UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 28, 2023
Home Point Capital Inc.
(Exact name of registrant as specified in its charter)
Delaware
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001-39964
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90-1116426
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(State or other Jurisdiction of Incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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2211 Old Earhart Road,
Suite 250
Ann Arbor, MI
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48105
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(Address of Principal Executive Office)
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(Zip Code)
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(888) 616-6866
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instructions A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
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Trading Symbols(s)
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Name of each exchange on which registered
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Common Stock, par value $0.0000000072 per share
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HMPT
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Nasdaq Global Select Market
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
On July 27, 2023, Home Point Financial Corporation (“HPF”), a wholly owned
subsidiary of Home Point Capital Inc., completed the sale of certain mortgage servicing rights held by HPF to Nationstar Mortgage LLC (“MSR Purchaser”), a Delaware limited
liability company and a wholly owned subsidiary of Mr. Cooper Group Inc. (“Mr. Cooper”), a Delaware corporation, pursuant to that certain Agreement for the Bulk Purchase and
Sale of Mortgage Servicing Rights, dated as of May 10, 2023, by and among HPF, MSR Purchaser and, solely for the purposes set forth therein, Mr. Cooper.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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HOME POINT CAPITAL INC.
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Dated: July 28, 2023 |
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By:
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/s/ William A. Newman
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Name:
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William A. Newman
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Title:
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President, Chief Executive Officer and Principal Financial Officer
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