Form 40-17G - Fidelity Bond [Rule 17G-1(g)]
26 Septembre 2023 - 3:14PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
40-17G
(Fidelity
Bond filed pursuant to Rule 17g-1(g) (1) of the Investment Company Act of 1940)
Investment
Company Act File number 811-22684
DAXOR
CORPORATION
(Exact
name of registrant as specified in charter)
109
Meco Lane
Oak
Ridge, TN 37830
(Address
of principal executive offices) (Zip code)
Michael
Feldschuh
109
Meco Lane
Oak
Ridge, TN 37830
(Name
and address of agent for service)
Registrant’s
telephone number, including area code: 1-212-330-8500
Date
of fiscal year end: December 31, 2023
Daxor
Corporation
109
Meco Lane
Oak
Ridge, TN 37830
September
25, 2023
Securities
and Exchange Commission
100
F Street, N.E.
Washington,
DC 20549
Re: |
Daxor Corporation |
|
Investment Company Act
of 1940 - Rule 17g-1(g) |
|
Bonding of Officers and
Employees |
|
Daxor Corporation File
No. 811-22684 |
To
Whom It May Concern:
Pursuant
to Rule 17g-1(g) under the Investment Company Act of 1940 (the “1940 Act”), enclosed herewith, please find a copy of the
investment company bond (the “Bond”) in favor of Daxor Corporation, a management investment company registered under the
1940 Act. The term of the Bond is from the period of June 22, 2023 through June 22, 2024.
Please
call me at (212) 330-8504 should you have any questions.
Very
truly yours,
/s/Robert
J. Michel |
|
Robert J. Michel |
|
Chief
Financial Officer
Chief
Compliance Officer
Corporate
Secretary |
|
Principal Financial Officer |
|
Principal Accounting Officer |
|
Daxor Corporation |
|
Daxor
Corporation
Secretary’s
Certificate
Rule
17g-1(g)(1) - Copy of resolution approving the form and amount of the bond:
I,
Robert J. Michel, hereby certify that I am the duly elected and qualified Secretary of Daxor Corporation, a New York corporation (the
“Corporation”). I further certify, in such capacity and on behalf of the Corporation, (1) that set forth below is
a true, correct and complete copy of the resolutions duly adopted by the Board of Directors of the Corporation approving the amount and
form of the fidelity bond adopted by vote of a majority of the members of the Board of Directors of the Corporation, including a majority
of the directors who are not interested persons of the Corporation (within the meaning of Section 2(a)(19) of the Investment Company
Act of 1940, as amended); and (2) that said resolutions have not been amended, modified or revoked, are in full force and effect as of
the date hereof, and are the only resolutions relating to the matters covered thereby:
NOW
THEREFORE, BE IT RESOLVED, that the appropriate officers of the Corporation are authorized and directed to obtain the Fidelity Bond
to provide coverage for each officer and employee of the Corporation who may singly, or jointly with others, have access to the securities
or funds of the Corporation, either directly or through authority to draw upon such funds or to direct generally the disposition of those
securities, in that amount approved or ratified by the Board from time to time.
FURTHER
RESOLVED, that the Board, including all directors who are not “interested persons” of the Board (as defined in the Investment
Company Act of 1940), has determined that the form, terms and the amount of the Fidelity Bond (as presented and considered, covering,
among others, officers and employees of the Corporation, in accordance with Rule 17g-1 under the Investment Company Act of 1940), are
reasonable, after reviewing the terms of the Fidelity Bond and having given due consideration to, among other things, the estimated value
of the aggregate assets of the Corporation to which any person covered under the Fidelity Bond may have access, the type and terms of
the arrangements made for the custody and safekeeping of assets of the Corporation, and the nature of the securities held by the Corporation.
FURTHER
RESOLVED, that the Board, including a majority of the Board directors who are not “interested persons” of the Board (as
defined in the Investment Company Act of 1940), at least annually will review the Fidelity Bond to determine whether the Fidelity Bond
is reasonable in form and amount.
FURTHER
RESOLVED, that the appropriate officers of the Corporation be, and each of them acting alone hereby is, designated and directed to
make the filings and give the notices required by Rule 17g-1 of the Investment Company Act of 1940, including all filings and notices
required by Rule 17g-1(g).
FURTHER
RESOLVED, that, provided that the Fidelity Bond is issued in the form, in the amount, and with the terms described, the Fidelity
Bond is approved by the Board, including all trustees who are not “interested persons” of the Board (as defined in the Investment
Company Act of 1940).
*
* *
IN
WITNESS WHEREOF, I have signed my name, on this 9th day of December 2022.
Name: |
/s/
Robert J. Michel |
|
Title: |
Robert
J. Michel |
|
|
Chief
Financial Officer
Chief
Compliance Officer
Corporate
Secretary |
|
|
Principal
Financial Officer |
|
|
Principal
Accounting Officer |
|
|
Daxor
Corporation |
|
Daxor (NASDAQ:DXR)
Graphique Historique de l'Action
De Avr 2024 à Mai 2024
Daxor (NASDAQ:DXR)
Graphique Historique de l'Action
De Mai 2023 à Mai 2024