Statement of Changes in Beneficial Ownership (4)
03 Janvier 2022 - 11:24PM
Edgar (US Regulatory)
FORM 4
[X] Check this box if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue. See Instruction
1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person *
Clayton Walter Joseph III |
2. Issuer Name and Ticker or Trading
Symbol Apollo Asset Management, Inc. [ AAM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
|
(Last)
(First)
(Middle)
C/O APOLLO ASSET MANAGEMENT, INC., 9 WEST 57TH STREET, 43RD
FLOOR |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/1/2022
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|
(Street)
NEW YORK, NY 10019
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Class A Common Stock |
1/1/2022 |
|
D |
|
24737 (1)(2)(3) |
D |
(1)(2)(4) |
0 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of
Responses: |
| (1) |
On January 1, 2022, pursuant
to the Agreement and Plan of Merger, dated as of March 8, 2021 (the
"Merger Agreement"), by and among Apollo Global Management, Inc., a
Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda
exempted company ("AHL"), Tango Holdings, Inc., a Delaware
corporation and a direct wholly owned subsidiary of AGM
("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and
a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"),
and Green Merger Sub, Inc., a Delaware corporation and a direct,
wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger
Sub merged with and into AGM with AGM as the surviving corporation
and a direct subsidiary of Holdings (the "AGM Merger"), and AHL
Merger Sub merged with and into AHL with AHL as the surviving
corporation and a direct subsidiary of Holdings (the "AHL Merger",
and together with the AGM Merger, the "Mergers"). (Con't in
FN2) |
| (2) |
(Con't from FN1) On January
1, 2022, upon the consummation of the Mergers, (a) each share of
common stock (other than shares held by AGM as treasury shares or
by a subsidiary of AGM) or other equity interest of AGM was
converted into one share of common stock or equivalent equity
interest of Holdings, (b) AGM was renamed Apollo Asset Management,
Inc. and (c) Holdings was renamed Apollo Global Management,
Inc. |
| (3) |
Reported amount includes
14,737 restricted stock units ("RSUs") granted under the Apollo
Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the
"Plan"). Each RSU represents the contingent right to receive, in
accordance with the issuance schedule set forth in the applicable
RSU award agreement, one share of Class A common stock of the
Issuer for each vested RSU. The RSUs vest in installments in
accordance with the terms of the applicable RSU award agreement,
provided the reporting person remains in service through the
applicable vesting date. |
| (4) |
As of December 31, 2021, the
closing market price of AGM's Class A common stock was $72.43 and
the closing market price of AHL's Class A common shares was
$83.33. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Clayton Walter Joseph III
C/O APOLLO ASSET MANAGEMENT, INC.
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK, NY 10019 |
X |
|
|
|
Signatures
|
|
/s/ Jessica L. Lomm, as
Attorney-in-Fact |
|
1/3/2022 |
| **Signature of
Reporting Person |
Date |
Apollo Global Management (NYSE:APO-A)
Graphique Historique de l'Action
De Juin 2022 à Juil 2022
Apollo Global Management (NYSE:APO-A)
Graphique Historique de l'Action
De Juil 2021 à Juil 2022
