First Trust Announces Adjournment of Special Shareholder Meeting to Approve the Reorganization of First Trust Mega Cap AlphaD...
28 Septembre 2020 - 10:27PM
Business Wire
First Trust Advisors L.P. (“FTA”) announced today that the joint
special meeting of shareholders of First Trust Mega Cap AlphaDEX®
Fund (Nasdaq: FMK), a series of First Trust Exchange-Traded
AlphaDEX® Fund, and First Trust Dow 30 Equal Weight ETF (NYSE Arca:
EDOW), a series of First Trust Exchange-Traded Fund, has been
adjourned in order to allow shareholders additional time to vote on
the reorganization transaction whereby FMK will be combined with
EDOW, and to permit additional solicitation of shareholders. The
shareholder meeting will reconvene on Monday, October 19, 2020 at
12:15 p.m. Central time at the offices of FTA at 120 East Liberty
Drive, Suite 400, in Wheaton, Illinois.
FMK is an index based ETF that seeks investment results that
correspond generally to the price and yield (before the Fund’s fees
and expenses) of an equity index called the Nasdaq AlphaDEX® Mega
Cap Index. FMK pursues this investment objective by investing at
least 90% of its net assets (including investment borrowings) in
the common stocks that comprise the index. The index is designed to
select mega cap stocks from the NASDAQ US 500 Large Cap Index that
may generate positive alpha, or risk-adjusted returns, relative to
traditional indices through the use of the AlphaDEX® selection
methodology.
EDOW is an index based ETF that seeks investment results that
correspond generally to the price and yield (before the Fund’s fees
and expenses) of an equity index called the Dow Jones Industrial
Average Equal Weight Index. EDOW pursues this investment objective
by investing at least 90% of its net assets (including investment
borrowings) in the common stocks that comprise the index. The index
is the equal weight version of the Dow Jones Industrial AverageTM
which is composed of 30 securities issued by blue-chip U.S.
companies covering all industries, with the exception of
transportation and utilities.
FTA is a federally registered investment advisor and serves as
the investment advisor of FMK and EDOW. FTA and its affiliate First
Trust Portfolios L.P. (“FTP”), a FINRA registered broker-dealer,
are privately-held companies that provide a variety of investment
services. FTA has collective assets under management or supervision
of approximately $152 billion as of August 31, 2020 through unit
investment trusts, exchange-traded funds, closed-end funds, mutual
funds and separately managed accounts. FTA is the supervisor of the
First Trust unit investment trusts, while FTP is the sponsor. FTP
is also a distributor of mutual fund shares and exchange-traded
fund creation units. FTA and FTP are based in Wheaton,
Illinois.
Additional Information / Forward-Looking Statements
This press release is not intended to, and shall not, constitute
an offer to purchase or sell shares of FMK or EDOW. Certain
statements made in this news release that are not historical facts
are referred to as “forward-looking statements” under the U.S.
federal securities laws. Actual future results or occurrences may
differ significantly from those anticipated in any forward-looking
statements due to numerous factors. Generally, the words “believe,”
“expect,” “intend,” “estimate,” “anticipate,” “project,” “will” and
similar expressions identify forward-looking statements, which
generally are not historical in nature. Forward-looking statements
are subject to certain risks and uncertainties that could cause
actual results to differ from the historical experience of FTA and
the funds managed by FTA and its present expectations or
projections. You should not place undue reliance on forward-looking
statements, which speak only as of the date they are made. FTA, FMK
and EDOW undertake no responsibility to update publicly or revise
any forward-looking statements.
In connection with the solicitation of proxies to approve the
reorganization, FMK and EDOW have filed a combined proxy
statement/prospectus (the “proxy statement”). Because the proxy
statement contains important information, FMK and EDOW shareholders
are urged to read the proxy statement and accompanying materials
carefully. FMK and EDOW shareholders are also able to obtain copies
of these documents and other transaction-related documents by
calling FTA toll-free at 800-621-1675. The proxy statement is
available free of charge at the website of the Securities and
Exchange Commission (“SEC”), www.sec.gov. The foregoing is not an
offer to sell, nor a solicitation of an offer to buy, shares of the
FMK or EDOW, nor is it a solicitation of any proxy. FMK, EDOW, FTA
and certain of their respective directors/trustees, officers and
affiliates may be deemed under the rules of the SEC to be
participants in the solicitation of proxies from shareholders in
connection with the matters described above. Information about the
trustees and officers of FMK or EDOW may be found in the respective
annual report previously filed with the SEC.
An investor should carefully consider the investment objectives,
risks, charges and expenses of FMK or EDOW, as applicable, before
investing. The prospectuses for FMK and EDOW contain this and other
important information and are available free of charge by calling
toll-free at 1-800-621-1675 or writing FMK or EDOW at 120 East
Liberty Drive, Suite 400, Wheaton, IL 60187. The prospectus should
be read carefully before investing.
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