Securities Registration: Employee Benefit Plan (s-8)
03 Mai 2023 - 10:17PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE
SECURITIES ACT OF 1933
Harsco Corporation
(Exact name of Registrant as specified in its charter)
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Delaware |
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23-1483991 |
(State or other jurisdiction
of incorporation or organization) |
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(I.R.S. Employer
Identification No.) |
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Two Logan Square
100-120 North 18th Street, 17th Floor,
Philadelphia, Pennsylvania |
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19103 |
(Address of Principal Executive Offices) |
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(Zip Code) |
2013 EQUITY AND INCENTIVE COMPENSATION PLAN
(Full title of the Plan)
Russell C. Hochman, Esq.
Senior Vice President and General Counsel,
Chief Compliance Officer & Corporate Secretary
Harsco Corporation
Two
Logan Square
100-120 North 18th Street, 17th Floor
Philadelphia, PA 19103
(267) 857-8715
(Name, address, including zip code, and telephone number, including area code,
of agent for service)
Copy to:
Darrick M. Mix, Esq.
Duane Morris LLP
30
South 17th Street
Philadelphia, PA 19103
(215) 979-1000
Indicate by check mark whether
the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of large accelerated
filer, accelerated filer, smaller reporting company and emerging growth company in Rule 12b-2 of the Exchange Act.
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Large accelerated filer |
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☒ |
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Accelerated filer |
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☐ |
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Non-accelerated filer |
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☐ |
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Smaller reporting company |
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☐ |
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Emerging growth company |
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☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
REGISTRATION OF ADDITIONAL SECURITIES
This Registration Statement registers an additional 2,207,000 shares of the Registrants Common Stock that may be offered and sold under the
Plan. This Registration Statement relates solely to the registration of additional securities of the same class as other securities for which one or more other registration statements filed on this form relating to the same employee benefit
plan are effective. Pursuant to General Instruction E to Form S-8, the contents of the Registrants previously filed registration statements on Form S-8 relating to
the Plan (File No. 333-188448, filed with the Securities and Exchange Commission on May 8, 2013, File No. 333-217616, filed with the Securities and
Exchange Commission on May 3, 2017, and File No. 333-258398, filed with the Securities and Exchange Commission on July 31, 2020), including any amendments thereto or filings incorporated
therein, are hereby incorporated by reference herein to the extent not otherwise amended or superseded by the contents hereof.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference.
The Registrant is subject to the informational and reporting requirements of Sections 13(a), 13(c), 14 and 15(d) of the Securities Exchange Act of 1934, as
amended (the Exchange Act), and, in accordance therewith, files reports, proxy statements and other information with the Securities and Exchange Commission (the Commission). The following documents, which are on file with the
Commission, are incorporated into this Registration Statement by reference:
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the Registrants Annual Report on Form
10-K for the year ended December 31, 2022 (Commission File No. 001-03970), filed with the Commission on March 1, 2023, under the Exchange Act;
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the Registrants Quarterly Report for the quarter ended March
31, 2023 on Form 10-Q (Commission File
No. 001-03970), filed with the Commission on May 3, 2023; |
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the Registrants Current Reports on Form 8-K (Commission File No. 001-03970) filed with the Commission on February
28, 2023 and April 25, 2023 (other than information in such Current Reports deemed to have been furnished and
not filed in accordance with the rules of the Commission); and |
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the description of the Registrants Common Stock contained in the Exhibit 4A to the Registrants
Annual Report on Form 10-K (Commission File
No. 001-03970) filed with the Commission on March 1, 2023, and all amendments and reports filed with the Commission for the purpose of updating such description. |
All documents filed by the Registrant with the Commission pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act subsequent to the effective date
of this Registration Statement and prior to the filing of a post-effective amendment that indicates that all securities offered have been sold or that deregisters all securities then remaining unsold, will be deemed to be incorporated by reference
in this Registration Statement and to be part hereof from the date of filing of such documents; provided, however, that documents or information deemed to have been furnished and not filed in accordance with the rules of the Commission shall not be
deemed incorporated by reference in this Registration Statement.
Any statement contained in any document incorporated or deemed to be incorporated by
reference herein will be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any other subsequently filed document which also is or is deemed to be incorporated by
reference herein modifies or supersedes such statement. Any such statement so modified or superseded will not be deemed, except as modified or superseded, to constitute a part of this Registration Statement.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all
the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Philadelphia, Commonwealth of
Pennsylvania, on the 3rd day of May, 2023.
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HARSCO CORPORATION |
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By: |
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/s/ Russell C. Hochman |
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Russell C. Hochman |
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Senior Vice President and General Counsel, |
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Chief Compliance Officer & Corporate Secretary |
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby severally constitutes and appoints F. Nicholas
Grasberger III and Russell C. Hochman and each of them, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution for him
or her and in his or her name, place and stead, in any and all capacities to sign any and all amendments (including post-effective amendments) to the Registration Statement, and to file the same, with all exhibits thereto, and other documents in
connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agents, and each of them, full power and authority to do and
perform each and every act and thing requisite or necessary fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that each said attorney-in-fact and agents or any of them or his substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration
Statement has been signed by the following persons in the capacities and on the dates indicated.
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/s/ F. Nicholas Grasberger III |
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Chairman, President, Chief Executive Officer and Director |
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May 3, 2023 |
F. Nicholas Grasberger III |
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(Principal Executive Officer) |
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/s/ Peter F. Minan |
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Senior Vice President and Chief Financial Officer |
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May 3, 2023 |
Peter F. Minan |
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(Principal Financial Officer) |
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/s/ Samuel C. Fenice |
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Vice President and Corporate Controller |
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May 3, 2023 |
Samuel C. Fenice |
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(Principal Accounting Officer) |
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/s/ David C. Everitt |
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Lead Director |
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May 3, 2023 |
David C. Everitt |
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/s/ James F. Earl |
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Director |
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May 3, 2023 |
James F. Earl |
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/s/ Kathy G. Eddy |
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Director |
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May 3, 2023 |
Kathy G. Eddy |
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/s/ Carolann I. Haznedar |
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Director |
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May 3, 2023 |
Carolann I. Haznedar |
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/s/ Timothy M. Laurion |
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Director |
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May 3, 2023 |
Timothy M. Laurion |
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/s/ Edgar M. Purvis, Jr. |
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Director |
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May 3, 2023 |
Edgar M. Purvis, Jr. |
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/s/ John S. Quinn |
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Director |
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May 3, 2023 |
John S. Quinn |
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/s/ Phillip C. Widman |
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Director |
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May 3, 2023 |
Phillip C. Widman |
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