Nil cost 48,028
---------- ----------
LTPP 2021 Nil cost 2,911
---------- ----------
DPSP 2019 Nil cost 5,797
---------- ----------
DPSP 2020 Nil cost 7,168
---------- ----------
--------------------------- --------------------------------------
d) Aggregated information
70,708 shares
- Aggregated volume
Nil cost
- Price
--------------------------- --------------------------------------
e) Date of the transaction 2022-09-23
--------------------------- --------------------------------------
f) Place of the transaction London Stock Exchange
--------------------------- --------------------------------------
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END
DSHBGGDCIUDDGDL
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