Barclays PLC Form 8.5 (EPT/NON-RI) Secure Income REIT plc (9541P)
23 Juin 2022 - 11:06AM
UK Regulatory
TIDMBARC TIDMSIR
RNS Number : 9541P
Barclays PLC
23 June 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
(a) LTD
---------------------------------------------
Name of offeror/offeree in relation SECURE INCOME REIT PLC
(b) to whose
------------------------------------------
relevant securities this form relates:
-------- -------------------------------------------------- ----- ---- ---- -----
Name of the party to the offer with LXi REIT plc
(c) which exempt
------------------------------------------
principal trader is connected
-------- --------------------------------------------- --- ----- ---- ---- -----
Date position held/dealing undertaken: 22 June 2022
(d)
-------- -------------------------------------------------- ------------------------------------------
In addition to the company in 1(b) YES:
(e) above, is the exempt principal
trader making disclosures in respect LXI REIT PLC
of any other party to the offer?
-------- -------------------------------------------------- ------------------------------- ---------
2. POSITIONS OF THE EXEMPT
PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing
(if any)
Class of relevant security: 10p ordinary
--------------------- --------------------------------
Interests Short Positions
--------------------- --------------------------------
Number (%) Number (%)
-------------------------------------------- ---------- --------- --------------------- ---------
(1) Relevant securities
owned
and/or controlled: 1,396,399 0.43% 63,641 0.02%
(2) Cash-settled derivatives:
39,986 0.01% 1,386,945 0.43%
(3) Stock-settled derivatives
(including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,436,385 0.44% 1,450,586 0.45%
(b) Rights to subscribe for new securities (including
directors and other executive
options)
Class of relevant security in relation to
which subscription right exists
------------------------------------------------------------------------------- ----- ---------
Details, including nature of the rights
concerned and relevant percentages:
-------------------------------------------------------------------------------------- ---------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
(a) Purchases and
sales
------------------ ------------------ -------------- -------------- --------------
Class of relevant Purchase/sale Total number Highest price Lowest price
of per unit per unit
security securities paid/received paid/received
------------------ -------------- -------------- -------------- --------------
10p ordinary Purchase 8,315 4.5568 GBP 4.525 GBP
---------------- ---------------- -------------- --------------
10p ordinary Sale 74,647 4.5692 GBP 4.5311 GBP
---------------- ---------------- -------------- --------------
(b) Cash-settled derivative transactions
------------- --------------------------------------------- ----------- -----------
Class of Product Nature of dealing Number Price per
of
relevant description reference unit
security securities
------------- --------------- ---------------------- ----------- -----------
10p ordinary SWAP Decreasing Short 905 4.5715 GBP
----------------- ------------------------ ----------- -----------
10p ordinary SWAP Decreasing Short 1,072 4.5336 GBP
----------------- ------------------------ ----------- -----------
10p ordinary CFD Decreasing Short 1,540 4.5443 GBP
----------------- ------------------------ ----------- -----------
10p ordinary SWAP Decreasing Short 2,004 4.5446 GBP
----------------- ------------------------ ----------- -----------
10p ordinary SWAP Decreasing Short 2,251 4.5694 GBP
----------------- ------------------------ ----------- -----------
10p ordinary CFD Decreasing Short 7,008 4.5346 GBP
----------------- ------------------------ ----------- -----------
10p ordinary SWAP Decreasing Short 8,875 4.5661 GBP
----------------- ------------------------ ----------- -----------
10p ordinary SWAP Decreasing Short 13,642 4.5510 GBP
----------------- ------------------------ ----------- -----------
10p ordinary CFD Decreasing Short 20,100 4.6196 GBP
----------------- ------------------------ ----------- -----------
10p ordinary SWAP Increasing Long 95 4.5360 GBP
----------------- ------------------------ ----------- -----------
10p ordinary SWAP Increasing Long 16,942 4.5342 GBP
----------------- ------------------------ ----------- -----------
10p ordinary SWAP Increasing Short 280 4.5476 GBP
----------------- ------------------------ ----------- -----------
10p ordinary SWAP Increasing Short 382 4.5358 GBP
----------------- ------------------------ ----------- -----------
10p ordinary SWAP Increasing Short 439 4.5477 GBP
----------------- ------------------------ ----------- -----------
10p ordinary SWAP Increasing Short 1,153 4.5449 GBP
----------------- ------------------------ ----------- -----------
10p ordinary SWAP Increasing Short 2,606 4.5409 GBP
----------------- ------------------------ ----------- -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying to received
etc which
option per unit
relates
------------- -------------- ------------ -------------- ----- ------------ -----------
(ii) Exercising
Class of relevant Product description Exercising/ Number Exercise
exercised against of price per
security securities unit
-------------- ------------- -------------- ------------ ------------ -----------
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price
of relevant of Dealings per unit
(if
security applicable)
-------------- ------------- -------------- ------------ ------------ -----------
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which may be
an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party
to the offer or any person acting in concert with a party to the
offer:
-------------------------------------------------------------------------------------------------------------
NONE
-------------------------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
--------------------------------------------------------------------------- ----- ------------ -----------
NONE
-------------------------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open NO
Positions) attached?
------------------------------------------------
Date of disclosure: 23 Jun 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
--------------------- ------------ -----------
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