JPMorgan Securities Plc Form 8.5 (EPT/RI)-Smith (DS) plc
28 Juin 2024 - 12:51PM
RNS Regulatory News
RNS Number : 3872U
JPMorgan Securities Plc
28 June 2024
FORM 8.5
(EPT/RI)
PUBLIC DEALING DISCLOSURE BY
AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code
(the "Code")
1. KEY
INFORMATION
(a) Name of exempt principal
trader:
|
J.P. Morgan Securities
Plc
|
(b) Name of offeror/offeree
in relation to whose relevant securities this form
relates:
Use
a separate form for each offeror/offeree
|
Smith (DS)
plc
|
(c) Name of the party to the
offer with which exempt principal trader is
connected:
|
Corporate broker to Smith
(DS) plc
|
(d) Date dealing
undertaken:
|
27 June
2024
|
(e) In addition to the
company in 1(b) above, is the exempt principal trader making
disclosures in respect of any other party to this
offer?
If it is a cash offer or
possible cash offer, state "N/A"
|
Yes, International Paper
Company
|
2. DEALINGS BY
THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The
currency of all prices and other monetary amounts should be
stated.
(a) Purchases and
sales
Class of relevant
security
|
Purchases/
sales
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
10p
ordinary
|
Purchase
Sale
|
26,952,641
22,537,531
|
4.2622 GBP
4.2620 GBP
|
3.8760 GBP
3.8680 GBP
|
(b) Cash-settled
derivative transactions
Class of relevant
security
|
Product
description
e.g. CFD
|
Nature of
dealing
e.g. opening/closing a
long/short position, increasing/reducing a long/short
position
|
Number of reference
securities
|
Price per
unit
|
10p
ordinary
|
Equity Swap
|
Decrease
Long
Decrease
Short
Increase
Long
Increase
Short
Opening a Long
Position
Opening a Short
Position
|
2,739
109,550
16,401
11,708
63,525
11,711
45,002
439,905
5,800
10,126
6,609
42,421
34,287
900,000
8,841
56,109
4
300,000
10,777
5
53,385
1,350,000
1,500,000
68,780
4,143
12,355
12,429
8,074
3,029
10,530
34,427
3,059
8,670
910
37,293
13,202
268
50,946
8,805
14,129
131,205
738
14,621
228
4,959
58
728
86
317,750
|
4.1035 GBP
4.2464 GBP
4.2520 GBP
3.9105 GBP
3.9138 GBP
3.9161 GBP
4.0811 GBP
4.1058 GBP
4.1532 GBP
4.1576 GBP
4.1597 GBP
4.2005 GBP
4.2198 GBP
4.2620 GBP
3.9017 GBP
4.1230 GBP
4.2617 GBP
3.9009 GBP
4.1294 GBP
4.1423 GBP
4.1607 GBP
4.1770 GBP
4.1905 GBP
4.2048 GBP
5.1668 GBP
5.1747 GBP
5.2321 GBP
3.8752 GBP
3.9033 GBP
3.9077 GBP
3.9138 GBP
3.9172 GBP
3.9220 GBP
3.9300 GBP
3.9515 GBP
3.9615 GBP
4.0315 GBP
4.0469 GBP
4.0574 GBP
4.0680 GBP
4.2620 GBP
3.8760 GBP
3.8895 GBP
3.9143 GBP
3.9361 GBP
4.0324 GBP
4.0800 GBP
4.1285 GBP
4.2622 GBP
|
(c) Stock-settled
derivative transactions (including options)
(i) Writing,
selling, purchasing or varying
Class of relevant
security
|
Product
description e.g. call
option
|
Writing, purchasing, selling,
varying etc.
|
Number of securities to which
option relates
|
Exercise price per
unit
|
Type
e.g. American, European
etc.
|
Expiry date
|
Option money paid/ received
per unit
|
|
|
|
|
|
|
|
|
(ii)
Exercise
Class of relevant
security
|
Product
description
e.g. call
option
|
Exercising/ exercised
against
|
Number of
securities
|
Exercise price per
unit
|
|
|
|
|
|
(d) Other dealings
(including subscribing for new securities)
Class of relevant
security
|
Nature of
dealing
e.g. subscription,
conversion
|
Details
|
Price per unit (if
applicable)
|
|
|
|
|
3. OTHER
INFORMATION
(a) Indemnity and
other dealing arrangements
Details of any indemnity or
option arrangement, or any agreement or understanding, formal or
informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by the
exempt principal trader making the disclosure and any party to the
offer or any person acting in concert with a party to the
offer:
Irrevocable commitments and
letters of intent should not be included. If there are no
such agreements, arrangements or understandings, state
"none"
|
None
|
(b) Agreements,
arrangements or understandings relating to options or
derivatives
Details of any agreement,
arrangement or understanding, formal or informal, between the
exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights
of any relevant securities under any option; or
(ii) the voting rights or
future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such
agreements, arrangements or understandings, state
"none"
|
None
|
Date of disclosure:
|
28 June
2024
|
Contact name:
|
Natasha
Mondon
|
Telephone number:
|
01202
325175
|
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The
Panel's Market Surveillance Unit is available for consultation in
relation to the Code's dealing disclosure requirements on +44 (0)20
7638 0129.
The
Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
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END
FERPPUUAQUPCGUR
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