Additional Proxy Soliciting Materials (definitive) (defa14a)
25 Mai 2017 - 8:11PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
14A INFORMATION
Proxy
Statement Pursuant to Section 14(a) of the Securities Exchange Act
of 1934
(Amendment No. __)
Filed by the Registrant ☒
Filed by a Party
other than the Registrant ☐
Check the
appropriate box:
☐ Preliminary
Proxy Statement
☐
Confidential, For Use of the Commission Only (As Permitted by Rule
14a-6(e)(2))
☐
Definitive Proxy Statement
☒
Definitive Additional Materials
☐
Soliciting Material under Rule 14a-12
Capital
Financial Holdings, Inc.
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(Name of Registrant as Specified In Its Charter)
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(Name of Person(s) Filing Proxy Statement, if other than the
Registrant)
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Payment of Filing
Fee (Check the appropriate box):
☒ No
fee required
☐ Fee
computed on table below per Exchange Act Rules 14a-6(i)(1) and
0-11.
(1) Title
of each class of securities to which transaction
applies:
(2) Aggregate
number of securities to which transaction applies:
(3) Per
unit price or other underlying value of transaction computed
pursuant to Exchange Act Rule
0-11 (set forth the
amount on which the filing fee is calculated and state how it
was determined):
(4) Proposed
maximum aggregate value of transaction:
(5) Total
fee paid:
☐ Fee
paid previously with preliminary materials.
☐ Check
box if any part of the fee is offset as provided by Exchange Act
Rule 0-11(a)(2) and identify the filing for which the offsetting
fee was paid previously. Identify the previous filing by
registration statement number, or the form or schedule and the date
of its filing.
(1) Amount
Previously Paid:
(2) Form,
Schedule or Registration Statement No.:
(3) Filing
Party:
(4) Date
Filed:
Capital Financial Holdings, Inc.
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CONTROL ID:
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REQUEST ID:
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IMPORTANT NOTICE
REGARDING THE AVAILABILITY OF PROXY MATERIALS
for the Annual Meeting of
Stockholders
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DATE:
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July 11, 2017
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TIME:
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10:00 a.m. local time
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LOCATION:
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Capital Financial Holdings, Inc., 1821 W Burdick Expressway, Minot,
North Dakota 58701
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HOW TO REQUEST PAPER COPIES OF OUR MATERIALS
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PHONE:
Call toll free
1-866-752-8683
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FAX:
Send this card to
202-521-3464
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INTERNET:
https://www.iproxydirect.com/CPFH
and follow the on-screen instructions.
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EMAIL:
proxy@iproxydirect.com
Include your Control ID in your email.
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This communication represents a notice to access a more complete
set of proxy materials available to you on the Internet. We
encourage you to access and review all of the important information
contained in the proxy materials before voting. The proxy statement
is available at:
https://www.iproxydirect.com/CPFH
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If you want to receive a paper copy of the proxy materials you must
request one. There is no charge to you for requesting a copy. To
facilitate timely delivery please make the request, as instructed
above, before July 1, 2017.
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you may enter your voting instructions at
https://www.iproxydirect.com/CPFH
until
11:59 pm eastern time July 10, 2017.
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The purposes of this meeting are as follows:
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1.
To
elect the Board of Directors of the Company.
2.
To
ratify the appointment of Dave Banerjee, CPA-An Accountancy
Corporation as the Company’s independent registered public
accountant to audit the Company’s financial books and records
for its fiscal year ended December 31, 2017; and
3.
A
non-binding, advisory vote to approve the compensation of the named
executives.
4.
A
non-binding, advisory vote to set the frequency of advisory voting
on the compensation of the named executive officers.
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Pursuant to Securities and Exchange Commission rules, you are
receiving this Notice that the proxy materials for the Annual
Meeting are available on the Internet. Follow the instructions
above to view the materials and vote or request printed
copies.
The board of directors has fixed the close of business on May 22,
2017 as the record date for the determination of stockholders
entitled to receive notice of the Annual Meeting and to vote the
shares of our common stock, par value $.001 per share, they held on
that date at the meeting or any postponement or adjournment of the
meeting.
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The Board of Directors recommends that you vote ‘for’
all proposals above.
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Please note - This is not a Proxy Card - you cannot vote by
returning this card
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Capital Financial Holdings Inc.
SHAREHOLDER
SERVICES
500
Perimeter Park Drive Suite D
Morrisville
NC 27560
TIME SENSITIVE SHAREHOLDER INFORMATION ENCLOSED
IMPORTANT SHAREHOLDER INFORMATION
YOUR VOTE IS IMPORTANT
Capital Financial (CE) (USOTC:CPFH)
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