Initial Statement of Beneficial Ownership (3)
15 Février 2023 - 12:16AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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PD Joint Holdings, LLC Series 2016-A |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/22/2022
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3. Issuer Name and Ticker or Trading Symbol
Pasithea Therapeutics Corp. [KTTA]
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(Last)
(First)
(Middle)
C/O TIGER LILY CAPITAL, LLC, 200 GARRETT STREET, SUITE O |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
CHARLOTTESVILLE, VA 22902
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 2608696 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Warrant (right to buy) | 12/21/2022 | 6/21/2027 | Common Stock | 800000 | $1.88 | D | |
Explanation of Responses: |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
PD Joint Holdings, LLC Series 2016-A C/O TIGER LILY CAPITAL, LLC 200 GARRETT STREET, SUITE O CHARLOTTESVILLE, VA 22902 |
| X |
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Manning Paul B 200 GARRETT STREET, SUITE S CHARLOTTESVILLE, VA 22902 |
| X |
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Manning Bradford C/O TIGER LILY CAPITAL, LLC 200 GARRETT STREET, SUITE O CHARLOTTESVILLE, VA 22902 |
| X |
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Tiger Lily Capital, LLC 200 GARRETT STREET, SUITE O CHARLOTTESVILLE, VA 22902 |
| X |
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Signatures
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PD Joint Holdings, LLC, Series 2016-A, By: Tiger Lily Capital, LLC, By: /s/ Paul B. Manning and /s/ Bradford Manning, its Managers | | 2/14/2023 |
**Signature of Reporting Person | Date |
/s/ Paul B. Manning | | 2/14/2023 |
**Signature of Reporting Person | Date |
/s/ Bradford Manning | | 2/14/2023 |
**Signature of Reporting Person | Date |
Tiger Lily Capital, LLC, By: /s/ Paul B. Manning and /s/ Bradford Manning, its Managers | | 2/14/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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