EPT Disclosure
13 Février 2009 - 12:29PM
UK Regulatory
TIDMNSAM
RNS Number : 2948N
Citigroup Global Markets UK EqtyLtd
13 February 2009
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
+------------------------------------+------------------------------------------------------+
| Name of exempt principal trader | Citigroup Global Markets UK Equity Limited |
+------------------------------------+------------------------------------------------------+
| Company dealt in | New Star Asset Management Plc |
+------------------------------------+------------------------------------------------------+
| Class of relevant security to | Ord/Equity |
| which the dealings being disclosed | |
| relate (Note 1) | |
+------------------------------------+------------------------------------------------------+
| Date of dealing | 12 February 2009 |
+------------------------------------+------------------------------------------------------+
2. DEALINGS (Note 2)
(a) Purchases and sales
+------------------------------+-----------------------------+-------------------------------+
| Total number of securities | Highest price paid (Note 3) | Lowest price paid (Note 3) |
| purchased | | |
| | | |
+------------------------------+-----------------------------+-------------------------------+
| | GBP | GBP |
| | | |
+------------------------------+-----------------------------+-------------------------------+
+------------------------------+-----------------------------+-------------------------------+
| Total number of securities | Highest price received | Lowest price received (Note |
| sold | (Note 3) | 3) |
| | | |
+------------------------------+-----------------------------+-------------------------------+
| 203,912 | GBP 0.0208 | GBP 0.0208 |
| | | |
+------------------------------+-----------------------------+-------------------------------+
(b) Derivatives transactions (other than options)
+-----------------+--------------------+----------------------------+-------------------------+
| Product name, | Long/short (Note | Number of securities (Note | Price per unit (Note 3) |
| e.g. CFD | 4) | 5) | |
+-----------------+--------------------+----------------------------+-------------------------+
| | | | |
+-----------------+--------------------+----------------------------+-------------------------+
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
+-----------------+-------------+-------------+-------------+-------------+-----------+---------------+
| Product name, | Writing, | Number of | Exercise | Type, e.g. | Expiry | Option |
| e.g. call | selling, | securities | price | American, | date | money |
| option | purchasing, | to which | | European | | paid/received |
| | varying | the option | | etc. | | per unit |
| | etc. | relates | | | | (Note 3) |
| | | (Note 5) | | | | |
+-----------------+-------------+-------------+-------------+-------------+-----------+---------------+
| | | | | | | |
+-----------------+-------------+-------------+-------------+-------------+-----------+---------------+
(ii) Exercising
+------------------------------+-----------------------------+-------------------------------+
| Product name, e.g. call | Number of securities | Exercise price per unit (Note |
| option | | 3) |
| | | |
+------------------------------+-----------------------------+-------------------------------+
| | | |
+------------------------------+-----------------------------+-------------------------------+
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
+------------------------------------------------------------------------------------------+
| Full details of any agreement, arrangement or understanding between the person |
| disclosing and any other person relating to the voting rights of any relevant securities |
| under any option referred to on this form or relating to the voting rights or future |
| acquisition or disposal of any relevant securities to which any derivative referred to |
| on this form is referenced. If none, this should be stated. |
+------------------------------------------------------------------------------------------+
| |
+------------------------------------------------------------------------------------------+
+---------------------------------------------------+---------------------------------------+
| Date of disclosure | 13 February 2009 |
| | |
+---------------------------------------------------+---------------------------------------+
| Contact name | Thomas McAllister |
+---------------------------------------------------+---------------------------------------+
| Telephone number | 02890 409536 |
+---------------------------------------------------+---------------------------------------+
| Name of offeree/offeror with which connected | New Star Asset Management Plc |
| | |
+---------------------------------------------------+---------------------------------------+
| Nature of connection (Note 6) | Corporate Broker |
+---------------------------------------------------+---------------------------------------+
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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